No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 12 contracts
Samples: Purchase Agreement (CSK Auto Corp), Purchase Agreement (99 Cents Only Store), Purchase Agreement (24/7 Media Inc)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 10 contracts
Samples: Purchase Agreement (CSK Auto Corp), Purchase Agreement (Wellpoint Health Networks Inc /Ca/), Purchase Agreement (Regeneron Pharmaceuticals Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 8 contracts
Samples: Underwriting Agreement (Wellpoint Health Networks Inc /De/), Purchase Agreement (Ingersoll Rand Co), Purchase Agreement (Avx Corp /De)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 7 contracts
Samples: Purchase Agreement (Garmin LTD), Purchase Agreement (CSK Auto Corp), Purchase Agreement (CSK Auto Corp)
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.), Purchase Agreement (Sunstone Hotel Investors, Inc.), Purchase Agreement (Sunstone Hotel Investors, L.L.C.)
No Association with NASD. Neither such Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Veeco Instruments Inc), Purchase Agreement (Checkfree Holdings Corp \Ga\), Purchase Agreement (Checkfree Holdings Corp \Ga\)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with is an associated person (within the meaning of Article I, Section 1(m(dd) of the By-laws of the National Association of Securities Dealers, Inc.)) of, any member firm of the National Association of Securities Dealers, Inc., other than as set forth on an exhibit to such Selling Shareholder’s Power of Attorney and Custody Agreement.
Appears in 5 contracts
Samples: Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)
No Association with NASD. Neither such the Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 5 contracts
Samples: Purchase Agreement (Philadelphia Consolidated Holding Corp), Purchase Agreement (Agco Corp /De), Capitol Bancorp LTD
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 4 contracts
Samples: Purchase Agreement (Us Airways Inc), Purchase Agreement (Eastshore Aviation, LLC), Purchase Agreement (Republic Airways Holdings Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 3 contracts
Samples: Purchase Agreement (Altra Holdings, Inc.), Purchase Agreement (Altra Holdings, Inc.), Altra Holdings, Inc.
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Underwriting Agreement (Babyuniverse, Inc.), Purchase Agreement (Otis Spunkmeyer Holdings Inc), Underwriting Agreement (Pilgrims Pride Corp)
No Association with NASD. Neither Except as disclosed in the Registration Statement, neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Underwriting Agreement (Ctrip Com International LTD), Underwriting Agreement (Ctrip Com International LTD), International Purchase Agreement (Ctrip Com International LTD)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its the Selling Shareholder’s affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I, Section 1(m) I of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Taylor Capital Group Inc), Underwriting Agreement (Taylor Capital Group Inc)
No Association with NASD. Neither such Each Selling Stockholder Shareholder severally represents that neither he nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, controls or is controlled by, by or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (Access National Corp), Underwriting Agreement (Access National Corp)
No Association with NASD. Neither such Selling Stockholder Shareholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Federal Mogul Corp), Purchase Agreement (Federal Mogul Corp)
No Association with NASD. Neither Except as disclosed to the Underwriters in writing, neither such Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (GNC Corp), Underwriting Agreement (GNC Corp)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Istar Financial Inc), Interstate Bakeries Corp/De/
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Superior Offshore International Inc.), Purchase Agreement (Superior Offshore International Inc.)
No Association with NASD. Neither To such Selling Shareholder's knowledge, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the "NASD") that is participating as an underwriter or selling group member in the offering of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (American Axle & Manufacturing Holdings Inc), Terms Agreement (American Axle & Manufacturing Holdings Inc)
No Association with NASD. Neither such Except as disclosed in writing to the Underwriters, neither the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Rhythms Net Connections Inc), Wellpoint Health Networks Inc /De/
No Association with NASD. Neither Except as set forth on Schedule E hereto, neither such Selling Stockholder nor any affiliates of its affiliates such Selling Shareholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Aether Systems LLC, Aether Systems LLC
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(a) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: International Purchase Agreement (Hayes Wheels International Inc), Purchase Agreement (Hayes Wheels International Inc)
No Association with NASD. Neither such Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: International Purchase Agreement (National Oilwell Inc), National Oilwell Inc
No Association with NASD. Neither Except as previously disclosed to the Underwriters, neither such Selling Stockholder Shareholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with with, any member firm of the National Association of Securities Dealers, Inc. (the "NASD") within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Wesley Jessen Visioncare Inc), Underwriting Agreement (Wesley Jessen Visioncare Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the “NASD”).
