Common use of LIST OF EXHIBITS AND SCHEDULES Clause in Contracts

LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form of Note Exhibit B Form of Class A Warrant Exhibit C Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G Form of Guaranty Exhibit H Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(w) Transfer Agent Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv) Transactions with Principals Schedule 9(x) Lockup Providers Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX SCHEDULE 9(x) [MUST INCLUDE ALL OFFICERS, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX

Appears in 1 contract

Samples: Subscription Agreement (Stone Harbor Investments, Inc.)

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LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form Certificate of Note Designation Exhibit B Form of Class Series A Warrant Warrants Exhibit C Escrow Agreement Exhibit D Merger Share Exchange Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Legal Opinion Exhibit G Form of Guaranty Exhibit H Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(f) Violations and Conflicts Schedule 5(o) Undisclosed Liabilities Schedule 5(w) Transfer Agent Schedule 9(e) Use of Proceeds Schedule 9(w) Further Registration Statements Schedule 9(l) Intellectual Property Schedule 9(p)(iv11.1(iv) Transactions with Principals Schedule 9(x) Lockup Providers Registrable Securities Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes Lenders SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS PURCHASE PRICE PREFERRED STOCK WARRANTS ALPHA CAPITAL ANSTALT Pradafant 7 9490 Furstentums Vaduz, Lichtenstein Fax No.: 000-00-00000000 $300,000.00 3,000 150,000 MOMONA CAPITAL LLC 000 Xxxxxxx Xxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Fax: (000) 000-0000 $25,000.00 250 12,500 BRISTOL INVESTMENT FUND, LTD. c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $250,000.00 (Bristol Investment Fund, Ltd. is surrendering a Bridge Note in the principal amount of $50,000.) 2,5031 125,000 CANYONS TRUST c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $100,000.00 1,000 50,000 DPIT 2, LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey NJ 07733 DOUBLE U MASTER FUND L.P. Attn: Xxx XxxXxxxxx $100,622.00 (DPIT 2, LLC is surrendering a Bridge Note in the principal amount of $100,000.) 1,006 50,311 GLOBAL CAPITAL PARNTERS, LLC X.X. Xxx 0000 Xxxxxx, Xxxxxx 00000-0000 Fax: (000) 000-0000 $25,150.00 (Global Capital Partners LLC is surrendering a Bridge Note in the principal amount of $25,000.) 252 12,575 XXXXXXX XXXXXXX 0000 Xxxx 00xx Xxxxxx Xxxxxxxxx, X0XXX0 Fax: (000) 000-0000 $25,156.00 (Xxxxxxx XxxxxXxxxxxx is surrendering a Bridge Note in the principal amount of $25,000.) 252 12,578 GUARDIAN TRUST COMPANY LTD. AS TRUSTEE OF THE BRULEE TRUST c/o Guardian Trust Company Ltd. 00 Xxxxxxxxx Xxxxxxxxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx0000 Xxxxxx Xxxxxxxxxxx Fax: 000-00-00-000-0000 $50,000.00 500 25,000 AMPERSAND MANAGEMENT SA AS TRUSTEE OF THE MUNT TRUST 00 Xxx Xxxxxxx Xxxxxx X.X. Xxx 0000, Xxxxxxx0000 Xxxxxx 0 Xxxxxxxxxxx Fax: 000-00-00-000-0000 $100,000.00 1,000 50,000 TOTALS $975,928.00 9760 487,964 1 Bristol is getting a second stock certificate for 3 shares to account for the interest that accrued on the $50,000 bridge note. SCHEDULE 5(a) SUBSIDIARIES Name of Subsidiary Ownership Interests Kick the Can Corp., XXX a Nevada corporation 100 % No exception to the Company’s representation that it owns all of the equity of the Subsidiaries and rights to receive equity of the Subsidiaries, free and clear of all liens, encumbrances and claims. SCHEDULE 9(x5(d) [MUST INCLUDE ALL OFFICERSCAPITALIZATION2 GoEnergy, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXXInc.

Appears in 1 contract

Samples: Share Purchase and Share Exchange Agreement (Wizard World, Inc.)

