No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 45 contracts
Samples: Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.)
No General Solicitation. Neither the Company Company, nor any of its Subsidiaries or affiliates, nor any Person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNew Warrants.
Appears in 23 contracts
Samples: Warrant Exercise Agreement (Sadot Group Inc.), Warrant Exercise Agreement (Opgen Inc), Warrant Exercise Agreement (Motus GI Holdings, Inc.)
No General Solicitation. Neither the Company nor any Person person acting on its or their behalf has conducted engaged in any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer offering or sale issuance of any of Note, including but not limited to the Securitiesmethods described in Rule 502(c) under the Securities Act.
Appears in 14 contracts
Samples: Senior Secured Convertible Note Purchase Agreement (Mynd.ai, Inc.), Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications)
No General Solicitation. Neither the Company Company, nor any Person of its Affiliates, nor any person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNote or the Warrant pursuant to this Agreement.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Abvc Biopharma, Inc.), Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Abvc Biopharma, Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Puma Biotechnology, Inc.), Securities Purchase Agreement (Puma Biotechnology, Inc.), Securities Purchase Agreement (Orgenesis Inc.)
No General Solicitation. Neither the Company Company, nor any of its Affiliates, nor any Person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 12 contracts
Samples: Amendment and Exchange Agreement (Alldigital Holdings, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company nor any Person acting person participating on its the Company's behalf in the transactions contemplated hereby has conducted any "general solicitation solicitation" or "general advertising (advertising" as those such terms are used in Regulation D) in connection , with the offer or sale of respect to any of the SecuritiesSecurities being offered hereby.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Spatial Technology Inc), Securities Purchase and Registration Agreement (Theglobe Com Inc), Securities Purchase Agreement (Superconductor Technologies Inc)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 9 contracts
Samples: Securities Purchase Agreement (EverQuote, Inc.), Securities Purchase Agreement (Vincerx Pharma, Inc.), Purchase Agreement (SharpSpring, Inc.)
No General Solicitation. Neither the Company Company, nor any Person of its affiliates, nor any person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNotes.
Appears in 9 contracts
Samples: Securities Purchase Agreement (PureBase Corp), Securities Purchase Agreement (EZRaider Co.), Securities Purchase Agreement (PureBase Corp)
No General Solicitation. Neither the Company nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Orgenesis Inc.), Securities Purchase Agreement (Orgenesis Inc.), Securities Purchase Agreement (Orgenesis Inc.)
No General Solicitation. Neither the Company Company, nor any Person of its Affiliates, nor any person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNotes or the Warrants pursuant to this Agreement.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Know Labs, Inc.), Securities Purchase Agreement (Cyber App Solutions Corp.), Securities Purchase Agreement (Gse Systems Inc)
No General Solicitation. Neither the The Company nor any Person acting on its behalf has not conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted engaged or will engage in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD of the Securities Act) in connection with the any offer or sale of any of the SecuritiesAcquired Shares.
Appears in 6 contracts
Samples: Subscription Agreement (Li-Cycle Holdings Corp.), Subscription Agreement (Li-Cycle Holdings Corp.), Subscription Agreement (Li-Cycle Holdings Corp.)
No General Solicitation. Neither the Company nor any Person acting person participating on its the Company's behalf in the transactions contemplated hereby has conducted any "general solicitation solicitation" or "general advertising (advertising" as those such terms are used in Regulation D) in connection , with the offer or sale of respect to any of the SecuritiesShares being offered hereby.
Appears in 5 contracts
Samples: Convertible Note Purchase Agreement (Genta Incorporated /De/), Share Purchase Agreement (Dassault Systemes Corp), Share Purchase Agreement (Planetcad Inc)
No General Solicitation. Neither the Company Company, nor to its knowledge, any Person person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesPrivate Placement Units.
Appears in 5 contracts
Samples: Purchase Agreement (Fintech Acquisition Corp Vi), Purchase Agreement (FTAC Parnassus Acquisition Corp.), Purchase Agreement (FTAC Hera Acquisition Corp.)
No General Solicitation. Neither the Company Company, nor any of its Subsidiaries or Affiliates, nor any Person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNew Warrants.
