Common use of No Consents Required Clause in Contracts

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.

Appears in 46 contracts

Samples: Underwriting Agreement (Cartica Acquisition Corp), Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Games & Esports Experience Acquisition Corp.)

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No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 25 contracts

Samples: Crinetics Pharmaceuticals, Inc., Letter Agreement (Akero Therapeutics, Inc.), Underwriting Agreement (Precision Biosciences Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Bank of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by the Bank with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained under the Act and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 7 contracts

Samples: Underwriting Agreement (Asian Infrastructure Investment Bank), Underwriting Agreement (Council of Europe Development Bank), Underwriting Agreement (Asian Infrastructure Investment Bank)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for such as have already been obtained regarding the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and the New York Stock Exchange.

Appears in 6 contracts

Samples: Underwriting Agreement (Ramco Gershenson Properties Trust), Ramco Gershenson Properties Trust, Ramco Gershenson Properties Trust

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), Nasdaq and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 6 contracts

Samples: Underwriting Agreement (Akero Therapeutics, Inc.), Akero Therapeutics, Inc., Guardant Health, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and (iii) consents that have been, or prior to the Closing Date will be, obtained.

Appears in 6 contracts

Samples: Acquisition Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Public Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Public Units by the Underwriters.

Appears in 5 contracts

Samples: Trust Agreement (Foresight Acquisition Corp. II), Trust Agreement (Foresight Acquisition Corp. II), Trust Agreement (Foresight Acquisition Corp.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 5 contracts

Samples: Southern National Bancorp of Virginia Inc, Synovus Financial Corp, Synovus Financial Corp

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by for official listing on the Financial Industry Regulatory Authority, Inc. Nasdaq Global Select Market (the FINRANasdaq Market”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 5 contracts

Samples: Bluebird Bio, Inc., Bluebird Bio, Inc., Bluebird Bio, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.

Appears in 5 contracts

Samples: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Altisource Portfolio Solutions S.A.), Sales Agreement (Replimune Group, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each and the Operating Partnership of the Transaction DocumentsAgreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsAgreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 5 contracts

Samples: Underwriting Agreement (Chesapeake Lodging Trust), Chesapeake Lodging Trust, Underwriting Agreement (Chesapeake Lodging Trust)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 4 contracts

Samples: Underwriting Agreement (Aligos Therapeutics, Inc.), Underwriting Agreement (Aligos Therapeutics, Inc.), Underwriting Agreement (Berkeley Lights, Inc.)

No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 4 contracts

Samples: Quanterix Corp, Quanterix Corp, Quanterix Corp

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and or The NASDAQ Stock Market LLC or under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 4 contracts

Samples: Intra-Cellular Therapies, Inc., Intra-Cellular Therapies, Inc., Intra-Cellular Therapies, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsUnderwriting Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsUnderwriting Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 4 contracts

Samples: Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Zeltiq Aesthetics Inc)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), The NASDAQ Stock Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 4 contracts

Samples: Underwriting Agreement (Nevro Corp), iRhythm Technologies, Inc., iRhythm Technologies, Inc.

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Penumbra Inc, Penumbra Inc, Penumbra Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement by the Transaction DocumentsCompany, except for the registration of the Units Shares under the Securities Act Act, the listing of the Shares on the New York Stock Exchange and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.), Letter Agreement (Ormat Technologies, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities (including the issuance of the Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.

Appears in 3 contracts

Samples: Purchase Agreement (Lyft, Inc.), Lyft, Inc., Mercadolibre Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Public Units and the shares of Common Stock and the Public Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Public Units by the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (890 5th Avenue Partners, Inc.), Underwriting Agreement (890 5th Avenue Partners, Inc.), 890 5th Avenue Partners, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company each BRP Party of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Global Select Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: BRP Group, Inc., BRP Group, Inc., BRP Group, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Patheon N.V.), Virtusa Corp, Savient Pharmaceuticals Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Absci Corp, Absci Corp, Talis Biomedical Corp

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the applicable stock exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Kinsale Capital Group, Inc., Underwriting Agreement (Kinsale Capital Group, Inc.), Kinsale Capital Group, Inc.

