Common use of Notice of Adjustments Clause in Contracts

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices (if the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 26 contracts

Samples: Warrant Agreement (Kior Inc), Warrant Agreement (Kior Inc), Warrant Agreement (Kior Inc)

AutoNDA by SimpleDocs

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 21 contracts

Samples: Theravance Inc, Theravance Inc, Subordination Agreement (Furniture Com Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 15 contracts

Samples: Warrant Agreement (Kior Inc), Warrant Agreement (Kior Inc), Warrant Agreement (Kior Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder notice of filing of a registration statement with the SEC promptly after such filing, but in no event later than three (3) business days after such filing. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 9 contracts

Samples: Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc)

Notice of Adjustments. IfIf prior to Initial Public Offering: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viii) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall be given in accordance with Section 12(g) below and shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be mademade pursuant to this Section 8, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 7 contracts

Samples: Loan and Security Agreement, Warrant Agreement (Tricida, Inc.), Warrant Agreement (Tricida, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 7 contracts

Samples: Warrant Agreement (Iown Holdings Inc), Warrant Agreement (Flycast Communications Corp), Warrant Agreement (Support Com Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common Preferred stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder notice of filing of a registration statement with the SEC promptly after such filing, but in no event later than three (3) business days after such filing. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 6 contracts

Samples: Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 6 contracts

Samples: Warrant Agreement (Comscore, Inc.), Warrant Agreement (Trius Therapeutics Inc), Warrant Agreement (Comscore, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securitiessecurities (including rights to acquire securities other than pursuant to contractual rights under the Rights Agreement (as defined below), as the same may be amended and/or restated from time to time); (ii) the Company shall offer for subscription pro rata to effect any reclassification of the holders of any class of common stock Preferred Stock or other convertible stock any additional shares of stock of any class or other rightsCommon Stock; (iii) there the Company shall occur effect any Class A Common recapitalization, subdivision or combination of Capital Stock Change Eventor other capital reorganization; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe a Merger Event; (v) there shall be an Initial Public Offering; (vi) there shall be a SPAC Transaction; or (vvii) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) 15 days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights dividend or distribution (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, SPAC Transaction, dissolution, liquidation or winding up; and (B) in the case of the matters referred to in clauses (ii) and (iii) above or any such Class A Common Stock Change Merger Event, SPAC Transaction, or dissolution, liquidation or winding up, at least thirty (30) 15 days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Capital Stock shall be entitled to exchange their common stock Capital Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, SPAC Transaction, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least 15 days’ written notice prior to the effective date of the registration statement in connection therewith. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance14(e), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 5 contracts

Samples: Credit Agreement (Intuity Medical, Inc.), Warrant Agreement (Intuity Medical, Inc.), Warrant Agreement (Intuity Medical, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockCommon Stock, whether in stock, cash, property or other securitiessecurities (assuming Lender consents to a dividend involving cash, property or other securities under the Loan Agreement, if the consent of Lender is then required by the terms of the Loan Agreement); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 4 contracts

Samples: Warrant Agreement (Acelrx Pharmaceuticals Inc), Warrant Agreement (Acelrx Pharmaceuticals Inc), Warrant Agreement (Acelrx Pharmaceuticals Inc)

Notice of Adjustments. If: (i) Whenever the Company shall declare any dividend Warrant Price or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders number of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there Shares purchasable hereunder shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such eventadjusted pursuant to Section 4 hereof, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or make a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set certificate signed by its chief financial officer setting forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (B) the method by which such adjustment was calculated, (C) and the adjusted Exercise Prices (if Warrant Price and the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase purchasable hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall cause copies of such certificate to be given mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the holder of this Warrant. In addition, whenever the conversion price or conversion ratio of the Series Preferred shall be adjusted, the Company shall make a certificate signed by reputable overnight courier with all charges its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and the conversion price or ratio of the Series Preferred after giving effect to such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid, addressed ) to Warrantholder at the address for Warrantholder set forth in holder of this Warrant. Whenever the registry referred to in Section 7. If any event results in an adjustment to any Exercise Warrant Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance)shall be adjusted pursuant to the occurrence of a Qualified Financing, then the Company shall execute make a certificate signed by its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and deliver, the Warrant Price and the number of Shares purchasable hereunder after giving effect to Warrantholder, an amended Schedule A hereto reflecting such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the holder of this Warrant.

