No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 49 contracts
Samples: Securities Purchase Agreement (Cidara Therapeutics, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Unicycive Therapeutics, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Erayak Power Solution Group Inc.), Securities Purchase Agreement (Range Impact, Inc.), Securities Purchase Agreement (Malachite Innovations, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 15 contracts
Samples: Stock Purchase Agreement (Farmland Partners Inc.), Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.), Stock Purchase Agreement (Bright Horizons Family Solutions Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 14 contracts
Samples: Form of Securities Purchase Agreement (Boqii Holding LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Rallybio Corp), Agreement and Plan of Merger (CohBar, Inc.), Stock Purchase Agreement (CohBar, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Shares for sale only to the Purchaser.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 12 contracts
Samples: Securities Purchase Agreement (BiomX Inc.), Securities Purchase Agreement (Petroteq Energy Inc.), Securities Purchase Agreement (Petroteq Energy Inc.)
No General Solicitation. Neither the Company nornor its subsidiaries or any Affiliates, to the Company’s Knowledge, nor any person Person acting on behalf of the Company its or their behalf, has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Amyris, Inc.), Securities Purchase Agreement (Amyris, Inc.), Securities Purchase Agreement (Amyris, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Shares for sale only to the Investor.
Appears in 10 contracts
Samples: Stock Purchase Agreement (Macrogenics Inc), Stock Purchase Agreement (Arvinas, Inc.), Stock Purchase Agreement (Arvinas, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 8 contracts
Samples: Subscription Agreement (ARCA Biopharma, Inc.), Subscription Agreement (Q32 Bio Inc.), Subscription Agreement (Magenta Therapeutics, Inc.)
No General Solicitation. Neither the Company nornor its subsidiaries or any Affiliates, to the Company’s Knowledge, nor any person Person acting on behalf of the Company its or their behalf, has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 7 contracts
Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Securities Purchase Agreement (Amyris, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has has, directly or indirectly, offered or sold any of the Securities or Conversion Shares, or solicited any offers to buy any Securities or Conversion Shares, under any circumstances that would require registration under the Securities Act of the Securities or the Conversion Shares, including by any form of general solicitation or general advertising.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Traws Pharma, Inc.), Securities Purchase Agreement (Spyre Therapeutics, Inc.), Securities Purchase Agreement (Spyre Therapeutics, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Shares for sale only to the Purchaser.
Appears in 7 contracts
Samples: Rights Agreement (AiAdvertising, Inc.), Stock Purchase Agreement (SGOCO Group, Ltd.), Stock Purchase Agreement (Sharing Economy International Inc.)
No General Solicitation. Neither the Company nor, to the Knowledge of the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Shares for sale only to the Purchaser.
Appears in 7 contracts
Samples: Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D promulgated under the Securities Act).
Appears in 6 contracts
Samples: Securities Purchase Agreement, Share Purchase Agreement, Share Purchase Agreement and Omnibus Amendment (Juno Therapeutics, Inc.)
No General Solicitation. Neither the Company norCompany, to the Company’s Knowledge, nor any person Person acting on behalf of the Company Company, has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Eloxx Pharmaceuticals, Inc.), Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Sonendo, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Conifer Holdings, Inc.), Securities Purchase Agreement (NeuroBo Pharmaceuticals, Inc.), Securities Purchase Agreement (Heska Corp)
No General Solicitation. Neither the Company norCompany, nor any of its Affiliates, nor to the Company’s Knowledgeits knowledge, any person Person acting on behalf of the Company its or their behalf, has offered or sold any of the Securities by engaged in any form of general solicitation General Solicitation in connection with the offer or general advertisingsale of the Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Arista Power, Inc.), Securities Purchase Agreement (Petro River Oil Corp.), Securities Purchase Agreement (Alliqua, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by means of any form of general solicitation or general advertising.
Appears in 4 contracts
Samples: Securities Subscription Agreement, Securities Subscription Agreement, Securities Subscription Agreement (Amarin Corp Plc\uk)
No General Solicitation. Neither the Company norCompany, nor any of its Affiliates, nor to the Company’s Knowledgeits knowledge, any person Person acting on behalf its or their behalf, has engaged in any form of General Solicitation in connection with the Company has offered offer or sold any sale of the Securities by any form of general solicitation or general advertisinghereby.
Appears in 3 contracts
Samples: Securities Purchase Agreement (MEDL Mobile Holdings, Inc.), Securities Purchase Agreement (Be Active Holdings, Inc.), Securities Purchase Agreement (MEDL Mobile Holdings, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Streamline Health Solutions Inc.), Securities Purchase Agreement (Ribbon Communications Inc.), Securities Purchase Agreement (Ribbon Communications Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 3 contracts
Samples: Standby Purchase Agreement (Biomimetic Therapeutics, Inc.), Purchase Agreement (Biomimetic Therapeutics, Inc.), Standby Purchase Agreement (Biomimetic Therapeutics, Inc.)
