No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 33 contracts
Samples: Securities Purchase Agreement (Flewber Global Inc.), Common Stock Purchase Agreement (CepTor CORP), Collaboration and License Agreement (MIGENIX Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the Securities.
Appears in 29 contracts
Samples: Securities Purchase Agreement (General Magic Inc), Securities Purchase Agreement (Wavo Corp), Common Stock Purchase Agreement (U S Plastic Lumber Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 17 contracts
Samples: Shares and Warrant Purchase Agreement (Xfone Inc), Shares and Warrant Purchase Agreement (Xfone Inc), Shares and Warrant Purchase Agreement (Xfone Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 16 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Subscription Agreement (CepTor CORP), Subscription Agreement (Voip Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or xxxxx xr sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Lite King Corp), Securities Purchase Agreement (Coinless Systems Inc), Securities Purchase Agreement (Limelight Media Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Dexxxxxxxx or the Conversion Shares.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SpeechSwitch, Inc.), Securities Purchase Agreement (Pacer Health Corp), Securities Purchase Agreement (U.S. Helicopter CORP)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer xxx xxxxr or sale of the Securities.
Appears in 10 contracts
Samples: Subscription Agreement (SVC Financial Services Inc), Subscription Agreement (Swiss Medica Inc), Subscription Agreement (GTC Telecom Corp)
No General Solicitation. Neither the Company, nor any of its affiliatessubsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) ), in connection with the offer or sale of the Securities.
Appears in 8 contracts
Samples: Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Mooney Aerospace Group LTD), Subscription Agreement (Mooney Aerospace Group LTD)
No General Solicitation. Neither None of the Company, nor any of its affiliates, nor and, to the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Private Placement Subscription Agreement (Comdial Corp), Private Placement Subscription Agreement (Priddy Robert L), Private Placement Subscription Agreement (Comdial Corp)
No General Solicitation. Neither the Company, Company nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalfthe behalf of any of the foregoing, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) ), including advertisements, articles, notices, or other communications published in any newspaper, magazine or similar media or broadcast over radio, television or internet or any seminar or meeting whose attendees have been invited by general solicitation or general advertising, in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Select Comfort Corp), Securities Purchase Agreement (Averion International Corp.), Securities Purchase Agreement (Mru Holdings Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or xxxxx xx sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Safe Transportation Systems Inc), Securities Purchase Agreement (Vertical Computer Systems Inc), Securities Purchase Agreement (Coinless Systems Inc)
No General Solicitation. Neither the Company, nor any of its affiliates----------------------- subsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) ), in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Advanced Aerodynamics & Structures Inc/)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 6 contracts
Samples: Securities Purchase Agreement (NTN Communications Inc), Securities Purchase Agreement (Applied Digital Solutions Inc), Securities Purchase Agreement (Cardiodynamics International Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer txx xxxxx or sale of the Securities.
Appears in 5 contracts
Samples: Subscription Agreement (China Media1 Corp.), Subscription Agreement (Canwest Petroleum Corp), Subscription Agreement (Addison Davis Diagnostics)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933 (“1933 Act”) in connection with the offer or sale of the SecuritiesPreferred Stock.
Appears in 5 contracts
Samples: Conversion Agreement (TWO RIVERS WATER & FARMING Co), Conversion Agreement (TWO RIVERS WATER & FARMING Co), Convertible Preferred Stock Purchase Agreement (TWO RIVERS WATER & FARMING Co)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActSecurities Act of 1933, as amended (the "ACT")) in connection with the offer or sale of the SecuritiesDebentures or Common Shares.
Appears in 5 contracts
Samples: Debenture Purchase Agreement (U S Plastic Lumber Corp), Convertible Debenture Purchase Agreement (U S Plastic Lumber Corp), Convertible Debenture Purchase Agreement (U S Plastic Lumber Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Xxxxxxxres or the Conversion Shares.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Mobilepro Corp), Securities Purchase Agreement (Ivp Technology Corp), Securities Purchase Agreement (Bsi2000 Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer witx xxx xxfer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Gavella Corp), Securities Purchase Agreement (Trey Industries Inc), Securities Purchase Agreement (Cirtran Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Debxxxxxxx or the Conversion Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Galea Life Sciences Inc), Securities Purchase Agreement (Netfran Development Corp), Securities Purchase Agreement (Solution Technology International Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act) in connection with the offer or sale of the Securities. “Affiliates” has the meaning given to it in Rule 12b-2 under the Securities Exchange Act of 1934.
Appears in 4 contracts
Samples: Common Stock and Warrant Purchase Agreement (Invicta Media Investments, LLC), Common Stock and Warrant Purchase Agreement (Invicta Media Investments, LLC), Common Stock and Warrant Purchase Agreement (iMedia Brands, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933, as amended (the "1933 Act")) in connection with the offer or sale of the SecuritiesShares.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Pricesmart Inc), Common Stock Purchase Agreement (Pricesmart Inc), Stock Purchase Agreement (Neurocrine Biosciences Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale ofxxx xx xale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Etotalsource Inc), Securities Purchase Agreement (Etotalsource Inc), Securities Purchase Agreement (Health Express Usa Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Xxxxxxxxes or the Conversion Shares.
