No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 591 contracts
Samples: Underwriting Agreement (ImmunoGen, Inc.), Underwriting Agreement (Novavax Inc), Underwriting Agreement (Teads S.A.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 275 contracts
Samples: Underwriting Agreement (Dyne Therapeutics, Inc.), Underwriting Agreement (Fidelis Insurance Holdings LTD), Underwriting Agreement (Games Global LTD)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 217 contracts
Samples: Administration Agreement (Sixth Street Specialty Lending, Inc.), Underwriting Agreement (Hillenbrand, Inc.), Underwriting Agreement (Redwood Trust Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 129 contracts
Samples: Underwriting Agreement (Nasdaq, Inc.), Underwriting Agreement (Kinetik Holdings Inc.), Underwriting Agreement (Hormel Foods Corp /De/)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 78 contracts
Samples: Purchase Agreement (Lyft, Inc.), Brinker International, Inc, Original Purchase Agreement (Apergy Corp)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 61 contracts
Samples: Underwriting Agreement (Cannae Holdings, Inc.), Underwriting Agreement (Cannae Holdings, Inc.), Underwriting Agreement (Marcus Corp)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 54 contracts
Samples: Underwriting Agreement (ClearPoint Neuro, Inc.), Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (AppHarvest, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the Shares.
Appears in 53 contracts
Samples: Underwriting Agreement (Cubic Corp /De/), Underwriting Agreement (Accuray Inc), Underwriting Agreement (Divx Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 38 contracts
Samples: Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 19 contracts
Samples: Credit Agreement (Semtech Corp), Opko Health, Inc., Purchase Agreement
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 16 contracts
Samples: Underwriting Agreement (Coty Inc.), Civitas Resources, Inc., Canada Pension Plan Investment Board
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 14 contracts
Samples: Underwriting Agreement (Golub Capital BDC, Inc.), Underwriting Agreement (Golub Capital BDC, Inc.), Underwriting Agreement (Golub Capital BDC, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 14 contracts
Samples: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.
Appears in 13 contracts
Samples: Underwriting Agreement (Restaurant Brands International Inc.), Underwriting Agreement (Restaurant Brands International Inc.), Underwriting Agreement (Restaurant Brands International Inc.)
No Broker’s Fees. Neither the Company nor any of its the Company’s subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 13 contracts
Samples: Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 12 contracts
Samples: Distribution Agreement (Nine Energy Service, Inc.), Distribution Agreement (Biomea Fusion, Inc.), Equity Distribution Agreement (CVRx, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment to any person other than the Underwriters and their affiliates in connection with the offering and sale of the Shares.
Appears in 11 contracts
Samples: Underwriting Agreement (Michaels Companies, Inc.), Letter Agreement (Michaels Companies, Inc.), Letter Agreement (Michaels Companies, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 11 contracts
Samples: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (Church & Dwight Co Inc /De/), Underwriting Agreement (Church & Dwight Co Inc /De/)
No Broker’s Fees. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries subsidiary or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 10 contracts
Samples: Underwriting Agreement (Sage Therapeutics, Inc.), Underwriting Agreement (Seattle Genetics Inc /Wa), Underwriting Agreement (BG Medicine, Inc.)
No Broker’s Fees. Neither None of the Company nor or any of its subsidiaries is are a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 9 contracts
Samples: Underwriting Agreement (Option Care Health, Inc.), Option Care (Option Care Health, Inc.), Underwriting Agreement (Option Care Health, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 9 contracts
Samples: Underwriting Agreement (Golub Capital BDC, Inc.), Underwriting Agreement (Golub Capital BDC, Inc.), C1 Merger Agreement (Bank of the Ozarks Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesADSs.
Appears in 8 contracts
Samples: Underwriting Agreement (Cencosud S.A.), www.sec.gov, Underwriting Agreement (Cencosud S.A.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement and other than fees payable to Solebury Capital LLC or its affiliates in connection with the transactions contemplated by this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 7 contracts
Samples: MediaAlpha, Inc., MediaAlpha, Inc., MediaAlpha, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 7 contracts
Samples: Seres Therapeutics, Inc., Seres Therapeutics, Inc., Sage Therapeutics, Inc.