Appears in 4 contracts

Samples: Phenomix CORP, Sunesis Pharmaceuticals Inc, Myogen Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockCommon Stock, whether in stock, cash, property or other securitiessecurities (assuming Lender consents to a dividend involving cash, property or other securities under the Loan Agreement, if the consent of Lender is then required by the terms of the Loan Agreement); (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) business days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) business days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 4 contracts

Samples: Warrant Agreement (Paratek Pharmaceuticals, Inc.), Warrant Agreement (Paratek Pharmaceuticals, Inc.), Warrant Agreement (Paratek Pharmaceuticals, Inc.)

Notice of Adjustments. If: If (i) the Company shall declare any dividend or distribution upon its stockCommon Stock, whether in stock, cash, property or other securitiessecurities (assuming Warrantholder consents to a dividend involving cash, property or other securities under the Loan Agreement, if such consent is then required by the terms of the Loan Agreement); (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Event; (iv) Merger Event or the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all of the Company’s assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall only be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at provided in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(g)(i), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 4 contracts

Samples: Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare or pay any dividend or distribution upon its stock, the outstanding shares of Preferred Stock (or Common Stock if shares of Preferred Stock are then convertible into Common Stock) whether in stock, cash, property or other securitiesproperty; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock the Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an Initial Public Offering; or (v) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company, or (vi) there shall be an Initial Public Offering; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, at least twenty (20) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 4 contracts

Samples: Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Stock shall be entitled to exchange their common stock Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 4 contracts

Samples: Cytokinetics Inc, Cytokinetics Inc, Cytokinetics Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 3 contracts

Samples: Warrant Agreement (ViewRay, Inc.), Warrant Agreement (ViewRay, Inc.), Warrant Agreement (Viewray Inc)

Notice of Adjustments. If: (i1) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii2) the Company shall offer for subscription pro rata to the holders of any class of common stock its Common or other convertible stock any additional shares of stock of any class or other rights; (iii3) there shall occur be any Class A Common Stock Non-Change Eventof Control Recapitalization; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v4) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; or (5) any other event requiring the Exercise Price or the number of shares purchasable hereunder to be adjusted pursuant to this Section 8, then, in connection with each such event, the Company shall send to Warrantholder: (Athe Warrantholder at the Company’s expense and pursuant to Section 13(e) hereof at least thirty twenty (3020) days’ prior written notice of the date date: (A) on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock a Non-Change Eventof Control Recapitalization, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Non-Change Eventof Control Recapitalization, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Non-Change Eventof Control Recapitalization, dissolution, liquidation or winding up). In the case of an Initial Public Offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted), Price and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for as shown on the books of the Company. The Company shall give the Warrantholder set forth in a statement, no less often than quarterly, showing the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or ownership of the Company on a fully-diluted basis, organized by class of shares, including but not limited to the total number of shares into which this Supplemental Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentAgreement is exchangeable.

Appears in 3 contracts

Samples: Supplemental Warrant Agreement (Accretive Health, Inc.), Supplemental Warrant Agreement (Accretive Health, Inc.), Supplemental Warrant Agreement (Accretive Health, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the anticipated effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 3 contracts

Samples: Warrant Agreement (Nexx Systems Inc), Warrant Agreement (Nexx Systems Inc), Warrant Agreement (Nexx Systems Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Common Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 3 contracts

Samples: Warrant Agreement (Neuralstem, Inc.), Warrant Agreement (Neuralstem, Inc.), Warrant Agreement (Neuralstem, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; , (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 3 contracts

Samples: Warrant Agreement (Comscore, Inc.), Warrant Agreement (Comscore, Inc.), Warrant Agreement (Comscore, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least ten (10) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Egroups Inc), Webvan Group Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (iii) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 2 contracts

