No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 45 contracts
Samples: Sales Agreement (Intuitive Machines, Inc.), Sales Agreement (SITIME Corp), Sales Agreement (Chemomab Therapeutics Ltd.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 17 contracts
Samples: Sales Agreement (Astra Space, Inc.), Sales Agreement (Blue Star Foods Corp.), Sales Agreement (Vivos Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 8 contracts
Samples: Sales Agreement (Contango ORE, Inc.), MAIA Biotechnology, Inc., PetVivo Holdings, Inc.
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentManager.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (Cynergistek, Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 6 contracts
Samples: Underwriting Agreement (Aeterna Zentaris Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 5 contracts
Samples: Newlink Genetics Corp, Sales Agreement (CollabRx, Inc.), Sales Agreement (CollabRx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Bio-Path Holdings Inc), Akebia Therapeutics, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the NYSE American Stock Exchange (the “NYSE American”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Navidea Biopharmaceuticals, Inc.), Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (InspireMD, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Biocept Inc), SAB Biotherapeutics, Inc., Sales Agreement (Biotime Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority FINRA or Nasdaq (“FINRA”as defined below) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Ocugen, Inc.), Sales Agreement (Ocugen, Inc.), Ocugen, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Terawulf Inc.), Underwriting Agreement (PAVmed Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Person, including any Governmental Authority Authority, is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPurchased Securities and the consummation of the transactions contemplated by this Agreement, except for the registration under the Securities Act of the Common Stock included in the Purchased Securities pursuant to Article VIII, the listing of such consentsshares on Nasdaq, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentLaws.
Appears in 4 contracts
Samples: Investment Agreement (PDC Energy, Inc.), Investment Agreement (PDC Energy, Inc.), Asset Purchase and Sale Agreement (PDC Energy, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Array Biopharma (Array Biopharma Inc), Array Biopharma (Array Biopharma Inc), Progenics Pharmaceuticals Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Placement Agent.
Appears in 3 contracts
Samples: Placement Agency Agreement (Park City Group Inc), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 3 contracts
Samples: Paramount Gold Nevada Corp., Paramount Gold Nevada Corp., X4 Pharmaceuticals, Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Array Biopharma (Array Biopharma Inc), Sales Agreement (Hansen Medical Inc), Progenics Pharmaceuticals Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Sales Agreement (Riot Blockchain, Inc.), Riot Platforms, Inc., Riot Blockchain, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Roka BioScience, Inc., Real Industry, Inc., Vermillion, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Sales Agreement (Lineage Cell Therapeutics, Inc.), Sales Agreement (Entasis Therapeutics Holdings Inc.), Sales Agreement (Lineage Cell Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Principal Market in connection with the sale of the Placement Shares by the AgentCommon Shares.
Appears in 3 contracts
Samples: Open Market Sale (VBI Vaccines Inc/Bc), Open Market Sale (VBI Vaccines Inc/Bc), VBI Vaccines Inc/Bc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Partnership of this Agreement, or the issuance and sale by the Company Partnership of the Placement SharesUnits, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Units by the Agent.
Appears in 3 contracts
Samples: America First Multifamily Investors, L.P., America First Multifamily Investors, L.P., America First Multifamily Investors, L.P.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent..
