No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 234 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Subscription Agreement, Subscription Agreement (Grom Social Enterprises, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 122 contracts
Samples: Common Stock Purchase Agreement, Common Stock Purchase Agreement (Neogenomics Inc), Common Stock Purchase Agreement (Marani Brands, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 84 contracts
Samples: Securities Purchase Agreement (GTX Corp), Securities Purchase Agreement (GTX Corp), Subscription Agreement (American Technologies Group Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 81 contracts
Samples: Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (INVO Bioscience, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 41 contracts
Samples: Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Planetlink Communications Inc), Securities Purchase Agreement (Dynamic Leisure Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 38 contracts
Samples: Subscription Agreement, Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Form of Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 27 contracts
Samples: Securities Purchase Agreement (QUHUO LTD), Securities Purchase Agreement (Baosheng Media Group Holdings LTD), Securities Purchase Agreement (QUHUO LTD)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 26 contracts
Samples: Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 24 contracts
Samples: Securities Purchase Agreement (Dyadic International Inc), Securities Purchase Agreement (Madison Technologies Inc.), Securities Purchase Agreement (Fathom Holdings Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates“affiliates” (as defined in Rule 144 under the Securities Act), nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 24 contracts
Samples: Subscription Agreement (Kairos Pharma, LTD.), Subscription Agreement (Kairos Pharma, LTD.), Subscription Agreement (PishPosh, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 15 contracts
Samples: Master Facility Agreement (Mace Security International Inc), Securities Purchase Agreement (Medcare Technologies Inc), Securities Purchase Agreement (Medcare Technologies Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesShares.
Appears in 14 contracts
Samples: Stock Purchase Agreement (Angion Biomedica Corp.), Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 13 contracts
Samples: Subscription Agreement (Elite Performance Holding Corp), Registration Rights Agreement (Elite Performance Holding Corp), Subscription Agreement (Koffee Korner Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Alloy Online Inc), Securities Purchase Agreement (Damark International Inc), Purchase and Sale Agreement (Paradise Music & Entertainment Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 10 contracts
Samples: Subscription Agreement (Evergreen Sustainable Enterprises, Inc.), Subscription Agreement (Generation Hemp, Inc.), Subscription Agreement (Generation Hemp, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the 0000 Xxx) in connection with the offer or sale of the Purchased Securities.
Appears in 10 contracts
Samples: Subscription Agreement (Gase Energy, Inc.), Subscription Agreement (Next Graphite, Inc.), Subscription Agreement (Next Graphite, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to the best of its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (LIfe Science Holding Co), Subscription Agreement (Vsurance), Securities Purchase Agreement (Vsurance)
No General Solicitation. Neither the Company, nor any of its Affiliatessubsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 8 contracts
Samples: Subscription Agreement (Vianet Technologies Inc), Subscription Agreement (NCT Group Inc), Subscription Agreement (Ivg Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, including, without limitation, any Person related to the Investor, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp)
No General Solicitation. Neither None of the Company, nor the Subsidiaries or, to the Company's knowledge, any of its Affiliates, nor to its knowledge, their respective affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Stock and Warrant Purchase Agreement (Amtech Systems Inc), Stock and Warrant Purchase Agreement (Amtech Systems Inc), Stock and Warrant Purchase Agreement (Skymall Inc)
No General Solicitation. Neither the Company nor, to the Company's knowledge, nor any of its Affiliates, nor to its knowledge, affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Unit Purchase Agreement (Bestnet Communications Corp), Note and Warrant Purchase Agreement (Bestnet Communications Corp), Common Stock Purchase Agreement (Bestnet Communications Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Hpev, Inc.), Securities Subscription Agreement (Insignia Solutions PLC), Common Stock Purchase Agreement (GreenChek Technology Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securitiesunderlying securities.
Appears in 7 contracts
Samples: Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesNotes.
Appears in 7 contracts
Samples: Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Fluoropharma Medical, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on the Company’s behalf and its or their behalfdirection, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Alliqua, Inc.), Securities Purchase Agreement (China Health Resource, Inc.), Securities Purchase Agreement (Alliqua, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation S or D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Samples: Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Air Industries Group), Subscription Agreement (UHF Inc), Subscription Agreement (UHF Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Island Breeze International, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of "general solicitation solicitation" or "general advertising advertising" (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesUnits.