Samples: Warrant Agreement (TELA Bio, Inc.), Warrant Agreement (TELA Bio, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. If the Company conducts a Next Round, the Company shall provide prompt written notice thereof to the Warrantholder, and upon Warrantholder’s receipt of such notice, Warrantholder shall provide a written election to the Company within thirty (30) days’ thereafter whether to treat the Preferred Stock as Series A Preferred Stock or Next Round Stock. If the Company does not receive Warrantholder’s written election, the Company shall be entitled to make such election on behalf of Warrantholder for the series of stock that is most economically advantageous to Warrantholder, as determined by the Company in its good faith determination, and the Company shall provide Warrantholder notice of such election. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Outset Medical, Inc.), Warrant Agreement (Outset Medical, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Nuvasive Inc), Warrant Agreement (Nuvasive Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least twenty (20) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Box Inc), Warrant Agreement (Trulia, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any --------------------- dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change EventMerger; (ivIv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe any Reorganization; (v) there shall be an initial public offering; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ days'- prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change EventMerger, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change EventMerger, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change EventMerger or any such Reorganization, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Align Technology Inc), Warrant Agreement (Align Technology Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible its stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license be an initial public offering or otherwise transfer all or substantially all of its assetsany Options shall be duly exercised; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior no later than the date such notice, if any, is provided to the Company’s stockholders, written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Nonvoting Common Stock or Class B Nonvoting Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior no later than the date such notice, if any, is provided to the Company’s stockholders, written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Nonvoting Common Stock shall be entitled to exchange their common stock Nonvoting Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); (C) in the case of a public offering, the Company shall give the Warrantholder no later than the date such notice, if any, is provided to the Company’s stockholders, written notice prior to the effective date thereof; and (D) in the case of any exercise of Options, the Company shall give the Warrantholder written notice of such exercise. To the extent the foregoing provisions conflict with any term of the Investor Rights Agreement (as defined below), the Investor Rights Agreement shall control. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Radnor Holdings Corp), Warrant Agreement (Radnor Holdings Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockshares of Preferred Stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata (other than contractual preemptive rights) prorata to the holders of any class of common stock or other convertible stock its Preferred Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assetsassets in a single transaction or series of related transactions, other than sales of inventory in the Company’s ordinary course of business; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least twenty (20) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, to the extent known, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(e), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Concert Pharmaceuticals, Inc.), Warrant Agreement (Concert Pharmaceuticals, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securitiessecurities (assuming Warrantholder consents to a dividend involving cash, property or other securities under the Loan Agreement); (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all of the Company’s assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Stock shall be entitled to exchange their common stock Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall only be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at provided in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(g)(i), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (iii) the Company shall sell, lease, exclusively license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights dividend or distribution (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, exclusive license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days’ written notice prior to the effective date of the registration statement therefor. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(g), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Intuity Medical, Inc.), Warrant Agreement (Intuity Medical, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockoutstanding shares of the Preferred Stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class outstanding shares of common stock or other convertible stock the Preferred Stock any additional shares of stock of any class or series or other rights (other than pursuant to contractual pre-emptive rights); (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days’ written notice prior to the filing of the registration statement in connection therewith. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(f), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (TransMedics Group, Inc.), Warrant Agreement (TransMedics Group, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock Common Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Cayenne Software Inc), Warrant Agreement (Onesource Information Services Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockPreferred Stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and an adjustment (ii) if any adjustment is required to be maderequired), (Aii) the amount of such adjustmentthe adjustment (if any adjustment is required), (Biii) the method by which such adjustment was calculatedcalculated (if any adjustment is required), (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase hereunder (assuming no Net Issuance) Price after giving effect to such adjustmentadjustment (if any adjustment is required), and (v) the number of shares subject to purchase hereunder after giving effect to such adjustment (if any adjustment is required), and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Praecis Pharmaceuticals Inc, Praecis Pharmaceuticals Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; : (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Event, Merger Event dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. This Section 8(f) shall terminate upon the date that the Company's Registration Statement relating to its initial public offering of its Common Stock has been declared effective by the SEC. Each such written notice shall set forth, in reasonable detaildetail and to the extent applicable, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Edocs Inc), Warrant Agreement (Edocs Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred Stock or other convertible stock Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder notice of the initial filing of the registration statement within three (3) business days following such filing. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Gelesis Inc), Warrant Agreement (Gelesis Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sellbe an initial public offering, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date hereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (DV) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, adjustment and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Discovery Partners International Inc, Discovery Partners International Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities, other than stock dividends upon its Series C Preferred Stock or Series C-1 Preferred Stock; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (iii) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 2 contracts

Samples: Warrant Agreement (Edge Therapeutics, Inc.), Warrant Agreement (Edge Therapeutics, Inc.)