No Broker’s Fees. Neither Except as disclosed in the Time of Sale Information and the Offering Memorandum, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 7 contracts
Samples: Purchase Agreement (Palo Alto Networks Inc), Palo Alto Networks Inc, www.sec.gov
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering offer and sale of the SharesSecurities.
Appears in 7 contracts
Samples: Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Underwriting Agreement (GOLUB CAPITAL BDC, Inc.)
No Broker’s Fees. Neither None of the Company nor or any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 7 contracts
Samples: Disco (Guernsey) Holdings L.P. Inc., Accenture PLC, Duck Creek Technologies, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Sales Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Common Shares.
Appears in 7 contracts
Samples: Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered ADSs.
Appears in 6 contracts
Samples: Mesoblast LTD, Underwriting Agreement (Acquity Group LTD), Criteo S.A.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 6 contracts
Samples: Open Market Sale (Sangamo Therapeutics, Inc), Akero Therapeutics, Inc., Precision Biosciences Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesADSs.
Appears in 6 contracts
Samples: Underwriting Agreement (Zai Lab LTD), Cowen and Company (Orchard Rx LTD), Letter Agreement (Canuelas Mill S.A.C.I.F.I.A.)
No Broker’s Fees. Neither None of the Company nor any of and its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 6 contracts
Samples: Execution Version (Alnylam Pharmaceuticals, Inc.), Alnylam Pharmaceuticals, Inc., Alnylam Pharmaceuticals, Inc.
No Broker’s Fees. Neither the Company nor any of its the Company’s subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 6 contracts
Samples: Underwriting Agreement (Axalta Coating Systems Ltd.), CommScope Holding Company, Inc., CommScope Holding Company, Inc.
No Broker’s Fees. Neither of the Company Transaction Entities nor any of its their respective subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of the Transaction Entities or its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 6 contracts
Samples: ESH Hospitality, Inc., ESH Hospitality, Inc., ESH Hospitality, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 6 contracts
Samples: Fidelity National Financial, Inc., Fidelity National Financial, Inc., Fidelity National Financial, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 6 contracts
Samples: Underwriting Agreement (Heico Corp), Underwriting Agreement (Brown & Brown, Inc.), Automatic Data Processing Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.Securities
Appears in 5 contracts
Samples: RBB Bancorp, Southern National Bancorp of Virginia Inc, Synovus Financial Corp
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementthe Transaction Documents) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 5 contracts
Samples: Underwriting Agreement (Amag Pharmaceuticals Inc.), Underwriting Agreement (Amag Pharmaceuticals Inc.), TTM Technologies Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries subsidiaries, Sales Agent or any Underwriter the Forward Seller for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Sharestransactions contemplated hereby.
Appears in 5 contracts
Samples: Sales Agency Financing Agreement (Gaming & Leisure Properties, Inc.), Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Gaming & Leisure Properties, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries the Group Entities is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries the Group Entities or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered ADSs and the Shares represented thereby.
Appears in 5 contracts
Samples: Xunlei LTD, Xunlei LTD, NetQin Mobile Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter BRFBR for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 5 contracts
Samples: Novavax Inc, Novavax Inc, Novavax Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares by the Selling Stockholders hereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Sovos Brands, Inc.), Sovos Brands, Inc., Ceridian HCM Holding Inc.
No Broker’s Fees. Neither the Company Holdings nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 5 contracts
Samples: GoDaddy Inc., GoDaddy Inc., Registration Rights Agreement (Edgen Murray II, L.P.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 5 contracts
Samples: Placement Agency Agreement (Park City Group Inc), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Xxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 5 contracts
Samples: Common Stock Sales Agreement (Invitae Corp), Common Stock (Invitae Corp), Common Stock (Sienna Biopharmaceuticals, Inc.)
No Broker’s Fees. Neither Except as disclosed in the Prospectus, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 5 contracts
Samples: Underwriting Agreement (Homebanc Corp), Underwriting Agreement (Homebanc Corp), Underwriting Agreement (Homebanc Corp)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 4 contracts
Samples: Registration Rights Agreement (Sixth Street Lending Partners), Purchase Agreement (Vivus Inc), TPG Specialty Lending, Inc.