Appears in 5 contracts
Samples: Subscription Agreement (Tapimmune Inc), Subscription Agreement (Tapimmune Inc), Subscription Agreement (Enumeral Biomedical Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the 0000 1000 Xxx) in connection with the offer or sale of the Purchased Securities.
Appears in 5 contracts
Samples: Subscription Agreement (Flux Technologies, Corp.), Subscription Agreement (Ciglarette, Inc.), Subscription Agreement (Weikang Bio-Technology Group Co Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Secured Promissory Note and Warrant Purchase Agreement (EV Transportation, Inc.), Securities Purchase Agreement (Medicor LTD), Note Purchase Agreement (Jed Oil Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Exchange Agreement (Hybrid Networks Inc), Common Stock Investment Agreement (Constellation 3d Inc), Common Stock Investment Agreement (Constellation 3d Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesRedeemable Debentures.
Appears in 4 contracts
Samples: Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Enphys Acquisition Corp.), Agreement (Tio Tech A), Subscription Agreement
No General Solicitation. Neither the Company, nor any of its Affiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Can B Corp), Ayala Pharmaceuticals, Inc., Ayala Pharmaceuticals, Inc.
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (TXP Corp), Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Vertical Computer Systems Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 4 contracts
Samples: Subscription Agreement (Procera Networks Inc), Procera Networks Inc, Procera Networks Inc
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Kaire Holdings Inc), Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Endovasc LTD Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Placement Agency Agreement (Intraware Inc), Magnetech Integrated Services (Miscor Group, Ltd.), Placement Agency Agreement (Intraware Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Voting Agreement (Bianco Joseph J), Voting Agreement (Alliance Entertainment Corp), Purchase Agreement (Wasserstein & Co Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesDebentures, the Warrants, Common Shares or the Warrant Shares.
Appears in 3 contracts
Samples: Purchase Agreement (Allied Research Corp), Purchase Agreement (Visual Data Corp), Purchase Agreement (Pharmos Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, Company nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the SecuritiesStock.
Appears in 3 contracts
Samples: Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer Offering or sale of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)
No General Solicitation. Neither the Company, nor any of ----------------------- its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Global Telemedia International Inc), Subscription Agreement (Amnis Systems Inc), Subscription Agreement (Kaire Holdings Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 3 contracts
Samples: Form of Subscription Agreement (Origin Life Sciences, Inc.), Form of Subscription Agreement (Origin Life Sciences, Inc.), Subscription Agreement (Origin Life Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries, nor to its knowledgeany of their affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase and Exchange Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: : Subscription Agreement (CrowdGather, Inc.), Subscription Agreement (CrowdGather, Inc.), Securities Purchase Agreement (Challenger Powerboats, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesPrivate Placement Warrants or Founder Shares.
Appears in 3 contracts
Samples: Form of Anchor Subscription Agreement (Compass Digital Acquisition Corp.), Form of Anchor Subscription Agreement (Compass Digital Acquisition Corp.), Forward Purchase Agreement (Compass Digital Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cytosorbents Corp), Securities Purchase Agreement (MYOS Corp), Securities Purchase Agreement (Multimedia Platforms Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Novo Energies Corp), Securities Purchase Agreement (New Media Lottery Services Inc), Securities Purchase Agreement (Environment Ecology Holding Co of China)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesSecured Debentures.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Donobi Inc)
No General Solicitation. Neither the None of Company, nor any of its Affiliatesaffiliates, nor and, to its Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Subscription Agreement (Hirsch Capital CORP), Subscription Agreement (St. Lawrence Energy Corp.), Subscription Agreement (St. Lawrence Energy Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) Securities Act in connection with the offer or sale of the SecuritiesDebentures or Common Shares.
