Name of Series Date Added. Otter Creek Long/Short Opportunity Fund on or after November 11, 2013 Domestic Custody Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] – Option/SWAPS/future contract written, exercised or expired § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] $[ ] Australian All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] ...
Name of Series Date Added. Trillium All Cap Fund on or after July 29, 2015 Trillium Small/Mid Cap Fund on or after July 29, 2015 Transfer Agent, Shareholder & Account Services Fee Schedule at July, 2015 Annual Service Charges to the Fund* § Base Fee for 1st CUSIP $[ ] /year § Additional CUSIP Fee $[ ] /year § NXXX Xxxxx 0 Accounts $[ ] /open account § No-Load Fund Accounts $[ ] /open account § Load Fund Accounts $[ ] /open account § Closed Accounts $[ ] /closed account CUSIP Setup § CUSIP Setup beyond the initial CUSIP - $[ ] /CUSIP Expedited CUSIP Setup - $[ ] /CUSIP (Less than [ ] days) [ ] basis point on the first $[ ] [ ] basis points on the next $[ ] [ ] basis points on the balance Services Included in Annual Basis Point Fee § Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and [ ] user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.
Name of Series Date Added. Bxxxx Intermediate Bond Fund September 29, 2000 Bxxxx Core Plus Bond Fund September 29, 2000 Bxxxx Aggregate Bond Fund September 29, 2000 Bxxxx Intermediate Municipal Bond Fund March 30, 2001 Bxxxx Short-Term Bond Fund August 31, 2004 Bxxxx Ultra Short Bond Fund December 31, 2013 Baird Long-Term Credit Bond Fund TBD Bxxxx Short-Term Municipal Bond Fund August 31, 2015 Bxxxx Core Intermediate Muni Bond Fund August 31, 2015 Company Name of Series Date Added Baird LargeCap Fund September 29, 2000 Bxxxx MxxXxx Fund December 29, 2000 Bxxxx SmallCap Value Fund May 1, 2012
Name of Series Date Added. Sxxxxxxx Short Duration High Income Fund On or after September 20, 2012 Sxxxxxxx Floating Rate High Income Fund On or after June 20, 2014 Multiple Series Trust FUND ACCOUNTING, FUND ADMINISTRATION & PORTFOLIO COMPLIANCE, AND CHIEF COMPLIANCE OFFICER (CCO) SERVICES FEE SCHEDULE at September, 2012 Annual Fee Based Upon Average Net Assets Per Fund* ___ basis points on the first $___ ___ basis points on the next $___ ___ basis points on the balance Annual Minimum fee: $___ § Additional share class fee of $___ Services Included in Annual Fee Per Fund § Daily Performance Reporting § Advisor Information Source Web Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $___ for the first fund (subject to change based on Board review and approval) § $___ for each additional fund (subject to change based on Board review and approval) § $___ /sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly Advisor’s Signature not required as fees are not changing; only the Sxxxxxxx Floating Rate High Income Fund is being added. Amended Exhibit FF (continued) to the Advisors Series Trust Fund Accounting Servicing Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at September, 2012
Name of Series Date Added. Otter Creek Long/Short Opportunity Fund on or after November 11, 2013 Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at November 2013 Annual Fee Based Upon Average Net Assets Per Fund* [ ] basis points on the first $[ ] million [ ] basis points on the next $[ ] million [ ] basis points on the balance Minimum annual fee: $[ ] per fund § Additional fee of $[ ] for each additional class § Additional fee of $[ ] per manager/sub-advisor per fund § Additional fee of $[ ] for a Controlled Foreign Corporation (CFC)
Name of Series Date Added. Geneva Advisors All Cap Growth Fund Geneva Advisors Equity Income Fund Geneva Advisors International Growth Fund Geneva Advisors Mid Cap Growth Fund on or after October 24, 2013 Geneva Advisors Small Cap Opportunities Fund on or after October 24, 2013
Name of Series Date Added. Performance Trust Total Return Bond Fund on or after August 10, 2010 Exhibit D to the Trust for Professional Managers Custody Agreement Performance Trust Investment Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at August, 2010 Annual Fee Based Upon Market Value Per Fund* _____ basis point on average daily market value Minimum annual fee per fund - $_____ Plus portfolio transaction fees Portfolio Transaction Fees $_____ /book entry DTC transaction/Federal Reserve transaction/principal paydown $_____ /U.S. Bank repo agreement transaction $_____ /short sale $_____ /option/future contract written, exercised or expired $_____ /mutual fund trade/Fed wire/margin variation Fed wire $_____ /physical transaction $_____ /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus _____. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s signature below acknowledges approval of the fees on this Exhibit D. By: Performance Trust Investment Advisors, LLC Name: /s/ Xxxxx X. Xxxx Title: CIO Date: 8/18/2010 EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION TRUST FOR PROFESSIONAL MANAGERS The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. ______ NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. TRUST FOR PROFESSIONAL MANAGERS, on behalf of its series listed on Exhibit ...