No Broker’s Fees. Neither the Company Company, the Operating Partnership nor any of its the subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company Company, the Operating Partnership or any of its the subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (CatchMark Timber Trust, Inc.), Underwriting Agreement (CatchMark Timber Trust, Inc.), Underwriting Agreement (CatchMark Timber Trust, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 4 contracts
Samples: Sangamo Therapeutics, Inc, Placement Agency Agreement (SANUWAVE Health, Inc.), Agency Agreement (SilverSun Technologies, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 4 contracts
Samples: Sales Agreement (Stoke Therapeutics, Inc.), Sales Agreement (Humanigen, Inc), Sales Agreement (Axcella Health Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries Controlled Entities is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares and the Underlying Ordinary Shares represented thereby.
Appears in 4 contracts
Samples: GDS Holdings LTD, GDS Holdings LTD, GDS Holdings LTD
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.), Sales Agreement (Ascendis Pharma a/S), HilleVax, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Kala Pharmaceuticals, Inc., Kala Pharmaceuticals, Inc., Spark Therapeutics, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment to any person other than the Underwriter and its affiliates in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Laredo Petroleum, Inc.), Underwriting Agreement (Michaels Companies, Inc.), Letter Agreement (Michaels Companies, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would could give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Sotera Health Co), Underwriting Agreement (Sotera Health Co), R1 RCM Inc. /DE
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, contract or agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering execution and sale delivery of this Agreement, or the consummation of the Sharestransactions contemplated hereby or by the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (Medical Properties Trust Inc), Underwriting Agreement (MPT Operating Partnership, L.P.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than than, as applicable, this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 4 contracts
Samples: www.sec.gov, Kindred Healthcare, Inc, Kindred Healthcare, Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesOffered Securities.
Appears in 3 contracts
Samples: Terms Agreement (Newmont Mining Corp /De/), Terms Agreement (Newmont Mining Corp /De/), Underwriting Agreement (Newmont Mining Corp /De/)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment to any person other than the Underwriter and its affiliates pursuant to this Agreement in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Fox Factory Holding Corp, Fox Factory Holding Corp, Fox Factory Holding Corp
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Company Firm Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (SKK Holdings LTD), Underwriting Agreement (SAG Holdings LTD), Underwriting Agreement (SAG Holdings LTD)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment to any person other than the Underwriters and their respective affiliates in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Vital Energy, Inc.), Underwriting Agreement (Laredo Petroleum, Inc.), Underwriting Agreement (Laredo Petroleum, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) with any person that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Trinet Group Inc), Underwriting Agreement (Trinet Group Inc), Underwriting Agreement (Fender Musical Instruments Corp)
No Broker’s Fees. Neither the Company nor any of its subsidiaries the Subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiary or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Dynex Capital Inc), Dynex Capital Inc, Dynex Capital Inc
No Broker’s Fees. Neither the Company nor Xxxxxxxx Xxxx nor any of its their subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Letter Agreement (Hamilton Lane INC), Hamilton Lane INC, Hamilton Lane INC
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Xxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesPlacement Shares or any transaction contemplated by this Agreement or the Sales Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp), Underwriting Agreement (Alliqua BioMedical, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries subsidiary or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Tactile Systems Technology Inc), Underwriting Agreement (Southern National Bancorp of Virginia Inc), Southern National Bancorp of Virginia Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementthe Transaction Documents) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Underwriter, the Forward Purchaser or the Forward Seller for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Allete Inc), Letter Agreement (Hawaiian Electric Industries Inc), Portland General Electric Co /Or/
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 3 contracts
Samples: Purchase Agreement (Jaguar Mining Inc), Credit Agreement (Meadowbrook Insurance Group Inc), Stock Option Agreement (Advance Auto Parts Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Altisource Portfolio Solutions S.A.), Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.), Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 3 contracts
Samples: Underwriting Agreement (Team Health Holdings Inc.), Underwriting Agreement (Team Health Holdings Inc.), NewStar Financial, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Graftech International LTD), Underwriting Agreement (Graftech International LTD), Underwriting Agreement (Graftech International LTD)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares...