Appears in 2 contracts
Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for such consentsthe registration of the Shares under the Securities Act, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) and under applicable state or the Exchange foreign securities laws in connection with the sale purchase and distribution of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Open Market Sale (ImmunoGen, Inc.), Open Market Sale (ImmunoGen, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Exchange, including any notices that may be required by the Exchange, in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (ClearSign Technologies Corp), Sales Agreement (Uranium Resources Inc /De/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable federal and state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (Spectrum Pharmaceuticals Inc), Sales Agreement (Spectrum Pharmaceuticals Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Zosano Pharma (Zosano Pharma Corp), Zosano Pharma Corp
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: ARCA Biopharma, Inc., Ascent Solar Technologies, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or The NASDAQ Capital Market (the Exchange “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (VBI Vaccines Inc/Bc), VBI Vaccines Inc/Bc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 2 contracts
Samples: Sales Agreement (Cognition Therapeutics Inc), Sales Agreement (Cognition Therapeutics Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Karyopharm Therapeutics Inc., Open Market Sale (Karyopharm Therapeutics Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The NASDAQ Global Select Market (“NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Chiasma, Inc), Underwriting Agreement (Chiasma, Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority Entity is required for the execution, delivery and performance by the Company and the Bank of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, except for the issuance and sale by the Company registration of the Placement Shares, except for Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (CS Disco, Inc.), Underwriting Agreement (1Life Healthcare Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Ardelyx, Inc., Ardelyx, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Cassava Sciences Inc, Sales Agreement (CareDx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPublic Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentPublic Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManagers.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company consummation of the Placement Sharestransactions contemplated hereby, except for (i) such consents, approvals, authorizations, orders as has been obtained or made and (ii) registrations or qualifications as may be required by the Commission or under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 2 contracts
Samples: Preferred Stock Repurchase Agreement, Preferred Stock Repurchase Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManager.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Securities Act and applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Novan, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for the registration of the Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Sales Agreement (Ardelyx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesOffered Shares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ, including any notices that may be required by Exchange, in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale of the Shares to be sold by the Company and the consummation by the Company of the Placement Sharestransactions contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: Smith Micro Software Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the Warrant Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Ekso Bionics Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Securities Act, applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Designated Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws laws, blue-sky laws, or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesUnits and the consummation of the transactions contemplated by this Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Units by the Placement Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Perpetual Preferred Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Perpetual Preferred Shares by the AgentPurchasers.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the Pre-Funded Warrants or the issuance and sale by the Company of the Placement SharesOffered Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Finanical Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Securities.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of its obligations under this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: Activision Blizzard, Inc.
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, Agreement and the issuance and sale by the Company of the Placement SharesSecurities, except for the listing of the Conversion Shares on the Nasdaq Market and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Securities by the AgentInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such as have been obtained or such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and resale of the Placement Shares Offered Securities by the AgentUnderwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws or (ii) by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentExchange.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated hereby and thereby, except for the registration of the Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Iris Energy LTD
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The Nasdaq Stock Market in connection with the sale of the Placement Offered Shares by the AgentUnderwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by to or through the Agent.
Appears in 1 contract
Samples: Sales Agreement (Mainz Biomed N.V.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have been obtained or as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Exchanges in connection with the sale of the Placement Shares Securities by the AgentUnderwriters.
Appears in 1 contract
Samples: Mind Medicine (MindMed) Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the -9- by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 1 contract
Samples: Zynerba Pharmaceuticals, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the Agent.Offered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Guarantor of this Agreement, and the consummation of the transactions contemplated by this Agreement in connection with the issuance and sale of the Securities by the Company and the issuance of the Placement SharesGuarantee by the Guarantor, except for such consentsas have been obtained and made under the Act, approvals, authorizations, orders the Trust Indenture Act and registrations or qualifications such as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Swift Energy Co
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for (i) the execution, delivery and performance by the Company of this Agreement, Agreement and (ii) the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Sales Agreement (Volta Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The Nasdaq Stock Market LLC (“Nasdaq”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 1 contract
Samples: Sales Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable provincial or state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) ), the Exchange or the Exchange AMF in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE American, LLC in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Akebia Therapeutics, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“"FINRA”") or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Portage Biotech Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this AgreementAgreement and the Warrants, the issuance and sale by the Company of the Placement SharesOffered Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Securities.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Open Market Sale (Ardelyx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable U.S. state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“"FINRA”") or the Exchange Exchanges in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 1 contract
Samples: Sales Agreement (Energy Fuels Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Securities Act, applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration registration, or qualification of or with any Governmental Authority is required for the execution, delivery delivery, and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders orders, and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Principal Market in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 1 contract
Samples: Open Market Sale (Cytosorbents Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Zomedica Pharmaceuticals Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) ), the Exchange, or the Exchange TSX in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Paramount Gold & Silver Corp.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE American, LLC in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“"FINRA”") or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Uqm Technologies Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesFirm Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by Laws of FINRA, the by-laws and rules of the Financial Industry Regulatory Authority Toronto Stock Exchange (“FINRATSX”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentFirm Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Helius Medical Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Fennec Pharmaceuticals Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ondas Holdings Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Partnership of this Agreement, or the issuance and sale by the Company Partnership of the Placement SharesUnits, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Units by the AgentAgents.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ (as defined below) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Cognition Therapeutics Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, and the consummation of the transactions contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: BK Technologies Corp
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NYSE American in connection with the sale of the Placement Offered Shares by the AgentUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (iBio, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentShares.
Appears in 1 contract
Samples: Strongbridge Biopharma PLC