Name of Series Date Added. Hood River Small-Cap Growth Fund on or after July 1, 2016 Fund Administration, Fund Accounting & Portfolio Compliance Services Fee Schedule at July 1, 2019 Annual Fee Based Upon Average Net Assets per Fund* _ basis points on the first $_ _ basis points on the balance Minimum Annual Fee: $_ per fund ▪ Additional fee of $_ for each additional class (waived for the first two additional classes of the Hood River Small-Cap Growth Fund), Controlled Foreign Corporation (CFC), and/or sub-advisor Services Included in Annual Fee Per Fund ▪ Advisor Information Source - On-line access to portfolio management and compliance information. ▪ Daily Performance Reporting - Daily pre and post-tax fund and/or sub-advisor performance reporting. ▪ U.S. Bank Legal Administration (e.g., registration statement update) ▪ Core Tax Services - See Additional Services Fee Schedule All schedules subject to change depending upon use of unique security types requiring special pricing or accounting arrangements. Data Services Pricing Services ▪ $_ - Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Mutual Funds, ETFs, Total Return Swaps ▪ $_ - Domestic Corporates, Domestic Convertibles, Domestic Governments, Domestic Agencies, Mortgage Backed, Municipal Bonds ▪ $_ - CMOs, Money Market Instruments, Foreign Corporates, Foreign Convertibles, Foreign Governments, Foreign Agencies, Asset Backed, High Yield ▪ $_ - Interest Rate Swaps, Foreign Currency Swaps ▪ $_ - Bank Loans ▪ $_ - Swaptions, Intraday money market funds pricing, up to 3 times per day ▪ $_ - Credit Default Swaps ▪ $_ per Month Manual Security Pricing (>25per day) NOTE: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. Corporate Action and Factor Services (security paydown) ▪ $_ per Foreign Equity Security per Month ▪ $_ per Domestic Equity Security per Month ▪ $_ per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) ▪ $_ per security per month for fund administrative data SEC Modernization Requirements ▪ Form N-PORT - $_ per year, per Fund ▪ Form N-CEN - $_ per year, per Fund Exhibit A (continued) to the M...
Name of Series Date Added. Kxxxxxx Merger Fund Kxxxxxx Event Fund Kxxxxxx Long/Short Fund On or after December 5, 2013 Multiple Series Trust TRANSFER AGENT & SHAREHOLDER SERVICES ACCOUNT SERVICES FEE SCHEDULE at June, 2012 Annual Service Charges to the Fund* § Base Fee Per CUSIP $___ /year § NSCC Level 3 Accounts $___ /open account § No-Load Fund Accounts $___ /open account § Load Fund Accounts $___ /open account § Closed Accounts $___ /closed account Services Included in Annual Base Fee Per CUSIP § DST NSCC Charge Activity Charges § Manual Shareholder Transaction & Correspondence $___ /event § Omnibus Account Transaction $___ /transaction § Telephone Calls $___ /minute § Voice Response Calls $___ /call § Daily Valuation/Manual 401k Trade $___ /trade CUSIP Setup Charge § $___ / CUSIP Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, call transfers, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, voice response (VRU) maintenance and development, data communication and implementation charges, and travel.
Name of Series Date Added. SiM Dynamic Allocation Diversified Income Fund On or after June 2, 2011 SiM Dynamic Allocation Balanced Income Fund On or after June 2, 2011 SiM Dynamic Allocation Equity Income Fund On or after June 2, 2011 Multiple Series Trust FUND ACCOUNTING, FUND ADMINISTRATION & PORTFOLIO COMPLIANCE, AND CHIEF COMPLIANCE OFFICER (CCO) SERVICES FEE SCHEDULE at June, 2011
