MARKETING TO CLIENTS BY ECU Sample Clauses

MARKETING TO CLIENTS BY ECU. The terms of this Agreement shall not be construed as preventing ECU from marketing its services direct to any individual with whom the Introducer may already have a relationship. If such direct marketing results in ECU’s acquisition of that individual as a client without the benefit of the Introducer’s substantial input and assistance, the compensation terms set out in the attached schedule will be applied at 50% of the usual quantum. This Agreement is made in two originals as of the last date shown below. We agree to be bound by the above terms. For: ----------------------------------------------------------- (The ECU Group plc) Authorised Signatory & Title: Date: For: ----------------------------------------------------------- (The Introducer Appointed Representative) Authorised Signatory & Title: Date: SCHEDULE OF COMPENSATION TERMS In relation to the Introducer Appointed Representative Agreement, of which this schedule forms an integral part, compensation terms are as follows: ECU will pay the Introducer with respect to successful new business placed and out of the management fee revenue emanating from that business while this Agreement remains in place, 20% for a maximum period of three years per client. Any payment made by ECU hereunder will be conditional inasmuch that investment advice provided to the client must be provided by ECU only. If the Introducer is registered for VAT, this must be identified below. The Introducer’s VAT number must be shown on the invoice to ECU, and ECU will pay the fee gross of VAT. The invoice will identify the amount of VAT included in ECU’s payment. If the Introducer is not VAT registered, this must be identified below and the fee will not be subject to VAT. Payment will be made quarterly in arrears, in the manner and to the destination specified below. ECU reserves the right to pay less frequently in case of amounts due below £2,500 but in no case less than annually: VAT Registered Y/N: …………………………………………………………………. VAT Reg. Number: …………………………………………………………………… Bank Account Name: ................................................................................................................... Bank Account number: ................................................................................................................
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