Notice of Adjustments. If: If-. (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an'ini0al public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to Warrantholder: the Warrantholder (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i1) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Commerx Inc), Warrant Agreement (Commerx Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice (or such shorter notice as shall otherwise be provided to the holders of the Preferred Stock) of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice (or such shorter notice as shall otherwise be provided to the holders of the Preferred Stock) of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Intelepeer Inc), Warrant Agreement (Intelepeer Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockshares, whether in stockshares, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock the outstanding Warrant Shares any additional shares of stock or other securities of any class or other rightsrights to subscribe for or purchase same; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Warrant Shares shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Warrant Shares shall be entitled to exchange their common stock Warrant Shares for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase subscription hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment6.

Appears in 2 contracts

Samples: Warrant Agreement (uniQure B.V.), Warrant Agreement (uniQure B.V.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Gadzoox Networks Inc), Net Genesis Corp

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, exclusive license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, exclusive license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least five (5) days’ written notice prior to the effective date of the registration statement therefor. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and . Such written notice shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaidprepaid or via electronic transmission, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(g), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (BIND Therapeutics, Inc), Warrant Agreement (BIND Therapeutics, Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least ten (10) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Chemgenics Pharmaceuticals Inc, Chemgenics Pharmaceuticals Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights dividend or distribution (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Dicerna Pharmaceuticals Inc), Warrant Agreement (Dicerna Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall securities or offer for subscription pro rata to the holders of any class of common stock or other convertible stock its securities any additional shares of stock of securities; (ii) there shall be any class Merger Event, Direct Listing or other rightsSPAC Transaction; (iii) there shall occur any Class A Common Stock Change Eventbe an IPO; (iviii) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to WarrantholderHolder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividendevent described in (i), distribution(ii) or (iii), subscription rights above, (specifying the date on which Holders of the holders of common stock Company’s securities shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation event or winding upfor exchanging shares of stock for securities or other property deliverable upon such event); and (B) in the case of any such Class A Common Stock Change an IPO, Merger Event, dissolutionDirect Listing or SPAC Transaction, liquidation or winding up, the Company shall give Holder at least thirty (30) days’ prior written notice prior to the effective date thereof. Any such notice shall state the event giving rise to the adjustment, including adjustment of the date when Exercise Price as adjusted and the same shall take place (and specifying the date on which the holders number of common stock shall be entitled to exchange their common stock for securities or other property deliverable purchasable upon such Class A Common Stock Change Eventthe exercise of the rights under this Warrant, dissolution, liquidation or winding up). Each such written notice shall set forth, setting forth in reasonable detaildetail the method of calculation of each. The Company shall, upon the written request of Xxxxxx, furnish or cause to be furnished to Holder a certificate setting forth (x) such adjustments, (iy) the event requiring Exercise Price at the notice, time in effect and (ii) if any adjustment is required to be made, (Az) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices (if the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustmentsecurities and the amount, and shall be given by first class mailif any, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder of other property that at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number time would be received upon exercise of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentthis Warrant.

Appears in 2 contracts

Samples: Purchase Stock (Urgent.ly Inc.), Urgent.ly Inc.

Notice of Adjustments. If: (i) the Company shall declare or pay any dividend or distribution upon its stock, the outstanding shares of Preferred Stock (or Common Stock if shares of Preferred Stock are then convertible into Common Stock) whether in stock, cash, property or other securitiesproperty; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock the Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an Initial Public Offering; or (v) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company, or (vi) there shall be an Initial Public Offering; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, as soon as reasonably practicable prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 2 contracts

Samples: Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether stock in stock, cash, property or securities other securitiesthan Common Stock; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Common Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice (or a subsequent notice given at least five (5) days prior to the Merger Event, dissolution, liquidation, or winding up) shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Staar Surgical Co), Staar Surgical Co

