Common use of Market Activities Clause in Contracts

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 83 contracts

Samples: Sales Agreement (CorMedix Inc.), Sales Agreement (eFFECTOR Therapeutics, Inc.), Sales Agreement (Gain Therapeutics, Inc.)

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Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, for or purchase the Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentCommon Stock.

Appears in 82 contracts

Samples: Drawdown Equity Financing Agreement, Equity Financing Agreement, Securities Purchase Agreement (Stragenics, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of under Regulation M, or pay anyone any compensation for soliciting purchases M of the Placement Shares other than the AgentExchange Act.

Appears in 72 contracts

Samples: Purchase Agreement (Australian Oilseeds Holdings LTD), Purchase Agreement (Cero Therapeutics Holdings, Inc.), Structured Equity Financing Agreement (Society Pass Incorporated.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 63 contracts

Samples: Sales Agreement (Astra Space, Inc.), Sales Agreement (Blue Star Foods Corp.), Sales Agreement (Schmitt Industries Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 61 contracts

Samples: Financing Agreement (Luminar Technologies, Inc./De), Common Stock (Nanoviricides, Inc.), Common Stock (Cyngn Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 54 contracts

Samples: Sales Agreement (Theseus Pharmaceuticals, Inc.), Sales Agreement (Longboard Pharmaceuticals, Inc.), Sales Agreement (Anixa Biosciences Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Sales Agent.

Appears in 41 contracts

Samples: Sales Agreement (Processa Pharmaceuticals, Inc.), Sales Agreement (SharpLink Gaming, Inc.), Sales Agreement (Lipocine Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 33 contracts

Samples: Sales Agreement (Rani Therapeutics Holdings, Inc.), Sales Agreement (Marker Therapeutics, Inc.), Sales Agreement (Biovie Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 30 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (BSD Medical Corp), www.sec.gov

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 19 contracts

Samples: Sales Agreement (Mannkind Corp), Common Stock (Mannkind Corp), Sales Agreement (Acadia Pharmaceuticals Inc)

Market Activities. The Company will not, directly or indirectly, (i) indirectly take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentShares.

Appears in 18 contracts

Samples: Sales Agreement (Agenus Inc), Market Issuance Sales Agreement (Agenus Inc), Sales Agreement (Agenus Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentCanaccord.

Appears in 17 contracts

Samples: Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Mohawk Group Holdings, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Sales Agent.

Appears in 16 contracts

Samples: Common Stock Sales Agreement (Akerna Corp.), Equity Distribution Agreement (Icosavax, Inc.), Equity Distribution Agreement (Ondas Holdings Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would could reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentShares.

Appears in 15 contracts

Samples: Sales Agency Financing Agreement (Southern Co), Sales Agency Financing Agreement (Southern Co), Sales Agency Financing Agreement (Southern Co)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 14 contracts

Samples: Sales Agreement (Sunworks, Inc.), Common Stock (Sunworks, Inc.), Sales Agreement (Terawulf Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 13 contracts

Samples: Sales Agreement (Magnum Hunter Resources Corp), Sales Agreement (Magnum Hunter Resources Corp), Sales Agreement (Magnum Hunter Resources Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 12 contracts

Samples: Transwitch Corporation (Transwitch Corp /De), Wave Systems Corp, Beacon Power Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 12 contracts

Samples: Sales Agreement (Zosano Pharma Corp), Sales Agreement (CONTRAFECT Corp), Sales Agreement (Stoke Therapeutics, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 11 contracts

Samples: Sales Agreement (Progenics Pharmaceuticals Inc), Sales Agreement (Cyclacel Pharmaceuticals, Inc.), Sales Agreement (Eagle Pharmaceuticals, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) indirectly take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, for or purchase the Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentCommon Stock.

Appears in 11 contracts

Samples: Reserve Equity Financing Agreement (Strategic Mining Corp), Reserve Equity Financing Agreement (Smart Kids Group Inc.), Reserve Equity Financing Agreement (USA Synthetic Fuel Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentXx Xxxxx.