Appears in 2 contracts
Samples: Purchase Agreement (Lincoln Educational Services Corp), Purchase Agreement (Lincoln Educational Services Corp)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Mih LTD), International Purchase Agreement (Mih LTD)
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of subparagraph (q) of Article I, Section 1(m) I of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., other than First USA Capital Markets, Inc. and its officers and employees.
Appears in 2 contracts
Samples: International Purchase Agreement (First Usa Paymentech Inc), Purchase Agreement (First Usa Paymentech Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Scripps E W Co /De), Scripps E W Co /De
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its his affiliates directly, or indirectly through one or more intermediaries, controlscontrol, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Microstrategy Inc), Purchase Agreement (Microstrategy Inc)
No Association with NASD. Neither such Selling ------------------------ Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) I of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Simons Stephen W), Purchase Agreement (Turner Paul H)
No Association with NASD. Neither Except as set forth in an annex to the Selling Stockholder Agreement, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Oil States International Inc, Oil States International Inc
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Credit Agreement (Orient Express Hotels LTD), Terms Agreement (Orient Express Hotels LTD)
No Association with NASD. Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Flagstar Bancorp Inc), Nu Skin Asia Pacific Inc
No Association with NASD. Neither Other than as disclosed to the Underwriter in writing, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 2 contracts
Samples: Purchase Agreement (Endurance Specialty Holdings LTD), Purchase Agreement (Endurance Specialty Holdings LTD)
No Association with NASD. Neither such Except as provided in Schedule 1(b)(viii) hereto, neither the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Phoenix Companies Inc/De), Purchase Agreement (Hilb Rogal & Hamilton Co /Va/)
No Association with NASD. Neither such Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Brightpoint Inc, Brightpoint Inc
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Purchase Agreement (Iconix Brand Group, Inc.), Purchase Agreement (Iconix Brand Group, Inc.)
No Association with NASD. Neither such Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither Except as disclosed in the Registration Statement or to the National Association of Securities Dealers, Inc., neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Underwriting Agreement (Ctrip Com International LTD)
No Association with NASD. Neither Except as disclosed by such Selling Stockholder or on its behalf in writing to the Lead Managers, neither such Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(q) of the By-laws Bylaws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Washington Mutual Inc
No Association with NASD. Neither such Selling Stockholder Shareholder ------------------------ nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.)NASD, any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither Except as set forth on Schedule G hereto, neither such Selling Stockholder Shareholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor ------------------------ any affiliates of its affiliates such Selling Stockholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its such affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association NASD (except that UBS Juniper Crossover Fund LLC is an affiliate of Securities DealersUBS Securities, Inc.).
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Stockholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(mParagraph (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”), ) any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Purchase Agreement (Ventas Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with is an associated person of (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Tropical Sportswear International Corp)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its their respective affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Gafisa S.A.)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as disclosed to the Representatives, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Blue Nile Inc
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc., except for Welsh, Carson, Xxxxxxxx & Xxxxx and Bridge Trading Company.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Southwest Bancorp Inc /Tx/
No Association with NASD. Neither such Selling Stockholder nor any of its ------------------------ affiliates thereof directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws Conduct Rules of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Except as described in the completed NASD Questionnaire provided by such Selling Stockholder Shareholder to the Company on or before April 16, 2007, neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither Other than the Xxxxxxx Xxxxx Xxxxxxx ------------------------ (as defined in Schedule B hereto), neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under direct or indirect common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.within
Appears in 1 contract
Samples: Purchase Agreement (Advancepcs)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Valor Communications Group Inc
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the "NASD") any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Community Health Systems Inc
No Association with NASD. Neither Except as disclosed in the Registration Statement and Prospectus, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (cc) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (“NASD”)), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(q) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the “NASD”) any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Community Health Systems Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities DealersNASD, Inc.), any member firm of the National Association of Securities DealersNASD, Inc.Inc. (the "NASD"), except as previously disclosed to the International Underwriters or their U.S. counsel.