Appears in 4 contracts
Samples: Escrow Agreement (Provectus Pharmaceuticals Inc), Securities Purchase Agreement (Advanced Communications Technologies Inc), Securities Purchase Agreement (Cyco Net Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer xxx xxxxr or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Swiss Medica Inc), Subscription Agreement (Tissera Inc), Subscription Agreement (Bravo Foods International Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the xxxx xxe offer or sale of the Securities.
Appears in 4 contracts
Samples: Securities Exchange Agreement (Cambex Corp), Securities Exchange Agreement (Cambex Corp), Securities Exchange Agreement (Cambex Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesofficers or directors, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 33 Act) in connection with the offer or sale of the Securitiessecurities as described herein.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Ethos Environmental, Inc.), Stock Purchase Agreement (Kings Road Entertainment Inc), Stock Purchase Agreement (Kings Road Entertainment Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, The Company has not engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) ), in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Sys), Subscription Agreement (Sys), Subscription Agreement (Sys)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Dxxxxxxxxs or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Enclaves Group Inc), Securities Purchase Agreement (Americhip International Inc), Securities Purchase Agreement (Advantage Capital Development Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Securities Act of 1933, as amended (the "Act")) in connection with the offer or sale of the SecuritiesDebentures or Common Shares.
Appears in 3 contracts
Samples: Purchase Agreement (Zitel Corp), Convertible Subordinated Debenture Purchase Agreement (Zitel Corp), Convertible Debenture Purchase Agreement (U S Plastic Lumber Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Corcept Therapeutics Inc), Common Stock Purchase Agreement (Corcept Therapeutics Inc), Common Stock Purchase Agreement (Corcept Therapeutics Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer thx xxxxx or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Torque Engineering Corp), Securities Purchase Agreement (Mobilepro Corp), Securities Purchase Agreement (Ocean Power Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: Stock Subscription Agreement (Fischer Watt Gold Co Inc), Subscription Agreement (U S Gold Corp), Subscription Agreement (U S Gold Corp)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor any person Person acting on its or their behalf, behalf has engaged in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D promulgated under the 1933 Act) in connection with the offer or sale of any of the SecuritiesShares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Verve Therapeutics, Inc.), Stock Purchase Agreement (Verve Therapeutics, Inc.), Stock Purchase Agreement (Verve Therapeutics, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or oxxxx xx sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Ibx Group Inc), Securities Purchase Agreement (Ephone Telecom Inc), Securities Purchase Agreement (Medical Staffing Solutions Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer wixx xxx xffer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Icoa Inc), Securities Purchase Agreement (Cinema Ride Inc)
No General Solicitation. Neither the Company, nor any of to its affiliatesknowledge, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Air Industries Group, Inc.), Securities Purchase Agreement (Air Industries Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the wxxx xxx offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Gumtech International Inc \Ut\), Common Stock Purchase Agreement (Samaritan Pharmaceuticals Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its own or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act of 1933, as amended (“Securities Act”)) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Convertible Promissory Note (Calidi Biotherapeutics, Inc.), Security Agreement (Flux Power Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the SecuritiesSeries A Preferred Shares or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Telular Corp), Securities Purchase Agreement (Telular Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the wxxx xxx offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Syndication Net Com Inc), Securities Purchase Agreement (Y3k Secure Enterprise Software Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer thx xxxxx or sale of the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Typhoon Touch Technologies, Inc.), Investment Agreement (Access Power Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer xxx xxxer or sale of the Securities.
Appears in 2 contracts
Samples: Subscribtion Agreement (Centrex Inc), Subscription Agreement (Centrex Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer witx xxx xxfer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Millennium Biotechnologies Group Inc), Subscription Agreement (Genesis Technology Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or xxxxx xr sale of the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Xsunx Inc), Common Stock Purchase Agreement (Golden Phoenix Minerals Inc /Mn/)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its their affiliates, nor and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Securecare Technologies Inc), Subscription Agreement (Securecare Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer wixx xxx xffer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Wizzard Software Corp /Co), Securities Purchase Agreement (Project Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer txx xxxxx or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Tissera Inc), Subscription Agreement (XRG Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any Guarantor, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act) in connection with the offer or sale issuance of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection ix xxxxxxtion with the offer or sale of the Securities.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Spectrascience Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act1900 Xxx) in connection with the offer or sale of the SecuritiesDebentures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Finet Holdings Corp)
No General Solicitation. Neither the Company nor, to the Company's knowledge, nor any of its affiliates, nor affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act of 1933, as amended (the "Securities Act")) in connection with the offer or sale of the Securitiestransactions contemplated hereby.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer xxx xxxer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general 7 8 solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting participating on its the Company’s behalf in the transactions contemplated hereby has conducted any “general solicitation” or their behalf, has engaged in any form of “general solicitation or general advertising (advertising,” within the meaning of Regulation D promulgated under the 1933 Securities Act of 1933, as amended (the “Securities Act) in connection ”), with the offer respect to any securities offered or sale of the Securitiessold hereby.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the xxx offer or sale of the Securities.