LIST OF EXHIBITS AND SCHEDULES. Attachment 1 Disclosure Schedule consisting of the following: Exhibit A Form of Note Exhibit B A1 Form of Class A Warrant Exhibit A2 Form of Class B Warrant Exhibit A3 Form of Class C Warrant Exhibit A4 Form of Class D Warrant Exhibit B Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G Form of Guaranty Exhibit H C Form of Legal Opinion Exhibit I D Form of Audit Opinion Public Announcement or Form 8-K Exhibit J E1 Form of Limited Standstill Agreement Exhibit E2 Form of Limited Standstill and Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Exhibit F Security Agreement Exhibit G Subordination Agreement Exhibit H Collateral Agent Agreement Schedule 5(d) Capitalization and Additional Issuances / Capitalization Schedule 5(w5(p) Transfer Agent Undisclosed Liabilities Schedule 9(e8(b) Due Diligence Fees Schedule 9.1(e) Use of Proceeds Schedule 9(l9.1(q) Intellectual Property Schedule 9(p)(iv) Transactions with Principals Schedule 9(x) Lockup Limited Standstill Providers Schedule 12(a11.1 Other Securities to be Registered 31 SCHEDULE 5(d) Excepted Issuances Schedule 13 Bridge Notes ADDITIONAL ISSUANCES / CAPITALIZATION None. SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS LLC 0 5(p) UNDISCLOSED LIABILITIES None. 32 SCHEDULE 8(b) DUE DILIGENCE FEES RECIPIENT CASH DUE DILIGENCE FEE DUE DILIGENCE NOTE ALPHA CAPITAL AKTIENGESELLSCHAFT Pradafant 7 9490 Furstentums Vaduz, Lichtenstein Fax: 000-00-00000000 $8,100.00 $8,100.00 PLATINUM PARTNERS VALUE ARBITRAGE FUND LP Attn: Xxxx Xxxxxxxxx 000 Xxxx 00xx Xxxxxx Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, XxxxxxxXxx Xxxx 00000 Fax: (000) 000-0000 $4,050.00 $4,050.00 OSHER CAPITAL INC. 0 Xxxxxxxxx Xxxx Spring Valley, XXX NY 10977 Fax: (000) 000-0000 $37,350.00 $37,350.00 The Due Diligence Fees payable in connection with the Second Closing Purchase Price shall be paid by the Company to the above parties in the same proportions as set forth above in connection with the Second Closing Purchase Price. SCHEDULE 9(x9.1(e) [MUST INCLUDE ALL OFFICERS, DIRECTORS AND BENEFICIAL HOLDERS USE OF 10% OR MORE COMMON STOCK] PROCEEDS Costs of financing: Due diligence 49,500 Legal fees lender 15,000 Avvaa legal fees 40,000 Estimated accounting fees 20,000 124,500 Expenses: Salaries 141,880 Legal and accounting 34,268 Marketing 87,981 Telephone and couriers 44,020 Insurance 30,042 Transfer agents 3,437 Rent and lease costs 12,034 Travel 25,000 Investor relations 41,040 419,702 Materials and supplies Molds 25,000 Bottles 26,000 Labels 10,000 Manufacturing costs 24,000 Raw materials 460,000 545,000 Total 1,089,202 34 SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX11.1

Appears in 1 contract

Samples: Subscription Agreement (Avvaa World Health Care Products Inc)