No General Solicitation. Neither the Company nor, to the knowledge of the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company and, to the knowledge of the Company, any Person acting on behalf of the Company has offered the Shares for sale only to the Purchasers and certain other "qualified purchasers" within the meaning of Section 18(b)(3) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cytrx Corp), Securities Purchase Agreement (Cytrx Corp)
No General Solicitation. Neither the Company nor, to the knowledge of the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchaser.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Interactive Strength, Inc.), Securities Purchase Agreement (FaceBank Group, Inc.)
No General Solicitation. Neither the Company nor, any of its Subsidiaries or Affiliates, nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D of the Securities Act).
Appears in 2 contracts
Samples: Subscription Agreement (EZRaider Co.), Subscription Agreement (EZRaider Co.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by means of any form of general solicitation or general advertising.
Appears in 2 contracts
Samples: Securities Purchase Agreement (TherapeuticsMD, Inc.), Form of Securities Purchase Agreement (Biodel Inc)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 1 contract
Samples: Backstop Securities Agreement (Rehabcare Group Inc)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by means of any form of general solicitation or general advertising.
Appears in 1 contract
Samples: Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person acting on behalf of the Company has offered or sold any of the Securities securities by any form of general solicitation or general advertising.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 1 contract
Samples: Securities Purchase Agreement (Rocketfuel Blockchain, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D).
Appears in 1 contract
Samples: Securities Purchase Agreement (ImmunoCellular Therapeutics, Ltd.)
No General Solicitation. Neither the Company norCompany, nor any of its officers or directors, nor to the Company’s Knowledgeits knowledge, any person Person acting on behalf of the Company its or their behalf, has offered or sold any of the Securities by engaged in any form of general solicitation General Solicitation in connection with the offer or general advertisingsale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company norCompany, nor any of its Affiliates, nor to the Company’s Knowledgeits knowledge, any person acting on behalf of the Company its or their behalf, has offered or sold any of the Securities by engaged in any form of general solicitation General Solicitation in connection with the offer or general advertisingsale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Pre-Funded Warrants by any form of general solicitation or general advertising.
Appears in 1 contract
No General Solicitation. Neither the Company nor, any of its Subsidiaries or Affiliates, nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D of the Securities Act).
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company (other than the Placement Agents, with respect to which no representation is made) has offered or sold any of the Securities by any form of general solicitation or general advertising.
Appears in 1 contract
Samples: Securities Purchase Agreement (Athersys, Inc / New)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D).
Appears in 1 contract
Samples: Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.)
No General Solicitation. Neither the Company nor, to the knowledge of the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Lender.
Appears in 1 contract
Samples: First Senior Secured Convertible Loan Agreement (Navstar Media Holdings, Inc.)
No General Solicitation. Neither the Company nor, to the knowledge of the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Shares for sale only to the Purchaser.
Appears in 1 contract
Samples: Stock Purchase Agreement (Medlink International, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertisingadvertising (within the meaning of the Securities Act).
Appears in 1 contract
Samples: Stock Purchase Agreement (Maxwell Technologies Inc)
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person acting on behalf of the Company has offered has, directly or sold indirectly, engaged in any of the Securities by any form of general solicitation or general advertisingadvertising with respect to the Securities.
Appears in 1 contract
Samples: Subscription Agreement (Protara Therapeutics, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertisingadvertising (as those terms are used in Regulation D of the Securities Act).
Appears in 1 contract
Samples: Registration Rights Agreement (Aveo Pharmaceuticals Inc)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Purchased Shares by any form of general solicitation or general advertising.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities Shares or Warrants by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D).
Appears in 1 contract
Samples: Securities Purchase Agreement (Mri Interventions, Inc.)
No General Solicitation. Neither the Company nor, to the Company’s Knowledge, nor any person acting on behalf of the Company has offered or sold (i) any of the Securities shares issuable hereunder by any form of general solicitation or general advertising, or (ii) any other securities of the Company with comparable rights and preferences by any form of general solicitation or general advertising within two months of the date hereof.
Appears in 1 contract
No General Solicitation. Neither the Company nor, to the Company’s Knowledgeknowledge, any person Person acting on behalf of the Company Company, has offered or sold any of the Securities Purchased Shares by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D) in connection with the offer or sale of any of the Purchased Shares.
Appears in 1 contract
Samples: Share Purchase Agreement (SoftBank Group Capital LTD)
