Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-3-1 promulgated by the Commission under the Securities and Exchange Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 71 contracts
Samples: Master Agreement (Insured Municipals Income Trust 189th Insured Multi Series), Master Agreement (Insured Municipals Income Trust 219th Insured Multi Series), Master Agreement (Insured Municipals Income Trust 193rd Insured Multi Series)
Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-315c3-1 1, promulgated by the Commission under the Securities and Exchange Act of 1934, and you and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 4 contracts
Samples: Ft 10366, Olden Lane Trust Series 2, Master Agreement (First Trust Combined Series 283)
Net Capital. You represent that you, and we represent that we, are in compliance with the net capital requirements of Rule 15c-315c3-1 promulgated by the Commission under the Securities and Exchange 1934 Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 3 contracts
Samples: Underwriter Agreement (Advisors Disciplined Trust 264), Advisors Disciplined Trust 230, Advisors Disciplined Trust 40
Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-315c3-1 1, promulgated by the Commission under the Securities and Exchange Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 3 contracts
Samples: Agreement (Ft 219), First Trust Special Situations Trust Series 130, First Trust Special Situtations Trust Series 170
