No Association with NASD. Neither such Selling Shareholder nor any of his affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)
No Association with NASD. Neither such AutoNation, the Selling Shareholder nor any of his their affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.)) of, any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Purchase Agreement (Autonation Inc /Fl), International Purchase Agreement (Autonation Inc /Fl), Purchase Agreement (Republic Services Inc)
No Association with NASD. Neither such Selling Shareholder nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with of (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Pantry Inc), Purchase Agreement (Fs Equity Partners Iii Lp)
No Association with NASD. Neither such Selling Shareholder the Company nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), of any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to the Selling Shareholders' Power of Attorney and Custody Agreement (as defined herein).
Appears in 2 contracts
Samples: International Purchase Agreement (Rayovac Corp), Rayovac Corp
No Association with NASD. Neither such Selling Shareholder the Company nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), of any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to a Selling Shareholders' Power of Attorney and Custody Agreement (as defined herein).
Appears in 2 contracts
Samples: International Purchase Agreement (Rayovac Corp), Purchase Agreement (Rayovac Corp)
No Association with NASD. Neither such Selling Shareholder nor any of his his, her or its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with of (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Pantry Inc), Purchase Agreement (Pantry Inc)
No Association with NASD. Neither such Selling Shareholder nor any of his his, her or its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)
No Association with NASD. Neither such the Selling Shareholder nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.)) of, any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as expressly set forth in the NASD Questionnaire of such Selling Shareholder previously delivered to the Underwriters, neither such Selling Shareholder nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated has any other association with (within the meaning paragraph (dd) of Article I, Section 1(q) I of the By-laws Laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Shareholder the Company nor any of his its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a an associated person associated with (within the meaning of Article I, Section 1(q1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to a Selling Shareholders' Power of Attorney and Custody Agreement (as defined herein).
Appears in 1 contract
Samples: Purchase Agreement (Rayovac Corp)