Obligations of Investment Adviser Sample Clauses

Obligations of Investment Adviser. (A) SERVICES. Adviser agrees to perform the following services (the "Services") for the Company:
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Obligations of Investment Adviser a. START-UP
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Obligations of Investment Adviser. Unless otherwise required by any provision of the Loan Documents or this Agreement or by applicable law, the Investment Adviser shall not intentionally take any action, which it knows would (a) require registration of the Company or the Company’s assets as an “investment company” under the Investment Company Act, (b) cause the Company to fail to comply with any of the provisions of the Company’s Limited Liability Agreement, (c) not be permitted under the Company’s Limited Liability Company Agreement (including, but not limited to Sections 1.7 and 1.8 thereof), (d) cause the Company to violate the terms of the Loan Documents or (e) subject the Company to material federal, state or other income taxation, it being understood that in connection with the foregoing the Investment Adviser will not be required to make any independent investigation of any facts or laws not otherwise known to it in connection with its obligations under this Agreement and the Loan Documents or the conduct of its business generally. The Investment Adviser covenants that it shall comply in all material respects with all laws and regulations applicable to it in connection with the performance of its duties under this Agreement and the Loan Documents. The Investment Adviser covenants that it shall (i) not hold out the Collateral Assets as its assets, (ii) take all action to ensure that the Collateral Assets are held in the name of the Company or, if held by an agent of the Company, clearly designate such agent as being the Company’s agent and (iii) not fail to correct any known misunderstandings regarding the separate identity of the Company and shall not identify itself as a division or department of the Company.
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Obligations of Investment Adviser 
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Related to Obligations of Investment Adviser

  • Status of Investment Adviser The services of the Adviser to the Trust and the Fund are not to be deemed exclusive, and the Adviser shall be free to render similar services to others so long as its Services to the Trust and the Fund are not impaired thereby. The Adviser shall be deemed to be an independent contractor and shall, unless otherwise expressly provided or authorized, have no authority to act for or represent the Trust or the Fund in any way or otherwise be deemed an agent of the Trust or the Fund. Nothing in this Agreement shall limit or restrict the right of any director, officer or employee of the Adviser, who may also be a trustee, officer or employee of the Trust, to engage in any other business or to devote his or her time and attention in part to the management or other aspects of any other business, whether of a similar nature or a dissimilar nature.

  • Obligations of Parties Nothing herein shall relieve a Party of its obligations under the Federal Rules, the Bankruptcy Rules, the Federal Rules of Evidence, and the Local Rules, or under any future stipulations and orders, regarding the production of documents or the making of timely responses to Discovery Requests in connection with the Cases.

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