Appears in 10 contracts

Samples: Sales Agreement (Xoma LTD /De/), Sales Agreement (Peregrine Pharmaceuticals Inc), Magnum Hunter Resources Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 10 contracts

Samples: Sales Agreement (SITIME Corp), Sales Agreement (Momentus Inc.), Sales Agreement (SITIME Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 9 contracts

Samples: Sales Agreement (AgeX Therapeutics, Inc.), Sales Agreement (Lineage Cell Therapeutics, Inc.), Sales Agreement (Tanzanian Gold Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.Xxxxx-Xxxxxx, or (iii) take any action which would directly or indirectly violate Regulation M.

Appears in 9 contracts

Samples: Common Stock (Icad Inc), Sales Agreement (Microvision, Inc.), Airgain Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company or the Operating Partnership to facilitate the sale or resale of the Common Stock Shares or (ii) during any Stand Off Period sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any person any compensation for soliciting purchases of the Placement Common Shares other than the Agent or an Alternative Sales Agent.;

Appears in 8 contracts

Samples: Sales Agency Financing Agreement (Brandywine Operating Partnership, L.P.), Sales Agency Financing Agreement (Brandywine Operating Partnership, L.P.), Sales Agency Financing Agreement (Brandywine Operating Partnership, L.P.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 8 contracts

Samples: Equity Distribution Agreement (NLS Pharmaceutics Ltd.), NORDIC AMERICAN TANKERS LTD, NORDIC AMERICAN TANKERS LTD

Market Activities. The Company will not, directly or indirectly, : (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Stock; or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 8 contracts

Samples: Common Stock (Allarity Therapeutics, Inc.), Sales Agreement (BioSig Technologies, Inc.), Common Stock (Alzamend Neuro, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 8 contracts

Samples: Stellus Capital Investment Corp, Stellus Capital Investment Corp, MONROE CAPITAL Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent or an Alternative Agent.

Appears in 8 contracts

Samples: Great Ajax Corp., Great Ajax Corp., Great Ajax Corp.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 8 contracts

Samples: Sales Agreement (Broadwind, Inc.), Sales Agreement (Heat Biologics, Inc.), Sales Agreement (CollabRx, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company under applicable laws and regulations to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentStock.

Appears in 7 contracts

Samples: Standby Equity Distribution Agreement (Omagine, Inc.), Equity Distribution Agreement (Supertel Hospitality Inc), Equity Distribution Agreement (Digital Angel Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 7 contracts

Samples: Sales Agreement (Akebia Therapeutics, Inc.), Array Biopharma (Array Biopharma Inc), Sales Agreement (Verastem, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Ordinary Shares or (ii) sell, bid for, or purchase Common Stock Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 7 contracts

Samples: Sales Agreement (Gorilla Technology Group Inc.), Sales Agreement (Gorilla Technology Group Inc.), Sales Agreement (ProQR Therapeutics N.V.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentDistribution Agents.

Appears in 7 contracts

Samples: Aemetis, Inc, Spectrum Pharmaceuticals Inc, Aemetis, Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 7 contracts

Samples: Common Stock (Synta Pharmaceuticals Corp), Common Stock (Synta Pharmaceuticals Corp), Market Issuance Sales Agreement (Geron Corp)

Market Activities. The Company will notnot take, directly or indirectly, (i) take any action designed to or that might be reasonably expected to cause or result in, or that constitutes or would reasonably be expected to constitute, the in stabilization or manipulation of the price of the Shares or any security of the Company other reference security, whether to facilitate the sale or resale of Common Stock the Shares or (ii) sellotherwise, bid forand the Company will, or purchase Common Stock in violation and shall cause each of its affiliates to, comply with all applicable provisions of Regulation M; provided, or pay anyone any compensation however, that the Company may bid for soliciting purchases of and purchase Common Shares in accordance with Rule 10b-18 under the Placement Shares other than Exchange Act, to the Agentextent available.

Appears in 7 contracts

Samples: Open Market Sale Agreement (Ardmore Shipping Corp), Open Market Sale Agreement (Ardmore Shipping Corp), Open Market Sale Agreement (Ardmore Shipping Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentDistribution Agents.

Appears in 6 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (HomeStreet, Inc.), Customers Bancorp, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentSales Agents.

Appears in 6 contracts

Samples: Common Stock (Cineverse Corp.), Sales Agreement (Orbital Energy Group, Inc.), Sales Agreement (Scilex Holding Co)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock the Placement Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 6 contracts

Samples: NightHawk Biosciences, Inc., Heat Biologics, Inc., Heat Biologics, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Ordinary Shares or (ii) sell, bid for, or purchase Common Stock Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Sales Agent.