Appears in 5 contracts
Samples: Common Stock Purchase Warrants (Biocept Inc), Warrant Exercise Agreement (Biocept Inc), Warrant Exercise Agreement (SELLAS Life Sciences Group, Inc.)
No General Solicitation. Neither the Company nor any Person acting person participating on its behalf in the transactions contemplated hereby has conducted any "general solicitation solicitation" or "general advertising (advertising" as those such terms are used in Regulation D) in connection , with the offer or sale of respect to any of the SecuritiesSecurities being offered hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Energy & Engine Technology Corp), Securities Purchase Agreement (Tidelands Oil & Gas Corp/Wa), Securities Purchase Agreement (Futuremedia PLC)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (P3 Health Partners Inc.), Securities Purchase Agreement (Chicago Pacific Founders UGP, LLC), Securities Purchase Agreement (P3 Health Partners Inc.)
No General Solicitation. Neither the Company nor any Person acting person participating on its the Company’s behalf in the transactions contemplated hereby has conducted any “general solicitation solicitation” or “general advertising (as those terms are used in advertising,” within the meaning of Regulation D) in connection D promulgated under the Securities Act, with the offer respect to any securities offered or sale of any of the Securitiessold hereby.
Appears in 4 contracts
Samples: Warrant Exercise Agreement (OncoCyte Corp), Warrant Exercise Agreement (OncoCyte Corp), Warrant Exercise Agreement (OncoCyte Corp)
No General Solicitation. Neither the Company nor any Person person acting on its behalf has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Mastech Digital, Inc.), Securities Purchase Agreement (Mastech Digital, Inc.), Common Stock Purchase Agreement (Amtrust Financial Services, Inc.)
No General Solicitation. Neither the Company nor to the Company’s Knowledge any Person acting on its behalf has conducted any “general solicitation solicitation” or “general advertising advertising” (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesNotes.
Appears in 3 contracts
Samples: Series a Note Purchase Agreement (Storm Cat Energy CORP), Series a Note Purchase Agreement (Storm Cat Energy CORP), Series B Note Purchase Agreement (Storm Cat Energy CORP)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any “general solicitation solicitation” or “general advertising advertising” (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Hudson Executive Capital LP), Securities Purchase Agreement (Corindus Vascular Robotics, Inc.), Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
No General Solicitation. Neither the Company Buyer nor any Person person or entity acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Photogen Technologies Inc), Asset Purchase Agreement (Alliance Pharmaceutical Corp)
No General Solicitation. Neither the Company nor nor, to the Company’s Knowledge, any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Soleno Therapeutics Inc), Securities Purchase Agreement (Soleno Therapeutics Inc)
No General Solicitation. Neither the Company nor any Person person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ViewRay, Inc.), Securities Purchase Agreement (ViewRay, Inc.)
No General Solicitation. Neither the Company Company, nor any Person of its subsidiaries or affiliates, nor any person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesNew Warrants.
Appears in 2 contracts
Samples: Warrant Exercise Agreement (Applied Dna Sciences Inc), Warrant Exercise Agreement (Applied Dna Sciences Inc)
No General Solicitation. Neither the Company Company, nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the Securities Act) in connection with the offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Ludwig Enterprises, Inc.), Securities Purchase Agreement (Greenbrook TMS Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in the provisions of Regulation D, promulgated by the Securities and Exchange Commission (the “Commission”) under the Securities Act) in connection with the offer or sale of any issuance of the Securities.
Appears in 2 contracts
Samples: Settlement Agreement (PRECISION OPTICS Corp INC), Settlement Agreement (PRECISION OPTICS Corp INC)
No General Solicitation. Neither the Company nor any Person person acting on its behalf has conducted have engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription, Sale and Purchase Agreement (NxStage Medical, Inc.), Stock Purchase Agreement (NxStage Medical, Inc.)
No General Solicitation. Neither the Company nor any Person person acting on its behalf of the Company has conducted offered or sold any of the Securities by any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Securities.)
Appears in 2 contracts
Samples: Subscription Agreement (La Cortez Energy, Inc.), Subscription Agreement (Avante Petroleum S.A.)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any “general solicitation solicitation” or “general advertising advertising” (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Corindus Vascular Robotics, Inc.), Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf of the Company has conducted offered or sold any of the Securities by any form of general solicitation or general advertising (as those such terms are used defined in Regulation D) in connection with the offer or sale of any of the Securities.D.
