Common use of No Brokers Clause in Contracts

No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 58 contracts

Samples: Underwriting Agreement (Twelve Seas Investment Co IV TMT), Underwriting Agreement (Twelve Seas Investment Co IV TMT), Underwriting Agreement (TLGY Acquisition Corp)

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No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative Representatives a certificate, dated the Closing Date and addressed to the RepresentativeRepresentatives, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 30 contracts

Samples: Underwriting Agreement (Haymaker Acquisition Corp. III), Underwriting Agreement (Hudson Executive Investment Corp. III), Underwriting Agreement (Velocity Acquisition Corp.)

No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative Representatives a certificate, dated the Closing Date and addressed to the RepresentativeRepresentatives, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities Shares hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 6 contracts

Samples: Agreement (Dragoneer Growth Opportunities Corp. III), Agreement (Dragoneer Growth Opportunities Corp. II), TCV Acquisition Corp.

No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative Underwriters a certificate, dated the Closing Date and addressed to the RepresentativeUnderwriters, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 5 contracts

Samples: Underwriting Agreement (ArcLight Clean Transition Corp.), ArcLight Clean Transition Corp. II, ArcLight Clean Transition Corp. II

No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated as of the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 4 contracts

Samples: Underwriting Agreement (DHC Acquisition Corp.), Securities Subscription Agreement (DHC Acquisition Corp.), Kernel Group Holdings, Inc.

No Brokers. On At the Closing DateExecution Time, the Company shall have requested and caused each of the Sponsor Founders and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus Disclosure Package and the Prospectus, as of such time there are no claims, payments, arrangements, contracts, contracts or agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by any of the Sponsor Founders or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, arrangements or agreements by any Founder or understandings by the Sponsor Company director or the Company’s directors or executive officers officer that may would reasonably be expected to affect the Underwriters’ compensation, as determined by FINRA.

Appears in 3 contracts

Samples: Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.)

No Brokers. On the Closing Date, the Company shall have requested and caused each of the Sponsor Sponsors and the Company’s directors and executive officers to have executed and furnished to the Representative Representatives a certificate, dated the Closing Date and addressed to the RepresentativeRepresentatives, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor Sponsors or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor Sponsors or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 3 contracts

Samples: Underwriting Agreement (Capitol Investment Corp. IV), Capitol Investment Corp. IV, Capitol Acquisition Corp. III

No Brokers. On the Closing Date, the Company shall have requested and caused each of the Sponsor Founding Shareholders and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor Founding Shareholders or the Company’s directors such director or executive officers officer with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor Founding Shareholders or the Company’s directors such director or executive officers officer that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 3 contracts

Samples: North Asia Investment CORP, North Asia Investment CORP, North Asia Investment CORP

No Brokers. On the Closing Date, the Company shall have requested and caused each of the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative Representatives a certificate, dated the Closing Date and addressed to the RepresentativeRepresentatives, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 2 contracts

Samples: Capitol Acquisition Corp. II, Capitol Acquisition Corp. II

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No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities Shares hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (AltC Acquisition Corp.), AltC Acquisition Corp.

No Brokers. On the Closing Date, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ Underwriter’s compensation, as determined by FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Advancit Acquisition Corp. I), Underwriting Agreement (Advancit Acquisition Corp. I)

No Brokers. On the Closing Date, the Company shall have requested and caused each of the Sponsor Sponsors and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor Sponsors or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor Sponsors or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 1 contract

Samples: Capitol Acquisition Corp. III

No Brokers. On the Closing Date, the Company shall have requested and caused each of the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative a certificate, dated the Closing Date and addressed to the Representative, to the effect that, except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors or executive officers that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 1 contract

Samples: Highland Acquisition Corp

No Brokers. On At the Closing DateExecution Time, the Company shall have requested and caused the Sponsor and the Company’s directors and executive officers to have executed and furnished to the Representative each of the Representatives a certificate, dated the Closing Date and addressed to the RepresentativeRepresentatives, to the effect that, except as described in the Registration Statement, the Statutory Prospectus Time of Sale Information and the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder’s, consulting, origination or similar fee by the Sponsor or any of the Company’s directors or executive officers with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings by the Sponsor or the Company’s directors any Company director or executive officers officer that may affect the Underwriters’ compensation, as determined by the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Navios Maritime Acquisition CORP)

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