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible its stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior no later than the date such notice, if any, is provided to the Company’s stockholders, written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Voting Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior no later than the date such notice, if any, is provided to the Company’s stockholders, written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Voting Common Stock shall be entitled to exchange their common stock Voting Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder no later than the date such notice, if any, is provided to the Company’s stockholders, written notice prior to the effective date thereof. To the extent the foregoing provisions conflict with any term of the Investor Rights Agreement (as defined below), the Investor Rights Agreement shall control. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Radnor Holdings Corp), Warrant Agreement (Radnor Holdings Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Common Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, exclusively license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, exclusive license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Anacor Pharmaceuticals, Inc.), Warrant Agreement (Anacor Pharmaceuticals, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock on the basis of their ownership thereof any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice no later than the date that such notice is provided to the Company's shareholders of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice no later than the date that such notice is provided to the Company's shareholders of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder prior written notice no later than the date that such notice is provided to the Company's shareholders. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Chorum Technologies Inc), Warrant Agreement (Chorum Technologies Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iiiiv) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights dividend or distribution (specifying the date on which the holders of common stock Warrant Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Warrant Stock shall be entitled to exchange their common stock Warrant Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Horizon Pharma, Inc.), Warrant Agreement (Horizon Pharma, Inc.)

Notice of Adjustments. If: (i) Whenever the Company shall declare any dividend Warrant Price or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders number of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there Shares purchasable hereunder shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such eventadjusted pursuant to Section 4 hereof, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or make a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set certificate signed by its chief financial officer setting forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (B) the method by which such adjustment was calculated, (C) and the adjusted Exercise Prices (if Warrant Price and the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase purchasable hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall cause copies of such certificate to be given mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the holder of this Warrant. In addition, whenever the conversion price or conversion ratio of the Series Preferred shall be adjusted, the Company shall make a certificate signed by reputable overnight courier with all charges its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and the conversion price or ratio of the Series Preferred after giving effect to such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid, addressed ) to Warrantholder at the address for Warrantholder set forth in holder of this Warrant. Whenever the registry referred to in Section 7. If any event results in an adjustment to any Exercise Warrant Price or the number of Shares purchasable hereunderafter shall be adjusted pursuant to the total occurrence of a Qualified Financing, the Company shall make a certificate signed by its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and the Warrant Price and the number of Warrant Shares purchasable hereunder giving the effect to such adjustment, and shall cause copies of such certificate to be mailed (assuming no Net Issuance)without regard to Section 13 hereof, then by first class mail, postage prepaid) to the holder of this Warrant; provided that any certificate delivered by the Company to the holder of this Warrant in accordance with the Charter containing substantially the same information shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentbe deemed compliance with the foregoing notice required by this sentence.

Appears in 2 contracts

Samples: Agreement (Nimblegen Systems Inc), Agreement (Nimblegen Systems Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder as Lender consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class outstanding shares of common stock or other convertible stock Preferred Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ (or such longer period as provided to the holders of the outstanding shares of Preferred Stock) prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ (or such longer period as provided to the holders of the outstanding shares of Preferred Stock) prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ (or such longer period as provided to the holders of the outstanding shares of Preferred Stock) written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the such Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 2 contracts

Samples: Warrant Agreement (Elixir Pharmaceuticals Inc), Warrant Agreement (Elixir Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to Warrantholder: the Warrantholder (A) at least thirty ten (3010) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (and specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least ten (10) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Cv) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 2 contracts

Samples: Warrant Agreement (Crossworlds Software Inc), Warrant Agreement (Crossworlds Software Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect cespect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Support Com Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its preferred stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rightsits Preferred Stock; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (Ba) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Diversa Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each 5 6 such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days, written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Flexiinternational Software Inc/Ct

Notice of Adjustments. If: (i) the Company shall --------------------- declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorate to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty within twenty (3020) days’ prior days following such event, written notice of the date on which the books of the Company shall close closed or a record shall be was taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place occur (and except in the case of an Assumption under Section 8(a), specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least ten (10) days written notice prior to the expected effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Getthere Com)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockoutstanding shares of the Preferred Stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class outstanding shares of common stock or other convertible stock the Preferred Stock any additional shares of stock of any class or series or other rights (other than pursuant to contractual pre-emptive rights); (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days1 written notice prior to the filing of the registration statement in connection therewith. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(f), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (TransMedics Group, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stockCommon Stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Common Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; or (iv) the Company shall sell, lease, exclusive license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, exclusive license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and . Such written notice shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaidprepaid or via electronic transmission, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(f), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (BIND Therapeutics, Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Series A Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Series A Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30twenty(20) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Series A Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least twenty (20) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number 9 of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentthis Agreement.