Appears in 1 contract
Samples: CPFL Energy INC
No Association with NASD. Neither such Selling Stockholder Shareholder nor any affiliates of its affiliates directlysuch Selling Shareholder, directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Versatility Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of ------------------------ his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m2(e) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Firstamerica Automotive Inc /De/)
No Association with NASD. Neither Except as disclosed in the NASD Questionnaire to Selling Shareholders previously completed and returned to the Representatives, neither such Selling Stockholder nor any of his/her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither Except as set forth on SCHEDULE D hereto, neither such Selling Stockholder nor any affiliates of its affiliates such Selling Stockholder directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its affiliates is participating in the distribution of the offering of the Securities, and neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I, Section 1(m) I of the By-laws Laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”)), any member firm of the National Association of Securities Dealers, Inc.Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Cross Country Healthcare Inc)
No Association with NASD. Neither such Selling Stockholder Except as has been separately disclosed in writing by NCC to the Representatives, neither NCC nor Sorexxxx xxx any of its Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Lets Talk Cellular & Wireless Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.), Inc. (the "NASD") any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any ------------------------ of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Amgen Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I1, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(msub-section (dd) of the By-laws Laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Arch Coal Inc)
No Association with NASD. Neither such Selling Stockholder Shareholder, nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(ee) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD"), ) any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder ------------------------ nor any of its his affiliates directly, or indirectly through one or more intermediaries, controlscontrol, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I1, Section 1(mI (m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Service Corporation International)
No Association with NASD. Neither such the Selling Stockholder nor any of its this affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Midcoast Energy Resources Inc)
No Association with NASD. Neither such the Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (c)
Appears in 1 contract
Samples: Equity Corp International
No Association with NASD. Neither such of the Selling Stockholder Shareholders nor any of its their affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its his/her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the “NASD”)), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(mDefinition (q) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.Inc. (the "NASD").
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor ------------------------ any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(ee) of the By-laws of the National Association of Securities Dealers, Inc., the "NASD"), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI(dd) of the By-laws Bylaws of the National Association of Securities Dealers, Inc.)NASD, any member firm of the National Association of Securities DealersNASD, Inc.except that [ list any exceptions].
Appears in 1 contract
Samples: Purchase Agreement (Sigmatel Inc)
No Association with NASD. Neither Except as disclosed by such Participating Selling Stockholder in writing to the Lead Manager, neither such Participating Selling Stockholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m(q) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Bank United Corp
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his or its affiliates affiliates, as the case may be, directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I, Section 1(m) I of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Underwriting Agreement (Nymagic Inc)
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Purchase Agreement (Thomson Corp)
No Association with NASD. Neither Except as previously disclosed in ------------------------ writing by the Selling Stockholders to Xxxxxxx Xxxxx on behalf of the Underwriters, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. || Neither such Selling Stockholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Titan Corp)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholders nor any of its their affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Wellpoint Health Networks Inc /Ca/)
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of its his or her affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Exhibit 1 (Maximus Inc)
No Association with NASD. Neither such Selling Stockholder the Company nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling ------------------------ Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Cabot Industrial Properties Lp)
No Association with NASD. Neither Except as set forth on Schedule F hereto, neither such Selling Stockholder nor any of its his affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such Selling Stockholder Shareholder nor any of his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of Article I, Section 1(m1(dd) of the By-laws of the National Association of Securities Dealers, Inc.NASD), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
No Association with NASD. Neither Other than as disclosed to the Representatives in writing, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.Inc. (the "NASD")), any member firm of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Samples: Purchase Agreement (Endurance Specialty Holdings LTD)
No Association with NASD. Neither such Selling Stockholder nor any of its such Stockholder’s affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of Article I, Section 1(mI (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
No Association with NASD. Neither such the Selling Stockholder nor any of its the Selling Stockholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with or is associated with or is an associated person of (within the meaning of Article I, Section 1(m) paragraph dd of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Sicor Inc
