Name and Address Number of Shares Held. Axxxxxx.XX Capital, LLC c/o Pxxx Xxxxxxxx, Managing Director 1000 Xxxx Xx. Xxxxxx, XX 00000 1,222,364 Arena Ventures Attn: Pxxxx Xxxxx 1000 X. Xxxxxx Xxxxx Xxxxxx Xxx Xxxxxxx, XX 00000 773,335 Sxxxxx Ventures II, LP Attn: Exxx Xxxxxxxx, Managing Partner 1000 0xx Xx., Xxxxx 000 Xxxxx Xxxxxx, XX 00000 1,004,400 Baroda Ventures LLC Attn: Pxxxx X. Xxx, President 200 Xxxxx Xxxxxxx Xxxxx Beverly Hills, CA 90212 773,335 Plus Capital, LP Attn: Axxx Xxxxxxx, Managing Partner 100 Xxxxxxx Xxxx. #000 Xxxxx Xxxxxx, XX 00000 773,139 Sxxxxx Ventures II, LP Attn: Exxx Xxxxxxxx, Managing Partner 1000 0xx Xx., Xxxxx 000 Xxxxx Xxxxxx, XX 00000 338,019 Baroda Ventures LLC Attn: Pxxxx X. Xxx, President 200 Xxxxx Xxxxxxx Xxxxx Beverly Hills, CA 90212 241,667
Name and Address Number of Shares Held. Each Person that is a party to that certain Subscription Agreement for the sale of the Company’s Series CF Preferred Stock dated as of July 31, 2018, as an “Investor” thereunder. The number of Shares of Series CF Preferred Stock sold to such Investor under such Subscription Agreement for the sale of the Company’s Series CF Preferred Stock.
Name and Address Number of Shares Held. ThermoGenesis Corp. 0000 Xxxxxx Xxxx Xxxxxx Xxxxxxx, XX 00000 8,000,000 [Schedule B to Right of First Refusal and Co-Sale Agreement] EXHIBIT A CONSENT OF SPOUSE I, ____________________, spouse of ______________, acknowledge that I have read the Right of First Refusal and Co-Sale Agreement, dated as of January 1, 2019, to which this Consent is attached as Exhibit A (the “Agreement”), and that I know the contents of the Agreement. I am aware that the Agreement contains provisions regarding certain rights to certain other holders of Capital Stock of the Company upon a Proposed Key Holder Transfer of shares of Transfer Stock of the Company which my spouse may own including any interest I might have therein. I hereby agree that my interest, if any, in any shares of Transfer Stock of the Company subject to the Agreement shall be irrevocably bound by the Agreement and further understand and agree that any community property interest I may have in such shares of Transfer Stock of the Company shall be similarly bound by the Agreement. I am aware that the legal, financial and related matters contained in the Agreement are complex and that I am free to seek independent professional guidance or counsel with respect to this Consent. I have either sought such guidance or counsel or determined after reviewing the Agreement carefully that I will waive such right. Dated as of the ____________ day of ______. Signature Print Name [Exhibit A to Right of First Refusal and Co-Sale Agreement]
Name and Address Number of Shares Held. Each Person that is a party to that certain Subscription Agreement for the sale of the Company’s Series A-2 Preferred Stock dated as of September 20, 2017, as an “Investor” thereunder. The number of Shares of Series A-2 Preferred Stock sold to such Investor under such Subscription Agreement for the sale of the Company’s Series A-2 Preferred Stock.