Appears in 1 contract
Samples: Subscription Agreement (Eternal Technologies Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the SecuritiesDebentures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cityview Energy Corp LTD)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer wixx xxx xffer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale ofxxx xx xale of the Securities.
Appears in 1 contract
Samples: Collateral Agent Agreement (Hq Sustainable Maritime Industries, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the SecuritiesShares.
Appears in 1 contract
Samples: Stock Purchase and Sale Agreement (Benacquista Galleries Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933 (“1933 Act”) in connection with the offer or sale of the Securities.Preferred Stock. 5.10
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its ----------------------- affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Advanced Tissue Sciences Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer witx xxx xxfer or sale of the SecuritiesCommon Stock and Options.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with connectixx xxxx the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the SecuritiesSeries B Preferred Shares or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Intranet Solutions Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale ofxxx xx xale of the Securities.
Appears in 1 contract
Samples: Master Facility Agreement (5th Avenue Channel Corp)
No General Solicitation. Neither the Company, nor its Subsidiaries, any of its their affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or oxxxx xx sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale offxx xx xxle of any of the SecuritiesSecurities offered hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Softnet Systems Inc)
No General Solicitation. Neither the Company, nor any of its ------------------------ affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer wixx xxx xffer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Intrepid Technology & Resource Inc)
No General Solicitation. Neither the Company, nor ----------------------- any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale ofxxx xx xale of any of the SecuritiesSecurities offered hereby.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the xxxx xxx offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Nanoscience Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer wixx xxx xffer or sale of any of the SecuritiesShares.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesSecurixxxx.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 1933 Securities Act) in connection with the offer or sale of the SecuritiesOffering.
Appears in 1 contract
No General Solicitation. Neither None of the Company, nor any of its affiliates, nor and, to the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the connectiox xxxx xhe offer or sale of the SecuritiesPreferred Stock.
Appears in 1 contract
Samples: Exchange/Subscription Agreement (Msgi Security Solutions, Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 1 contract
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its their affiliates, nor and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or xxxxx xx sale of the Securities.
Appears in 1 contract
Samples: Agency Agreement (Eclickmd Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertible Debexxxxxx xr the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Syndication Net Com Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act1900 Xxx) in connection with the offer or sale of the Securities.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Usurf America Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933 (the "Securities Act")) in connection with the offer or sale of any of the SecuritiesNotes; provided, however, that no representation or warranty is made regarding the activities of the Placement Agent referred to in the Memorandum.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933 (“1933 Act”) in connection with the offer or sale of the Securities.Preferred Stock. 3.10
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its ------------------------ affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer xxx xxxxr or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the connectiox xxxx xhe offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) Securities Act of 1933, as amended (the "ACT")), in connection with the offer or sale of the SecuritiesNotes or Common Shares.
Appears in 1 contract
Samples: Convertible Note Investment Agreement (Sunshine Mining & Refining Co)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the SecuritiesShares.
Appears in 1 contract
Samples: Common Stock Investment Agreement (Avanir Pharmaceuticals)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesXxxxxxxxxx.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or oxxxx xx sale of the Securities.
Appears in 1 contract
Samples: Subscription Agreement (Dyneco Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesConvertibxx Xxxxxtures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Productivity Technologies Corp /)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with connecxxxx xxxh the offer or sale of the Securities. The Company represents that it has not offered the Securities to Purchasers in the U.S. or, to the best knowledge of the Company, to any person in the United States or any U.S. person.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (American Millennium Corp Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the U.S. 1933 Act) in connection with the offer or sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Radiate Research, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActD) in connection with the offer or sale issuance of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesXxxxxxxxes.
Appears in 1 contract
Samples: Execution Copy Common Stock Purchase Agreement (Competitive Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates----------------------- Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale of the SecuritiesSeries A Preferxxx.
Appears in 1 contract
Samples: Agreement (Castle a M & Co)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or sale shares of the SecuritiesCompany's Common Stoxx xx xx issued pursuant to the Standby Equity Distribution Agreement.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the xxxx xxx offer or sale of the Securities.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Competitive Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with the offer or xxxxx xr sale of the SecuritiesSecured Convertible Debentures or the Conversion Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Advanced Communications Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 ActXxx) in xx connection with the offer or sale of the SecuritiesSeries C Preferred Shares or the Conversion Shares.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 1933 Act) in connection with connecxxxx xxxh the offer or sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Dynamicweb Enterprises Inc)