Appears in 3 contracts
Samples: Underwriting Agreement (Ascendis Pharma a/S), Underwriting Agreement (Ascendis Pharma a/S), Deposit Agreement (Ascendis Pharma a/S)
No Broker’s Fees. Neither the Company nor Transaction Entities or any of its their respective subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of the Transaction Entities or its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (ESH Hospitality LLC), ESH Hospitality, Inc., ESH Hospitality, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter them for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Sharestransactions contemplated by this Agreement or any Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.)
No Broker’s Fees. Neither the Company nor Xxxxxxxx Xxxx nor any of its their subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Letter Agreement (Hamilton Lane INC), Letter Agreement (Hamilton Lane INC), Hamilton Lane INC
No Broker’s Fees. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Atea Pharmaceuticals, Inc., Relay Therapeutics, Inc., Jounce Therapeutics, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or them, any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesUnderwritten Securities.
Appears in 3 contracts
Samples: South Jersey (South Jersey Industries Inc), South Jersey (South Jersey Industries Inc), South Jersey (South Jersey Industries Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any either of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Mersana Therapeutics, Inc.), Mersana Therapeutics, Inc., Mersana Therapeutics, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesCommon Shares pursuant to this Agreement.
Appears in 3 contracts
Samples: Sales Agency Financing Agreement (Boston Properties Inc), Sales Agency Financing Agreement (Boston Properties Inc), Sales Agency Financing Agreement (Boston Properties Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is are a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 3 contracts
Samples: Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Common Stock Sales Agreement (Edgewise Therapeutics, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Distribution Agreement) that would give rise to a valid claim against the Company or Company, any of its subsidiaries or any Underwriter party purchasing Notes for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 3 contracts
Samples: Distribution Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company either of them or any of its subsidiaries or any Underwriter Cowen for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Underwriting Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 3 contracts
Samples: Rosetta Resources Inc., Rosetta Resources Inc., Rosetta Resources Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Certara, Inc.), Underwriting Agreement (Certara, Inc.), Underwriting Agreement (Certara, Inc.)
No Broker’s Fees. Neither Except as disclosed in the Registration Statement, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Penumbra Inc, Penumbra Inc, Penumbra Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Sharestransactions contemplated by this Agreement or any Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Kala Pharmaceuticals, Inc.), Kala Pharmaceuticals, Inc., Sales Agreement (Kala Pharmaceuticals, Inc.)
No Broker’s Fees. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Open Market Sale (ImmunoGen, Inc.), Open Market Sale (ImmunoGen, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (GH Research PLC), Underwriting Agreement (SuperCom LTD)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementthe Transaction Documents) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities by the Company pursuant to this Agreement.
Appears in 2 contracts
Samples: Healthequity, Inc., Healthequity, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Xxxxxx Xxxxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesCommon Shares pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agency Financing Agreement, Sales Agency Financing Agreement (Boston Properties Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares or the Private Placement Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Apollo Residential Mortgage, Inc.), Apollo Commercial Real Estate Finance, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries other Group Company is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter them for a brokerage commission, finder’s fee or like payment in connection with the offering issuance and sale of the Purchased Shares.
Appears in 2 contracts
Samples: Share Purchase Agreement (Athenex, Inc.), Share Purchase Agreement (Athenex, Inc.)
No Broker’s Fees. Neither Except as has been disclosed to the Underwriters, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Strategic Hotels & Resorts, Inc), Strategic Hotels & Resorts, Inc
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Cxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesPlacement Shares or any transaction contemplated by this Agreement or the Sales Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Albireo Pharma, Inc.), Albireo Pharma, Inc.
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities (other than as provided in this Agreement).
Appears in 2 contracts
Samples: Purchase Agreement (Penson Worldwide Inc), A Purchase Agreement (Penson Worldwide Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Insulet Corp), Underwriting Agreement (Insulet Corp)
No Broker’s Fees. Neither Other than as disclosed in the Offering Memorandum, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 2 contracts
Samples: Purchase Agreement (Sonic Automotive Inc), Purchase Agreement (Sonic Automotive Inc)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Representatives’ Warrant Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Ocean Biomedical, Inc.), Underwriting Agreement (Ocean Biomedical, Inc.)
No Broker’s Fees. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter the Sales Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffering.
Appears in 2 contracts
Samples: Sales Agency Agreement (Village Bank & Trust Financial Corp.), Sales Agency Agreement (Village Bank & Trust Financial Corp.)