Name and Address Number of Shares Held. Plus Capital, LP Attn: Axxx Xxxxxxx, Managing Partner 100 Xxxxxxx Xxxx. #000 Xxxxx Xxxxxx, XX 00000 185,771 The Mxxxxx Company Attn: Rxxxxx Xxxxxx, President 9000 Xxxxxxxx Xxxx., 000X Xxxxxxx Xxxxx, XX 00000 185,722 Zillion, LLC c/o Txxxxx Xxxxxxxxxx 1000 Xxxxxxxx Xx. Xxxxxx, XX 00000 539,088 Zillion, LLC c/o Txxxxx Xxxxxxxxxx 1000 Xxxxxxxx Xx. Xxxxxx, XX 00000 1,113,940 Zillion, LLC c/o Txxxxx Xxxxxxxxxx 1000 Xxxxxxxx Xx. Xxxxxx, XX 00000 371,313 Zillion, LLC c/o Txxxxx Xxxxxxxxxx 1000 Xxxxxxxx Xx. Xxxxxx, XX 00000 1,838,396 Plus Capital, LP Attn: Axxx Xxxxxxx, Managing Partner 100 Xxxxxxx Xxxx. #000 Xxxxx Xxxxxx, XX 00000 367,679 The Kxxxx Xxxx Trust 2000 Ave. of the Stars 3xx Xxxxx, Xxxxx Xxx Xxxxxxx, XX 00000 110,303 3-4 Surf, GP c/o Gettleson Witzer 10000 Xxxxxxx Xxxx., Xxxxx 000 Xxxxxx, XX 00000 183,839 Baroda Ventures LLC Attn: Pxxxx X. Xxx, President 200 Xxxxx Xxxxxxx Xxxxx Beverly Hills, CA 90212 183,839 Axxxxxx.XX Capital II, LLC c/o Pxxx Xxxxxxxx, Managing Director 1000 Xxxx Xx. Xxxxxx, XX 00000 240,400 Name and Address Number of Shares Held QueensBridge Fund I, L.P. Attn: Managing Member 1000 Xxxxxxx Xxxx Xxxx, Xxxxx 0000 Xxx Xxxxxxx, XX 00000 91,919 Viking Power, LLC c/o Dxxxxx Xxxxx 1000 Xxxxxx Xx., Xxx. 000 Xxxxxx, XX 00000 183,839 Sxxxxx Ventures II LP Attn: Exxx Xxxxxxxx, Managing Partner 1000 0xx Xx., Xxxxx 000 Xxxxx Xxxxxx, XX 00000 183,839 Cxxxx X. Xxxxxx 700 Xxxxxxx Xxxx Xxxx. Los Angeles, CA 90024 91,919 Structure Fund LP Attn: Partner 9000 Xxxxxx Xxxx. #000 Xxxx Xxxxxxxxx, XX 00000 91,919 Sxxxx X. Xxxxxxxxxxx 700 Xxxx Xxxxx Xxxx Xxxxxx, XX 00000 735,358 Pxxxxxx X. Xxxxx Living Trust c/o Pxxxxxx X. Xxxxx 5000 Xxxxxxxx Xxxx Xxxxxxxxx Xxxxx, XX 00000 441,215 Wxxxxxx Xxxxx 1000 Xxxxxx Xxxxx Xx. Xxxxxx, XX 00000 91,919 Bxxxxxx X. Xxxxx 8000 Xxxxx Xxxxx Xxx Xxxxxxx, XX 00000 91,919 Equity Trust Company Custodian FBO Wxxxxx Xxxx IXX 5000 Xxxx Xxxxxxx Road La Canada, CA 91011 91,919 Series A Preferred Stock
Name and Address Number of Shares Held. SeedInvest Direct Investors 3,510,059 Each other Person that is a party to that certain Subscription Agreement for the sale of the Company’s Series A Preferred Stock dated as of August 8, 2016, as an “Investor” thereunder. The number of Shares of Series A Preferred Stock sold to such Investor under such Subscription Agreement for the sale of the Company’s Series A Preferred Stock.
