Common use of Offering Communications Clause in Contracts

Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the Sellers; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: information contemplated by Rule 134 under the Act and included or to be included in the Preliminary Prospectus or the Prospectus, as well as a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an “Underwriter Free Writing Prospectus”).

Appears in 25 contracts

Samples: Underwriting Agreement (Capital One Master Trust), Underwriting Agreement (Capital One Funding, LLC), Underwriting Agreement (Capital One Master Trust)

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Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers Seller that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the SellersSeller; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: information contemplated by Rule 134 under the Act and included or to be included in the Preliminary Prospectus or the Prospectus, as well as a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an “Underwriter Free Writing Prospectus”).

Appears in 8 contracts

Samples: Terms Agreement (Capital One Master Trust), Terms Agreement (Capital One Master Trust), Underwriting Agreement (Capital One Funding, LLC)

Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers Seller that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the SellersSeller; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: (i) information contemplated by Rule 134 under the Act and included or to be included in the Preliminary Prospectus or the Prospectus, as well as (ii) information relating to the CUSIPs, yield, benchmark, and trade date of the Notes and (iii) a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an “Underwriter Free Writing Prospectus”).

Appears in 6 contracts

Samples: Terms Agreement (Capital One Master Trust), Underwriting Agreement (Capital One Master Trust), Underwriting Agreement (Capital One Master Trust)

Offering Communications. (a) Other than the Preliminary Prospectus, the Prospectus and the Ratings Issuer Free Writing Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer Seller and the Sellers Bank that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer Seller and the SellersBank; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: information contemplated by Rule 134 under the Act and included or to be (i) an Intex CDI file that does not contain any Issuer Information (as defined below) other than Issuer Information included in the Preliminary Prospectus or the Prospectus, as well as a column or other entry showing Ratings Issuer Free Writing Prospectus previously filed with the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes Commission (each such written communicationeach, an “Underwriter Free Writing ProspectusIntex CDI file”)., (ii) any materials included in one or more investor “road shows” (as defined in Rule 433 under the Act) relating to

Appears in 2 contracts

Samples: Capital One Prime Auto Receivables Trust 2020-1, Capital One Prime Auto Receivables Trust 2019-1

Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers Seller that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any "written communication" (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any "ABS informational and computational materials" as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the SellersSeller; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more "written communications" (as defined in Rule 405 under the Act) containing no more than the following: information contemplated by Rule 134 under the Act and included or to be included in the Preliminary Prospectus or the Prospectus, as well as a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an "Underwriter Free Writing Prospectus").

Appears in 1 contract

Samples: Underwriting Agreement (Capital One Funding, LLC)

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Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the Sellers; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: information contemplated by Rule 134 under relating to the Act and included or to be included in class, size, closing date, weighted average life, rating, expected final payment date, legal maturity date, and/or the Preliminary Prospectus or final price of the ProspectusNotes, as well as a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an “Underwriter Free Writing Prospectus”).

Appears in 1 contract

Samples: Underwriting Agreement (Capital One Funding, LLC)

Offering Communications. (a) Other than the Preliminary Prospectus and the Prospectus, each Underwriter severally represents, warrants and agrees with the Company, the Issuer and the Sellers that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of the Company, the Issuer and the Sellers; provided, however, each Underwriter may prepare and convey to one or more of its potential investors one or more “written communications” (as defined in Rule 405 under the Act) containing no more than the following: (i) information contemplated by Rule 134 under the Act and included or to be included in the Preliminary Prospectus or the Prospectus, as well as (ii) information relating to the CUSIPs, yield, benchmark, and trade date of the Notes and (iii) a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes (each such written communication, an “Underwriter Free Writing Prospectus”).

Appears in 1 contract

Samples: Underwriting Agreement (Capital One Funding, LLC)

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