Nasdaq–Amex Pilot Program Sample Clauses

Nasdaq–Amex Pilot Program. If you wish to deal through the Stock Exchange in securities admitted to trading on the Stock Exchange under the Nasdaq-Amex Pilot Program, we are not required to provide you with documentation on that program.
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Nasdaq–Amex Pilot Program. If you wish to deal through the SEHK in securities admitted to trading on the SEHK under the Nasdaq-Amex Pilot Program, we are not required to provide you with documentation on that program.
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Nasdaq–Amex Pilot Program. If you wish to deal in securities listed or traded on The Stock Exchange of Hong Kong Limited under the Nasdaq-Amex Pilot Program, we will not be required to provide you with documentation on such Program (see paragraph 1 of Schedule 3 to the Code). While we may in fact perform some or all of the regulatory requirements set out above, we have no regulatory responsibility to do so. If you accept the contents of this letter and agree to being treated by us as a Professional Investor as set forth herein, please sign the declaration below and return to us a copy of this letter. We will not treat you as a Professional Investor until we have received the signed declaration from you. If, as a result of any change in your circumstances, you cease to be a Professional Investor or a Corporate Professional Investor, you are required to notify us in writing as soon as possible. Yours faithfully [HSBC signature block] [Name] [Title], Global Banking The Hongkong and Shanghai Banking Corporation Limited [Mizuho signature block] [Name] [Title] Mizuho Securities Asia Limited We agree and consent to being treated as a Professional Investor as set out in this letter and we have been informed of and agree to the consequences. Countersigned by: [Name] [Title] Truly International Holdings Limited Schedule 2 Contents Clause Heading Page 1 DEFINITIONS AND INTERPRETATION ii 2 APPOINTMENT OF THE PLACING AGENTS AND THE PLACING iv 3 PRESS ANNOUNCEMENT vi 4 CONDITIONS vi 5 COMPLETION OF THE PLACING vii 6 UNDERTAKINGS OF THE COMPANY viii 7 PAYMENT OF FEES, COMMISSIONS AND EXPENSES ix 8 REPRESENTATIONS, WARRANTIES AND UNDERTAKINGS x 9 INDEMNITY xvii 10 TERMINATION xviii 11 ANNOUNCEMENTS xx 12 TIME OF THE ESSENCE xxi 13 NO FIDUCIARY RELATIONSHIP xxi 14 NOTICES xxi 15 MISCELLANEOUS xxii 16 APPLICABLE LAW AND JURISDICTION xxii SCHEDULE 1 FORM OF CPI CONSENT LETTER XXV
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Nasdaq–Amex Pilot Program. We are not required to provide you with documentation on the Nasdaq Amex Pilot Program.
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Related to Nasdaq–Amex Pilot Program

  • Nasdaq National Market Listing Parent shall authorize for listing on the Nasdaq National Market the shares of Parent Common Stock issuable, and those required to be reserved for issuance, in connection with the Merger, upon official notice of issuance.

  • The Nasdaq Global Market By the Effective Date, the Securities shall have been approved for trading on the Nasdaq Global Market.

  • Nasdaq National Market The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.

  • The Nasdaq Capital Market By the Effective Date, the Securities shall have been approved for trading on the Nasdaq Capital Market.

  • Nasdaq Capital Market The Public Securities have been authorized for listing, subject to official notice of issuance and evidence of satisfactory distribution, on the Nasdaq Capital Market (“Nasdaq”), and the Company knows of no reason or set of facts that is likely to adversely affect such authorization.

  • NYSE The outstanding shares of Common Stock and the Securities to be sold by the Company hereunder have been approved for listing, subject only to official notice of issuance, on the NYSE, and are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Securities under the Exchange Act or delisting any such securities from the NYSE, nor has the Company received any notification that the Commission or the NYSE is contemplating terminating such registration or listing.

  • Stock Exchange De-listing Prior to the Closing Date, the Company shall cooperate with Parent and use reasonable best efforts to take, or cause to be taken, all actions, and do or cause to be done all things, reasonably necessary, proper or advisable on its part under applicable Laws and rules and policies of the NYSE to enable the delisting by the Surviving Corporation of the Shares from the NYSE and the deregistration of the Shares under the Exchange Act as promptly as practicable after the Effective Time.

  • NASDAQ Approval The Company shall have filed with Nasdaq a Notification Form: Listing of Additional Shares for the listing of the Shares.

  • Nasdaq Until the consummation of a Business Combination, the Company will use its best efforts to maintain the listing of the Public Securities on Nasdaq or a national securities exchange acceptable to the Representative.

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