Appears in 6 contracts

Samples: Sales Agreement (Freight Technologies, Inc.), Sales Agreement (Starbox Group Holdings Ltd.), Sales Agreement (Brenmiller Energy Ltd.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Ordinary Shares or (ii) sell, bid for, or purchase Common Stock Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 6 contracts

Samples: Sales Agreement (Nyxoah SA), Sales Agreement (Osmotica Pharmaceuticals PLC), Sales Agreement (Foamix Pharmaceuticals Ltd.)

Market Activities. The Company will not, directly or indirectly, : (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Stock; or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAscendiant.

Appears in 6 contracts

Samples: Common Stock (Ault Alliance, Inc.), Common Stock (Ault Global Holdings, Inc.), Common Stock (DPW Holdings, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Preferred Stock or (ii) sell, bid for, or purchase Common Preferred Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 6 contracts

Samples: Sales Agreement (Spark Energy, Inc.), Ontrak, Inc., Ontrak, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentFBR.

Appears in 6 contracts

Samples: Galectin Therapeutics Inc, pSivida Corp., American Superconductor Corp /De/

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization stabilization, maintenance or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 6 contracts

Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 5 contracts

Samples: Centrus Energy Corp, Sonim Technologies Inc, Sales Agreement (Actinium Pharmaceuticals, Inc.)

Market Activities. The Company has not and will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 5 contracts

Samples: Merger Agreement (Transenterix Inc.), Sales Agreement (Onconova Therapeutics, Inc.), Durect Corporation (Durect Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock Placement Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 5 contracts

Samples: Sales Agreement (HTG Molecular Diagnostics, Inc), Sales Agreement (Sophiris Bio Inc.), Sales Agreement (HTG Molecular Diagnostics, Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock Shares or (ii) sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any compensation for soliciting purchases of the Placement Common Shares other than the AgentBNYCMI.

Appears in 5 contracts

Samples: Standby Equity Distribution Agreement (New Plan Excel Realty Trust Inc), Sales Agency Financing Agreement (Westar Energy Inc /Ks), Sales Agency Financing Agreement (Westar Energy Inc /Ks)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common shares of Preferred Stock or (ii) sell, bid for, or purchase Common shares of Preferred Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares Securities other than the AgentMLV.

Appears in 5 contracts

Samples: Sales Agreement (Resource Capital Corp.), Resource Capital Corp., Resource Capital Corp.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentBRFBR.

Appears in 5 contracts

Samples: Novavax Inc, Novavax Inc, Novavax Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock Shares or (ii) during the Stand Off Period, sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any compensation for soliciting purchases of the Placement Common Shares other than the AgentBNYMCM.

Appears in 5 contracts

Samples: Sales Agency Financing Agreement (Washington Real Estate Investment Trust), Sales Agency Financing Agreement (Washington Real Estate Investment Trust), Sales Agency Financing Agreement (Washington Real Estate Investment Trust)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentCF&Co.

Appears in 5 contracts

Samples: Controlled Equity Offeringsm (Paragon Shipping Inc.), Sales Agreement (Oceanfreight Inc.), Controlled Equity Offeringsm (Paragon Shipping Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentBP.

Appears in 5 contracts

Samples: Vical Incorporated (Vical Inc), Sales Agreement (Microvision Inc), Vical Incorporated (Vical Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 4 contracts

Samples: Horizon Technology Finance Corp, Horizon Technology Finance Corp, Horizon Technology Finance Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than the Agent.

Appears in 4 contracts

Samples: Armour Residential REIT, Inc., Armour Residential REIT, Inc., Armour Residential REIT, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than the AgentUnderwriters.

Appears in 4 contracts

Samples: Underwriting Agreement (Summit Hotel Properties, Inc.), Underwriting Agreement (Summit Hotel Properties, Inc.), Underwriting Agreement (Summit Hotel Properties, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 4 contracts

Samples: Sales Agreement (BioCardia, Inc.), Sales Agreement (vTv Therapeutics Inc.), EyePoint Pharmaceuticals, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 4 contracts

Samples: Sales Agreement (Aeterna Zentaris Inc.), Sales Agreement (Aeterna Zentaris Inc.), Sales Agreement (Aeterna Zentaris Inc.)