Appears in 2 contracts
Samples: Purchase Agreement (Appliedtheory Corp), Purchase Agreement (Appliedtheory Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 2 contracts
Samples: Subscription Agreement (Ceres Ventures, Inc.), Subscription Agreement (Hepalife Technologies Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor and, to its the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Comdial Corporation (Comdial Corp), Bridge Subscription Agreement (Comdial Corp)
No General Solicitation. Neither the Company, nor any of its ----------------------- Affiliates, nor or, to its the Company's knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities, the Converted Shares or the Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Coolsavings Com Inc), Securities Purchase Agreement (Golden Steven M)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Acquired Securities.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Goldstein William A), Stock Purchase Agreement (Market Central Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Isecuretrac Corp), Exhibit 99 (Paving Stone Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures, the Conversion Shares, the Warrants, or the Warrant Shares.
Appears in 2 contracts
Samples: Form of Securities Purchase Agreement (Majestic Companies LTD), Securities Purchase Agreement (Jagnotes Com)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MobiVentures Inc.), Securities Purchase Agreement (Fox Petroleum Inc.)
No General Solicitation. Neither the Company, Company nor any of its Affiliatessubsidiaries, nor to its knowledgeofficers, directors, any person acting on its or their behalf, nor to the Company’s knowledge, any of its affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (PDL Biopharma, Inc.), Securities Purchase Agreement (Evofem Biosciences, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription Agreement (Swissinso Holding Inc.), Stock Purchase and Subscription Agreement (Free DA Connection Systems, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription Agreement (NightFood Holdings, Inc.), Subscription Agreement (NightFood Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its the Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Modtech Holdings Inc), Securities Purchase Agreement (Saba Software Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Averion International Corp.), Agency Agreement (Proxymed Inc /Ft Lauderdale/)
No General Solicitation. Neither the Company, nor any of its subsidiaries, or to the Company’s knowledge, any of its or their Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Subscription Agreement (Cheniere Energy Inc), Subscription Agreement (Cheniere Energy Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesNote or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Platina Energy Group Inc.), Securities Purchase Agreement (Platina Energy Group Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates( as defined below), nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesStock.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 2 contracts
Samples: Subscription Agreement (CHINA INFRASTRUCTURE CONSTRUCTION Corp), Subscription Agreement (Yesdtc Holdings, Inc.)
No General Solicitation. Neither the Company, Company nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mills Corp), Securities Purchase Agreement (Mills Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Medlink International, Inc.), Bridge Note and Warrant Purchase Agreement (Adam Com Inc /De/)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesSecurities or the Purchase Shares other than the registration statement contemplated in Section 4(a) hereof.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Unigene Laboratories Inc), Common Stock Purchase Agreement (Unigene Laboratories Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesDebentures or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Saf T Lok Inc)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, nor nor, to its the Company’s knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kentucky USA Energy, Inc.), Securities Purchase Agreement (MFC Development Corp)
No General Solicitation. Neither the Company, nor the Issuer, or any of its Affiliatestheir affiliates, nor to its knowledge, or any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Subscription Agreement (Insignia Solutions PLC), Securities Subscription Agreement (Insignia Solutions PLC)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Infinity Inc), Securities Purchase Agreement (Galaxy Energy Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 1 contract
Samples: Subscription Agreement (CHINA INFRASTRUCTURE CONSTRUCTION Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (CardioVascular BioTherapeutics, Inc.)
No General Solicitation. Neither the Company, nor any of ----------------------- its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securitiessecurities contemplated herein.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConversion Shares.
Appears in 1 contract
No General Solicitation. Neither the Company, nor ----------------------- any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 1 contract
Samples: Subscription Agreement (Family Room Entertainment Corp)
No General Solicitation. Neither the Company, nor any of ----------------------- its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPreferred Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Syquest Technology Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.Convertible Debentures or the Conversion Shares..
Appears in 1 contract
Samples: Securities Purchase Agreement (Rubber Technology International Inc /Nv)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sorrento Networks Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPreferred Stock.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries or Affiliates ( as defined below), nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 1 contract
Samples: Subscription Agreement (American Antiquities, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, ------------------------ nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesSeries A Preferred Shares and the Conversion Shares.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesSeries A Preferred Stock.
Appears in 1 contract
Samples: Investment Agreement (Knoll Inc)
No General Solicitation. Neither the Company, nor ----------------------- any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures and the Conversion Shares.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1900 Xxx) in connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPurchased Stock.
Appears in 1 contract
Samples: Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