Appears in 1 contract

Samples: Warrant Agreement (Plures Technologies, Inc./De)

AutoNDA by SimpleDocs

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock its Common Stock any additional shares of stock of any class or other securities or rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Panacos Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.Agreement

Appears in 1 contract

Samples: Panacos Warrant Agreement (Panacos Pharmaceuticals, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Support Com Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event (including any Qualifying Merger Event); (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Revance Therapeutics, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(e) hereof.

Appears in 1 contract

Samples: Warrant Agreement (Leukosite Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iiiii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (IronPlanet Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, event the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Requisite Technology Inc /Co)

Notice of Adjustments. If: (i) the Company shall declare or pay any dividend or distribution upon its stock, the outstanding shares of Preferred Stock (or Common Stock if shares of Preferred Stock are then convertible into Common Stock) whether in stock, cash, property or other securitiesproperty; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock the Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an Initial Public Offering; or (v) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company, or (vi) there shall be an Initial Public Offering; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (Dance Biopharm, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securitiessecurities (and until termination of the Loan Agreement, assuming Warrantholder consents to a dividend involving cash as contemplated by Section 7.7 of the Loan Agreement); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least twenty (20) days' written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Glori Acquisition Corp.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, Merger Event dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mailmall, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Opentable Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Companycompany; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Flycast Communications Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to all of the holders of any class of common its preferred stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty twenty (3020) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least twenty (20) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Box Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock its Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date hereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Redenvelope Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe a public offering; or (v) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Omnicell Com /Ca/

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock its Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Cempra, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to Warrantholder: (Athe Warrantholder:(A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (Unwired Planet Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; , (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Oportun Financial Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (iii) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty seven (307) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty seven (307) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (908 Devices Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (Your Internet Defender, Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock it Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Allos Therapeutics

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible its stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Anthera Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether stock in stock, cash, property or securities other securitiesthan Common Stock; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Common Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice (or a subsequent notice given at least five (5) days prior to the Merger Event, dissolution, liquidation, or winding up) shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Interplay Entertainment Corp

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an Initial Public Offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Enphase Energy, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an initial public offering; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of a public offering, the Company shall give the Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Quantum Effect Devices Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Hercules consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata to the holders of grant, issue or sell any class of common stock or other convertible stock any additional shares of stock of any class or other rightsPurchase Rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to WarrantholderHercules: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Company Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Company Stock shall be entitled to exchange their common stock Company Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give Hercules at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder Hercules at the address for Warrantholder Hercules set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.Zosano Pharma Warrant

Appears in 1 contract

Samples: Warrant Agreement (Zosano Pharma Corp)

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in, cash (except for regular cash dividends as set forth in stockthe terms of the Preferred Stock Section 4 A(1) (d) of the Charter), cashproperty, property stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (3 Dimensional Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (iii) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (Neothetics, Inc.)

Notice of Adjustments. If: (i) Whenever the Company shall declare any dividend Warrant Price or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders number of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there Shares purchasable hereunder shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such eventadjusted pursuant to Section 4 hereof, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or make a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set certificate signed by its chief financial officer setting forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (B) the method by which such adjustment was calculated, (C) and the adjusted Exercise Prices (if Warrant Price and the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase purchasable hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall cause copies of such certificate to be given mailed (without regard to Section 13 hereof, by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed ) to Warrantholder the holder of this Warrant at the address for Warrantholder set forth in the registry referred records of the Company. In addition, whenever the conversion price or conversion ratio of the Series Preferred Stock shall be adjusted, the Company shall make a certificate signed by its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and the conversion price or ratio of the Series Preferred Stock after giving effect to such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the holder of this Warrant at the address in Section 7the records of the Company. If any event results in an adjustment to any Exercise Whenever the Warrant Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance)shall be adjusted pursuant to the occurrence of the Qualified Financing, then the Company shall execute make a certificate signed by its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and deliver, the Warrant Price and the number of Shares purchasable hereunder after giving effect to Warrantholder, an amended Schedule A hereto reflecting such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the holder of this Warrant at the address in the records of the Company.