Appears in 2 contracts
Samples: Second Securities Purchase Agreement (pSivida Corp.), Securities Purchase Agreement (pSivida Corp.)
No General Solicitation. Neither the Company nor any of its Subsidiaries nor, to the Company’s Knowledge, any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
No General Solicitation. Neither None of the Company nor Company, the Issuer or any Person acting on its their behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesNote.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (American Real Estate Partners L P)
No General Solicitation. Neither the Company nor any Person acting person participating on its the Company’s behalf in the transactions contemplated hereby has conducted any “general solicitation solicitation” or “general advertising (advertising” as those such terms are used in Regulation D) in connection , with the offer or sale of respect to any of the SecuritiesSecurities being offered hereby.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (National Art Exchange, Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf (including the Placement Agent) has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company Company, nor any Person person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesPurchase Shares.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting authorized to act on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 1 contract
Samples: Purchase Agreement (hopTo Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation DD promulgated under the 1900 Xxx) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
Samples: Purchase Agreement (Nexmed Inc)
No General Solicitation. Neither the Company nor nor, to its knowledge, any Person person acting on its behalf has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesOffering.
Appears in 1 contract
No General Solicitation. Neither the Company Company, nor any of its Subsidiaries or affiliates, nor any Person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Warrant Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Evergreen Energy Inc)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.Shares. 4.8
Appears in 1 contract
Samples: 15 Strategic Alignment Agreement (Privia Health Group, Inc.)
No General Solicitation. Neither the Company Company, nor any Person person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the 0000 Xxx) in connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person person acting on its behalf of the Company has conducted offered or sold any of the Securities by any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Securities).
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting person participating on its the Company’s behalf in the transactions contemplated hereby has conducted any “general solicitation solicitation” or “general advertising (advertising” as those such terms are used in Regulation D) in connection D with the offer or sale of respect to any of the SecuritiesShares being offered hereby.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD promulgated under the Securities Act) in connection with the offer or sale of any of the Securities.. 4.11
Appears in 1 contract
Samples: Securities Purchase Agreement (Puissance Cross-Border Opportunities III LLC)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation DD promulgated under the 0000 Xxx) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
Samples: Purchase Agreement (Nexmed Inc)
No General Solicitation. Neither the Company nor any Person person acting on its or their behalf has conducted engaged in any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer offering or sale issuance of any of Shares, including but not limited to the Securitiesmethods described in Rule 502(c) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sequans Communications)
No General Solicitation. Neither the Company Company, nor any of its affiliates, nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of the Securities. Except as provided in Schedule 3.1 (ii), the Company has not engaged any placement agent or other agent in connection with the sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf of the Company has conducted offered or sold any of the Securities by any form of general solicitation or general advertising (as those terms are used in Regulation D) in connection with D promulgated under the offer or sale of any of the SecuritiesSecurities Act).
Appears in 1 contract
No General Solicitation. Neither the Company nor nor, to the Company's Knowledge, any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 1 contract
No General Solicitation. Neither the Company Company, nor to its knowledge, any Person person acting on its behalf or their behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesPrivate Placement Stock.
Appears in 1 contract
Samples: Subscription Agreement (Innovatus Life Sciences Acquisition Corp.)
No General Solicitation. Neither the Company nor any Person acting on its behalf has conducted any general solicitation or general advertising (as those terms are used in Regulation DD under the Securities Act) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Synutra International, Inc.)
No General Solicitation. Neither the Company nor any Person acting on its behalf of the Company has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person of its Affiliates, nor any person acting on its behalf their behalf, has conducted any general solicitation or general advertising (as those terms are used in Regulation D) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company nor any Person acting on its behalf of the Company has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with D under the offer or sale of any of the SecuritiesSecurities Act).
Appears in 1 contract
No General Solicitation. Neither the Company Company, nor any of its affiliates, nor any Person acting on its behalf behalf, has conducted engaged in any form of general solicitation or general advertising (as those terms are used in within the meaning of Regulation D) in connection with the offer or sale of the Securities. Except as provided in Schedule 3.1 (gg), the Company has not engaged any placement agent or other agent in connection with the sale of the Securities.
Appears in 1 contract