Market Activities. The Company will not, directly or indirectly, without giving effect to activities by the Agent (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock in violation of Regulation M under the Exchange Act or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 4 contracts

Samples: Sales Agreement (Ardelyx, Inc.), Sales Agreement (Ardelyx, Inc.), Sales Agreement (Signal Genetics, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Ordinary Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MOrdinary Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 4 contracts

Samples: Sales Agreement (Inspira Technologies OXY B.H.N. LTD), Sales Agreement (Jiayin Group Inc.), Sales Agreement (Rosetta Genomics Ltd.)

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Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentXxxxx.

Appears in 4 contracts

Samples: Sales Agreement (Dynavax Technologies Corp), Sales Agreement (Dynavax Technologies Corp), Dynavax Technologies Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentFBR.

Appears in 4 contracts

Samples: Common Stock (Pacific Ethanol, Inc.), ITUS Corp, Parkervision Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of shares of Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentManagers.

Appears in 4 contracts

Samples: Market Offering Agreement (India Globalization Capital, Inc.), At the Market Offering Agreement (India Globalization Capital, Inc.), The Market Offering Agreement (India Globalization Capital, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 4 contracts

Samples: Equity Distribution Agreement (HIVE Digital Technologies Ltd.), Equity Distribution Agreement (Quipt Home Medical Corp.), Equity Distribution Agreement (Hut 8 Mining Corp.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) during the Stand Off Period, sell, bid for, for or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentBNYMCM.

Appears in 4 contracts

Samples: Sales Agency Financing Agreement (DDR Corp), Sales Agency Financing Agreement (Developers Diversified Realty Corp), Sales Agency Financing Agreement (Developers Diversified Realty Corp)

Market Activities. The Company will not, directly or indirectly, : (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Stock; or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 4 contracts

Samples: Sales Agreement (ENDRA Life Sciences Inc.), ENDRA Life Sciences Inc., ENDRA Life Sciences Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Preferred Stock or (ii) sell, bid for, or purchase Common Preferred Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 4 contracts

Samples: Sales Agreement (GMX Resources Inc), Miller Energy Resources, Inc., Adcare Health Systems Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Ampio Pharmaceuticals, Inc.), Sales Agreement (Karyopharm Therapeutics Inc.), Pdi Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock Shares or (ii) during any Stand Off Period sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any compensation for soliciting purchases of the Placement Common Shares other than the Agent.;

Appears in 3 contracts

Samples: Sales Agency Financing Agreement (Boston Properties Inc), Sales Agency Financing Agreement (Boston Properties Inc), Sales Agency Financing Agreement (Boston Properties Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Novavax Inc, Novavax Inc, Novavax Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, for or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Sales Agent and the Alternative Sales Agent.

Appears in 3 contracts

Samples: Sales Agency Agreement, Sales Agency Agreement (Avista Corp), Sales Agency Agreement (Avista Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase the Common Stock in violation of Regulation Mto be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentXxxxx.

Appears in 3 contracts

Samples: Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock the Placement Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 3 contracts

Samples: Sales Agreement (Emerald Oil, Inc.), Sales Agreement (PostRock Energy Corp), PostRock Energy Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock Shares or (ii) sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any compensation for soliciting purchases of the Placement Common Shares other than the AgentBNYMCM.

Appears in 3 contracts

Samples: Sales Agency Agreement (Idaho Power Co), Sales Agency Agreement (Idacorp Inc), Sales Agency Agreement (Idacorp Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Placement Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 3 contracts

Samples: Peregrine Pharmaceuticals Inc, Peregrine Pharmaceuticals Inc, Peregrine Pharmaceuticals Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or Preferred Shares or (ii) sell, bid for, or purchase Common Stock or Preferred Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 3 contracts

Samples: GreenHunter Energy, Inc., GreenHunter Energy, Inc., GreenHunter Renewable Power, LLC

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares Notes other than the AgentBRFBR.