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market, Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Otonomy, Inc., Otonomy, Inc., Otonomy, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Granite Point Mortgage Trust Inc.), CNFinance Holdings Ltd., MTS Systems Corp

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the NASDAQ Global Select Market, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Dunkin' Brands Group, Inc., Dunkin' Brands Group, Inc.

No Consents Required. No consent, approval, authorization, filing, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Guarantors of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities (including the Guarantees) and compliance by the Company and the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, filings, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriterslaws.

Appears in 2 contracts

Samples: Underwriting Agreement (Cooper Industries LTD), Underwriting Agreement (Cooper Industries LTD)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, this Agreement and the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction DocumentsShares, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have already been obtained or will have been obtained prior to the Closing Date and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: SJW Group, SJW Group

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the New York Stock Exchange or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state or foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Trulia, Inc., Trulia, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement or any Terms Agreement, the issuance and sale by the Company of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement or of any Terms Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution offer or sale of the Units by the UnderwritersShares.

Appears in 2 contracts

Samples: Distribution Agreement (Axon Enterprise, Inc.), Distribution Agreement (Axon Enterprise, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.

Appears in 2 contracts

Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Chesapeake Lodging Trust), Chesapeake Lodging Trust

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except as required by the New York Stock Exchange, for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Synovus Financial Corp, Synovus Financial Corp

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Principal Market, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 2 contracts

Samples: Open Market Sale (Corbus Pharmaceuticals Holdings, Inc.), Corbus Pharmaceuticals Holdings, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Transaction Parties of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by this Agreement, including, without limitation, the Transaction DocumentsRecapitalization, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Broadstone Net Lease, Inc., Broadstone Net Lease, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by this Agreement or the Transaction DocumentsTime of Sale Information and the Prospectus, except for (i) the registration of the Units Shares under the Securities Act and Act; (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws, or equivalent foreign laws, in connection with the purchase and distribution of the Shares by the Underwriters; and (iii) under the Conduct Rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters).

Appears in 2 contracts

Samples: Central European Distribution Corp, Central European Distribution Corp

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units securities and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Units, Ordinary Shares and Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Isos Acquisition Corp.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the Ordinary Shares and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.

Appears in 2 contracts

Samples: Kensington Capital Acquisition Corp. IV, Kensington Capital Acquisition Corp. IV

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or for official listing on NASDAQ and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Array Biopharma Inc), Array Biopharma Inc

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares to be sold by the Company hereunder and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: ReachLocal Inc, ReachLocal Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) the filing of a restated certificate of incorporation of the Company with the Secretary of State of the State of Delaware.

Appears in 2 contracts

Samples: Underwriting Agreement (Stoke Therapeutics, Inc.), Stoke Therapeutics, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable United States state or non-United States securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: www.sec.gov, Underwriting Agreement (King Digital Entertainment PLC)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.

Appears in 2 contracts

Samples: Sales Agreement (Sangamo Therapeutics, Inc), Sales Agreement (Sangamo Biosciences Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Longview Acquisition Corp. II), Longview Acquisition Corp. II

No Consents Required. No consent, filing, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.

Appears in 2 contracts

Samples: Sales Agreement (Assembly Biosciences, Inc.), Assembly Biosciences, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement and each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by this Agreement and the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Act II Global Acquisition Corp.), Underwriting Agreement (Act II Global Acquisition Corp.)

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Acutus Medical, Inc., Acutus Medical, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market and the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Letter Agreement (GenMark Diagnostics, Inc.), Underwriting Agreement (GenMark Diagnostics, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by any applicable stock exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 2 contracts

Samples: Five9, Inc., Five9, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersXxxxx.

Appears in 2 contracts

Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement or the Transaction DocumentsPricing Disclosure Package and the Prospectus, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Listing Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Shake Shack Inc.)

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act Act, and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Passage BIO, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement , except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by The NASDAQ Stock Market or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: GoPro, Inc.

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Precision Biosciences Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) those that have already been obtained.

Appears in 1 contract

Samples: Oyster Point Pharma, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), Nasdaq and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.