Name and Address Number of Shares Held. Bxxxxxx Xxxxx 20,000 Txxxxxxx X. Xxxxxxxx 332,925* Mxxxxxx X Xxxxx (held through 16,025,245 Hero Nominees as nominee) Centric Capital Ventures LLC 286,480 * Includes 60,000 shares of common stock issuable on exercise of warrants and 148,668 shares of common stock issuable on exercise of stock options EXHIBIT A ADOPTION AGREEMENT This Adoption Agreement (“Adoption Agreement”) is executed on ___________________, 20 __, by the undersigned (the “Holder”) pursuant to the terms of that certain Voting Agreement dated as of [_____ __, 20 ___] (the “Agreement”), by and among the Company and certain of its Stockholders, as such Agreement may be amended or amended and restated hereafter. Capitalized terms used but not defined in this Adoption Agreement shall have the respective meanings ascribed to such terms in the Agreement. By the execution of this Adoption Agreement, the Holder agrees as follows.
Name and Address Number of Shares Held. Mxxxxxx Xxxxxxxx 200 X Xx. XX, #000 Xxxxxxxxxx, XX 00000 236,859 Mxxx X. Xxxxxxx 6000 Xxxxxxx Xxxx 000 Xxxxxxx, XX 00000 236,797 Lahona Ventures LLC c/o Andrew Lahona, Manager/Member 9000 X. Xxxx Xxxx Xxxxx Xxxx Xxxx, XX 00000 236,756 Sxxxxx Ventures II LP Attn: Exxx Xxxxxxxx, Managing Partner 1000 0xx Xx., Xxxxx 000 Xxxxx Xxxxxx, XX 00000 709,103 Dxxxxxxx Films, LLC 10000 Xxxxxxxx Xxxxxxxxx, Xxxxx 000 Xxx Xxxxxxx, XX 00000 Attn: Sxx Xxxxxxxxxx 235,713 Txx XxXxxxxx 2000 0xx Xxx X. Xxxxxxx, XX 00000 235,365 Gxxxx X. Xxxxxxxxxx 4000 Xxxxxx Xxxxx Xxxxxxx Xxxxxxxx Xxxxxxx, XX 00000 117,611 Dxxxxx Xxxxx 4000 X. 00xx Xxx. Xxxxxx, XX 00000 117,550 Mxxx X. Xxxxxxx 6000 Xxxxxxx Xxxx 000 Xxxxxxx, XX 00000 117,324 The Bxxxxxxx X. and Dxxxx X. Xxxxx Family Trust c/o Bxxxxxxx X. Xxxxx, General Partner 6000 Xxxxxx Xxxx 000 Xxxxxxx, XX 00000 234,588 The Academy, LLC c/o Nxxxxxxx Xxxxx 700 X. Xxxxxxxx Xxxx. Xxx Xxxxxxx, XX 00000 117,284 Dxxx Xxxxxx 1000 00xx Xxxxxx, Xxxxx 000 Xxxxxx, XX 00000 234,362 Rxxxx Xxxxxxx 1000 Xxxxxxx Xx. #425 Denver, CO 80202 935,731
Name and Address Number of Shares Held. Each Person that is a party to the Purchase Agreement as an “Investor” thereunder. The number of Shares of Series A-3 Preferred Stock sold to such Investor under the Purchase Agreement. SCHEDULE B KEY HOLDERS Name and Address Number of Shares Held Rxxx Xxxxx 10000 Xxxxxxx Xxxxxx Apt. 4 Los Angeles, CA 90049 245,060 shares of Common Stock; 101,847 shares of Series Seed Preferred Mxxxxx Xxxxxxxx 2000 Xxxx Xxxxx Xxx. Xxx Xxxxxxx, XX 00000 241,289 shares of Common Stock Mxxx Xxxx 10000 Xxxxxx Xxxxxx Drive Marina Del Rey, CA 90292 2,688,889 shares of Common Stock; Options to purchase up to 3,361,111 shares of Common Stock
Name and Address Number of Shares Held. Each Person that is a party to the Purchase Agreement as an “Investor” thereunder. The number of Shares of Series A-3 Preferred Stock sold under the Purchase Agreement.