Appears in 3 contracts

Samples: Magicjack Merger Agreement (B. Riley Financial, Inc.), Magicjack Merger Agreement (B. Riley Financial, Inc.), B. Riley Financial, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Evogene Ltd., Evogene Ltd., Evogene Ltd.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares, or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares to be issued and sold pursuant to the applicable Sales Agreements, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to the Sales Agreements other than the AgentAgent or the Alternative Agents.

Appears in 3 contracts

Samples: Sales Agreement (Tier Reit Inc), Sales Agreement (Tier Reit Inc), Sales Agreement (Tier Reit Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Caledonia Mining Corp PLC), Sales Agreement (Theratechnologies Inc.), Caledonia Mining Corp PLC

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 3 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Ampio Pharmaceuticals, Inc.), OVERSTOCK.COM, Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company under applicable laws and regulations to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentOrdinary Shares.

Appears in 3 contracts

Samples: Equity Purchase Agreement (Tower Semiconductor LTD), Standby Equity Purchase Agreement (Tower Semiconductor LTD), Equity Purchase Agreement (Tower Semiconductor LTD)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Ordinary Shares or (ii) sell, bid for, or purchase Common Stock Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 3 contracts

Samples: Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (ProQR Therapeutics N.V.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Ordinary Shares or (ii) sell, bid for, or purchase Common Stock Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: OKYO Pharma LTD, Entera Bio Ltd., Entera Bio Ltd.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentMLV.

Appears in 3 contracts

Samples: Sales Agreement (Actinium Pharmaceuticals, Inc.), Sales Agreement (CVSL Inc.), InspireMD, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock Placement Shares or (ii) sell, bid for, or purchase Common Stock Placement Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Orchids Paper Products CO /DE), Sales Agreement (Eiger BioPharmaceuticals, Inc.), Orexigen Therapeutics, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentUnivest.

Appears in 3 contracts

Samples: Houston American Energy Corp, Houston American Energy Corp, Houston American Energy Corp

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Stock Shares or (ii) during the Stand-Off Period, sell, bid for, for or purchase the Common Stock in violation of Regulation MShares, or pay anyone any compensation for soliciting purchases of the Placement Common Shares other than the AgentBNYMCM.

Appears in 3 contracts

Samples: Sales Agency Agreement (Southwest Gas Holdings, Inc.), Sales Agency Agreement (Southwest Gas Holdings, Inc.), Sales Agency Agreement (Southwest Gas Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentWestpark.

Appears in 3 contracts

Samples: Common Stock (Houston American Energy Corp), Common Stock (Houston American Energy Corp), Common Stock (Houston American Energy Corp)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Cyclacel Pharmaceuticals, Inc.), Sales Agreement (SELLAS Life Sciences Group, Inc.), Rocket Fuel Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of shares of Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Cumberland Pharmaceuticals Inc), Gse Systems Inc, ViewRay, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 3 contracts

Samples: Sales Agreement (fuboTV Inc. /FL), Sales Agreement (fuboTV Inc. /FL), Sales Agreement (Savara Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares to be issued and sold pursuant to this Agreement or any Alternative Equity Distribution Agreement, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent or any Alternative Placement Agent.

Appears in 2 contracts

Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Shares or (ii) sell, bid for, or purchase Common Stock in violation of Regulation Mthe Shares, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentAgents.

Appears in 2 contracts

Samples: Xoma LTD /De/, ARYx Therapeutics, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of shares of Common Stock or (ii) sell, bid for, or purchase shares of Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentManager.

Appears in 2 contracts

Samples: Market Offering Agreement (India Globalization Capital, Inc.), Terms Agreement (Cemtrex Inc)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or Preferred Stock or (ii) sell, bid for, or purchase Common Stock or Preferred Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.

Appears in 2 contracts

Samples: Chicken Soup for the Soul Entertainment, Inc., Chicken Soup for the Soul Entertainment, Inc.

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentHCW.

Appears in 2 contracts

Samples: Common Stock (Pacific Ethanol, Inc.), Common Stock (Pacific Ethanol, Inc.)

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock or (ii) sell, bid for, or purchase Common Stock in violation of Regulation MStock, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Agent.. 

Appears in 2 contracts

Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc

Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or would might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Stock the Placement Shares or (ii) sell, bid for, or purchase Common Stock Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the AgentXxxxxxxxxx.

Appears in 2 contracts

Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Market Issuance Sales Agreement (Aeterna Zentaris Inc.)

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