Appears in 1 contract

Samples: Acadia Pharmaceuticals Inc

Notice of Adjustments. If: (i) the Company shall declare or pay any dividend or distribution upon its stock, the outstanding shares of Preferred Stock (or Common Stock if shares of Preferred Stock are then convertible into Common Stock) whether in stock, cash, property or other securitiesproperty; (ii) the Company shall offer for subscription pro rata to the holders of any class of common stock the Preferred Stock or other convertible capital stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company there shall sell, lease, license or otherwise transfer all or substantially all of its assetsbe an Initial Public Offering; or (v) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall use reasonable best efforts to send to the Warrantholder: (A) at least thirty fifteen (3015) days’ (but in no event less than ten (10) days’) prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ (but in no event less than ten (10) days’) prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, at least fifteen (15) days’ (but in no event less than ten (10) days’) written notice prior to the anticipated effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (Melinta Therapeutics, Inc. /New/)

Notice of Adjustments. If: (i) Whenever the Company shall declare any dividend Warrant Price or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company shall offer for subscription pro rata to the holders number of any class of common stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur any Class A Common Stock Change Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there Shares purchasable hereunder shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such eventadjusted pursuant to Section 4 hereof, the Company shall send to Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or make a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Event, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock shall be entitled to exchange their common stock for securities or other property deliverable upon such Class A Common Stock Change Event, dissolution, liquidation or winding up). Each such written notice shall set certificate signed by its chief financial officer setting forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (B) the method by which such adjustment was calculated, (C) and the adjusted Exercise Prices (if Warrant Price and the Exercise Prices have been adjusted), and (D) the total number of Warrant Shares subject to purchase purchasable hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall cause copies of such certificate to be given mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the Holder of this Warrant. In addition, whenever the conversion price or conversion ratio of the Series Preferred shall be adjusted, the Company shall make a certificate signed by reputable overnight courier with all charges its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and the conversion price or ratio of the Series Preferred after giving effect to such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage, prepaid, addressed ) to Warrantholder at the address for Warrantholder set forth in Holder of this Warrant. Whenever the registry referred to in Section 7. If any event results in an adjustment to any Exercise Warrant Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance)shall be adjusted pursuant to the occurrence of a Qualified Financing, then the Company shall execute make a certificate signed by its chief financial officer setting forth, in reasonable detail, the event requiring the adjustment, the amount of the adjustment, the method by which such adjustment was calculated, and deliver, the Warrant Price and the number of Shares purchasable hereunder after giving effect to Warrantholder, an amended Schedule A hereto reflecting such adjustment, and shall cause copies of such certificate to be mailed (without regard to Section 13 hereof, by first class mail, postage prepaid) to the Holder of this Warrant.

Appears in 1 contract

Samples: Atheros Communications Inc

Notice of Adjustments. If: (i) the Company shall declare any dividend --------------------- or distribution upon its stock, whether in stockcash (except for regular cash dividends as set forth in the terms of the Preferred Stock Section 4 A(1) (ci) of the Charter), cashproperty, property stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (3 Dimensional Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property property, stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (Dv) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Flexiinternational Software Inc/Ct

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents under the Loan Agreement to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred Stock or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) 10 days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) 10 days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least 10 days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Rubicon Technology, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securitiessecurities (assuming Warrantholder consents to a dividend involving cash, property or other securities under the Loan Agreement); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock its Preferred Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) there shall be an Initial Public Offering; (v) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (vvi) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty fifteen (3015) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all of the Company’s assets, dissolution, liquidation or winding up, at least thirty fifteen (3015) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least fifteen (15) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall only be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder at provided in the address for Warrantholder manner set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance12(g)(i), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Aveo Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Common Stock or other convertible capital stock any additional shares of BOS 47256720v2 stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Loan Agreement (Identive Group, Inc.)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty five (305) business days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty five (305) business days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least five (5) business days’ written notice prior to the effective date thereof. Notwithstanding the foregoing, the Company shall have no liability for failing to timely give such notice, except to the extent the Warrantholder is materially and adversely affected by such failure. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such FINAL FORM adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Tpi Composites, Inc)