Appears in 1 contract

Samples: Common Stock (Sienna Biopharmaceuticals, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and or under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Oxford Immunotec Global PLC)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as that (i) have been obtained or made or (ii) may be required by the Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Boot Barn Holdings, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company, and the consummation of the transactions by the Company contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Forum Energy Technologies, Inc.

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No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained or made, (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters or (iii) as would not, individually or in the aggregate, reasonably be expected to materially adversely affect the consummation of the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Bright Health Group Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), by the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.. (q)

Appears in 1 contract

Samples: Synovus Financial Corp

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority or court or arbitrator is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Documents and the consummation by the Company of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares and the ADSs under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 1 contract

Samples: Ternium S.A.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Stock Market LLC or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Inogen Inc

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Company Shares, if any, and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Regency Centers Corp

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Entity is required for the execution, delivery and performance by the Company of each or, to the knowledge of the Transaction DocumentsCompany, the issuance Selling Shareholder, of this Agreement and the sale of the Units and the consummation of the transactions contemplated Shares by the Transaction DocumentsSelling Shareholder, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the New York Stock Exchange (the “Exchange”) or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (FB Financial Corp)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for (i) such as has been obtained or made, (ii) the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Apollo Residential Mortgage, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: EVgo Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase offer and distribution sale of the Units by the UnderwritersPlacement Shares.

Appears in 1 contract

Samples: Sales Agreement (Century Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and orders, licenses, registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Advisory Board Co

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the OTCMG or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersPlacement Agents.

Appears in 1 contract

Samples: Prime Meridian Holding Co

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Nurix Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities (including the issuance of any Underlying Securities upon conversion thereof ) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.

Appears in 1 contract

Samples: Nasdaq Stock Market Inc

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required for official listing on the Principal Market, by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Tyme Technologies, Inc.

No Consents Required. No consent, filing, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Letter Agreement (Expensify, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Shares to be issued upon the exercise of the Options and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Surgery Partners, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Listing Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Container Store Group, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Equity Distribution Agreement (Nurix Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Exchange or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Commercial Credit, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by NASDAQ or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Business First Bancshares, Inc.)

No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersXxxxx.

Appears in 1 contract

Samples: Sales Agreement (Quanterix Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities and the Warrant Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 1 contract

Samples: Prime Medicine, Inc.

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement and the Transaction DocumentsDeposit Agreement, the issuance and sale of the Units ADSs and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsDeposit Agreement, except for the registration of the Units ADSs under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units ADSs by the Underwriters.

Appears in 1 contract

Samples: Qiwi

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Offered Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the NASDAQ, and under applicable state securities laws in connection with the purchase and distribution of the Units Offered Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Equity Distribution Agreement (CVRx, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the NASDAQ, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Corbus Pharmaceuticals Holdings, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Placement Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent acting as the Agent.

Appears in 1 contract

Samples: Sales Agreement (Stoke Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Units Securities and issuance of the related Guarantees, and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and orders, registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.

Appears in 1 contract

Samples: U.S. Concrete, Inc.

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Prospectus, except for the registration of the Units Securities under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Cheesecake Factory Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.

Appears in 1 contract

Samples: Xilinx Inc

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCxxxx.

Appears in 1 contract

Samples: Sales Agreement (Mersana Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.

Appears in 1 contract

Samples: Aligos Therapeutics, Inc.

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or the Principal Market and under applicable state securities laws in connection with the purchase and distribution sale of the Units by the UnderwritersShares.

Appears in 1 contract

Samples: Dyne Therapeutics, Inc.

No Consents Required. No consent, approval, authorization, orderor order of, or filing, registration or qualification of or with any court or arbitrator governmental agency or governmental body having jurisdiction over the Company or regulatory authority any of its subsidiaries is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Underwriting Agreement (WESTMORELAND COAL Co)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the New York Stock Exchange and the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Kennametal Inc

No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase sale and distribution of the Units by Shares through the UnderwritersAgents.

Appears in 1 contract

Samples: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Company Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.

Appears in 1 contract

Samples: Regency Centers Corp

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by each of the Company Ladder Parties of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by each of the Ladder Parties with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.

Appears in 1 contract

Samples: Ladder Capital Corp

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