No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 100 contracts
Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.), Underwriting Agreement (Angel Oak Mortgage, Inc.), Underwriting Agreement (Angel Oak Mortgage, Inc.)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 32 contracts
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements or it shall have been determined that no FINRA filing is required in connection with the transactions contemplated by this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP), Underwriting Agreement (NGL Energy Partners LP)
No Objection. Prior to the date of this Agreement, Agreement FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 5 contracts
Samples: Underwriting Agreement (Nuveen Preferred & Income 2022 Term Fund), Underwriting Agreement (Nuveen Energy MLP Total Return Fund), Underwriting Agreement (Nuveen Energy MLP Total Return Fund)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has raised no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 4 contracts
Samples: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.)
No Objection. Prior to the date of this Agreement, FINRA shall not have confirmed in writing that it has no objection with respect objected to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 4 contracts
Samples: Underwriting Agreement (StealthGas Inc.), Underwriting Agreement (StealthGas Inc.), Underwriting Agreement (StealthGas Inc.)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has raised no objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements in connection with the offering of the Securities as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
No Objection. Prior to the date of this Agreement, FINRA shall not have confirmed in writing that it has no raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 3 contracts
Samples: Underwriting Agreement (ACRES Commercial Realty Corp.), Management Agreement (ACRES Commercial Realty Corp.), Management Agreement (ACRES Commercial Realty Corp.)
No Objection. Prior to At the date time of execution of this Agreement, FINRA shall have confirmed in writing that it has no not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Securities.
Appears in 3 contracts
Samples: Purchase Agreement (Sabre Industries, Inc.), Purchase Agreement (Sabre Industries, Inc.), Purchase Agreement (Sabre Industries, Inc.)
No Objection. Prior to the date of this Agreement, the FINRA shall have confirmed in writing that it has raised no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (Bonanza Creek Energy, Inc.), Underwriting Agreement (Bonanza Creek Energy, Inc.)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements in connection with the issuance and sale of the Securities under this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (IMV Inc.)
No Objection. Prior to the date of this Agreement, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.. (m)
Appears in 1 contract
Samples: Underwriting Agreement (First Trust High Income Long/Short Fund)