Notice of Adjustments. If: (i) the Company company shall declare any dividend --------------------- or distribution upon its stock, whether in stockcash (except for regular cash dividends as set forth in the terms of the Preferred Stock Section 4 A(l)(d) of the Charter), cashproperty, property stock or other securities; (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock its Preferred or other convertible stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (viv) there shall be any voluntary or involuntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty twenty (3020) days' prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up, at least thirty twenty (3020) days' prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up)) . In the case of a public offering, the Company shall give Warrantholder at least twenty (20) days written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the noticeadjustment, and (ii) if any adjustment is required to be made, (A) the amount of such the adjustment, (Biii) the method by which such adjustment was calculated, (Civ) the adjusted Exercise Prices (if the Exercise Prices have been adjusted)Price, and (DV) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to Warrantholder the Warrantholder, at the address for Warrantholder set forth in as shown on the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to books of the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustmentCompany.

Appears in 1 contract

Samples: Warrant Agreement (3 Dimensional Pharmaceuticals Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Preferred Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Preferred Stock shall be entitled to exchange their common stock Preferred Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least ten (10) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (Your Internet Defender, Inc)

Notice of Adjustments. If: (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities; (ii) the Company there shall offer for subscription pro rata to the holders of be any class of common stock or other convertible stock any additional shares of stock of any class or other rightsMerger Event; (iii) there shall occur any Class A Common Stock Change Eventbe an Initial Public Offering; (iv) the Company shall sell, lease, exclusively license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty (30) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, exclusive license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty (30) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up); and (C) in the case of an Initial Public Offering, the Company shall give the Warrantholder at least thirty (30) days’ written notice prior to the effective date thereof. Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier in accordance with all charges prepaid, addressed to Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment12(g) below.

Appears in 1 contract

Samples: Warrant Agreement (RedBall Acquisition Corp.)

Notice of Adjustments. If: If (i) the Company shall declare any dividend or distribution upon its stock, whether in stock, cash, property or other securities (assuming Warrantholder consents to a dividend involving cash, property or other securities); (ii) the Company shall offer for subscription pro rata prorata to the holders of any class of common stock or other convertible stock its Common Stock any additional shares of stock of any class or other rights; (iii) there shall occur be any Class A Common Stock Change Merger Event; (iv) the Company shall sell, lease, license or otherwise transfer all or substantially all of its assets; or (v) there shall be any voluntary dissolution, liquidation or winding up of the Company; then, in connection with each such event, the Company shall send to the Warrantholder: (A) at least thirty ten (3010) days’ prior written notice of the date on which the books of the Company shall close or a record shall be taken for such dividend, distribution, subscription rights (specifying the date on which the holders of common stock Common Stock shall be entitled thereto) or for determining rights to vote in respect of such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up; and (B) in the case of any such Class A Common Stock Change Merger Event, sale, lease, license or other transfer of all or substantially all assets, dissolution, liquidation or winding up, at least thirty ten (3010) days’ prior written notice of the date when the same shall take place (and specifying the date on which the holders of common stock Common Stock shall be entitled to exchange their common stock Common Stock for securities or other property deliverable upon such Class A Common Stock Change Merger Event, dissolution, liquidation or winding up). Each such written notice shall set forth, in reasonable detail, (i) the event requiring the notice, and (ii) if any adjustment is required to be made, (A) the amount of such adjustment, (B) the method by which such adjustment was calculated, (C) the adjusted Exercise Prices Price (if the Exercise Prices have Price has been adjusted), and (D) the total number of Warrant Shares shares subject to purchase hereunder (assuming no Net Issuance) after giving effect to such adjustment, and shall be given by first class mail, postage prepaid, or by reputable overnight courier with all charges prepaid, addressed to the Warrantholder at the address for Warrantholder set forth in the registry referred to in Section 7. If any event results in an adjustment to any Exercise Price or to the total number of Warrant Shares purchasable hereunder (assuming no Net Issuance), then the Company shall execute and deliver, to Warrantholder, an amended Schedule A hereto reflecting such adjustment.

Appears in 1 contract

Samples: Warrant Agreement (Cempra, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.