Common use of OF THE 1934 ACT Clause in Contracts

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 39 contracts

Samples: Investment Agreement (Hyperdynamics Corp), Investment Agreement (Nexia Holdings Inc), Investment Agreement (Hyperdynamics Corp)

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OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 35 contracts

Samples: Investment Agreement (Energie Holdings, Inc.), Registration Rights Agreement (VG Life Sciences, Inc.), Investment Agreement (Sunshine Biopharma, Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 10 contracts

Samples: Equity Financing Agreement (APPlife Digital Solutions Inc), Equity Financing Agreement (Cannabis Global, Inc.), Equity Financing Agreement (Appiphany Technologies Holdings Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 4 contracts

Samples: Investment Agreement (ProPhase Labs, Inc.), Investment Agreement (ProPhase Labs, Inc.), Registration Rights Agreement (Turbosonic Technologies Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 3 contracts

Samples: Amended Investment Agreement (Payment Data Systems Inc), Investment Agreement (Coates International LTD \De\), Investment Agreement (Gift Liquidators Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Phi Group Inc), Investment Agreement (Phi Group Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a)(3) of Regulation D of the 1933 Act. (E)

Appears in 2 contracts

Samples: 3 Investment Agreement (Newave Inc), Investment Agreement Investment Agreement (Hyperdynamics Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 2 contracts

Samples: Investment Agreement (American Asset Development, Inc.), Investment Agreement (Global Earth Energy, Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunderhereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Apolo Gold & Energy Inc.), Investment Agreement (Apolo Gold & Energy Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. 3.4 ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a)(3) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Litfunding Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Compumed Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common StockShares. The Investor agrees not to shortshort the Common Stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (CardioGenics Holdings Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (ProPhase Labs, Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's common stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Edgeline Holdings, Inc.)

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OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to shortsell the Company’s stock short or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement. 3.4 ACCREDITED INVESTOR. Investor is an “Accredited Investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (POSITIVEID Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or Investment Agreement - 8 indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Nova Communications LTD)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. 3.4 ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501 of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Litfunding Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Cal Bay International Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals principals, advisors, through the agency of third parties, including off-shore financial or advisorssecurities firms, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (China Direct Trading Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to shortsell, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (China Agro Sciences Corp.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will shall comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Gameznflix Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stockcommon stock. The Investor agrees not to shortsell the Company's stock short or acquire a hedging position in the Company’s stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement, nor will encourage any friends, family members or any other third party individuals or entities to do so.

Appears in 1 contract

Samples: Investment Agreement (Green Technology Solutions, Inc.)

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