LIST OF EXHIBITS AND SCHEDULES. Schedule of Lenders Exhibit A Form of 15% Senior Secured Promissory Note Exhibit B Form of Class A Warrant Exhibit C Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Amendment to Security Agreement Exhibit G Form of C Amendment to Corporate Guaranty Exhibit H Form D Amendment to Deed of Legal Opinion Trust, Security Agreement, Assignment of Production and Financing Statement Exhibit I Form of Audit Opinion E Disbursement Instructions Exhibit J Form of Lockup F Escrow Agreement Schedule 3(c) Schedule 3(d) Schedule 3(f) Schedule 3(g) Schedule 3(i) Schedule 3(k) Schedule 3(l) Schedule 4(f) SCHEDULE OF LENDERS Name of Lender Purchase Price and Note Principal HD Special-Situations, LP $ 2,500,000 SCHEDULE 3(c) The Company currently has 5,300,000 warrants outstanding as follows: Nortia Capital Partners, Inc.: 2,500,000; 1,250,000 at $.50 and 1,250,000 at $1.00 expiring Xxxxx 00, 0000 Xxxx Xxxxxxx XX: 2,500,000; 1,250,000 at $.50 and 1,250,000 at $1.00 expiring March 10, 2010 Com-Advise: 300,000 at $3.00 expiring October 1, 2008 SCHEDULE 3(d) None SCHEDULE 3(f) None SCHEDULE 3(g) None 19 SCHEDULE 3(i) None SCHEDULE 3(k) None SCHEDULE 3(l) None SCHEDULE 4(f) DRILLING RIG #1 List of Subscribers Schedule 5(aInventory: 102’ Xxx X. Xxxxx Xxxxxxx T-20 National Draworks-powered by rebuilt 12V92 Detroit 9’ H x 40’ L x 16’ W substructure- 150 ton Ideal Blocks – 4 sheave W/B5 Hook Top Doghouse w/water tank Roughneck Doghouse (bottom) Subsidiaries Schedule 5(d2000 gal & 3000 gal diesel tanks 5000’ 4 ½” drill pipe 16 drill collars 6 ¼” 150 KW light plant w/ 292 Xxxxxxx X X XXX 00” 12V92 C-250 15” powered by 8V71 Detroit Xxxxxxxx 150 ton swivel Xxxxx & Bushings 17 ½ Emsco table 2 Pipe Baskets 2 sets pipe racks Reagon BOP w/new bladder Hydraulic hand pump Tongs Subs New Lights Hand Tools Catwalk Stairways V-Door New Xxxxx Hose Auto Driller – rebuilt Recorder-rebuilt Straight Hole Deviation spool w/ new line Jets – new hoses Rebuilt Air Compressor Mud Xxxxxx Two (2) Capitalization and Additional Issuances Schedule 5(w300 bbl. steel mud pits (optional) Transfer Agent Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv) Transactions with Principals Schedule 9(x) Lockup Providers Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX SCHEDULE 9(x) [MUST INCLUDE ALL OFFICERS, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXXHORSEPOWER IS 750 DRILLING RIG #2 Inventory:

Appears in 1 contract

Samples: Note Purchase Agreement (Knight Energy Corp.)

LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form of Note Exhibit B Form of Class A Warrant Warrants Exhibit C Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G Form of Guaranty Exhibit H Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(f)(iii) Violations or Conflicts Schedule 5(h) Litigation Schedule 5(k) Solvency Schedule 5(l) Defaults Schedule 5(o) Undisclosed Liabilities Schedule 5(w) Transfer Agent Schedule 8 Fees Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv9(p)(v) Transactions with Principals Negative Covenants Schedule 9(x) Lockup Providers 11.1 Securities to be Registered Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes Lenders SCHEDULE 1 SUBSCRIBER PURCHASE PRICE AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM WARRANTS ALPHA CAPITAL ANSTALT Pradafant 7 9490 Furstentums Vaduz, Lichtenstein Attn: Xxxxxx Xxxxxxxxx Fax: 000-00-00000000 $175,000.00 (Bridge Notes Roll-in) 8,750,000 WHALEHAVEN CAPITAL FUND LIMITED 000 Xxxxxx Xxxxxx, 0xx Xx. Xxxxxxxxx Xxxxxx, XX 00000 Attn: Xxxxxxx Xxxxxxxxxxx Fax: (000) 000-0000 $50,000.00 2,500,000 XXXXXX & XXXXXX XXXXXXX Givat Shoshanna 12/3 Tzfut Israel Fax: 000 0 0000000 $100,000.00 5,000,000 XXXX XXXXXX c/o PHD Capital 0 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Ph: (212) 269-3087 $25,000.00 1,250,000 J & N INVEST LLC 000 Xxxx 0xx Xxxxxx Xxxxxxxx, XX 00000 Xxxxxxx Xxxxx Fax: (000) 000-0000 $200,000.00 10,000,000 RAMSHEAD LIMITED P. O. Box 5779 Englewood, NJ Xxxxxxxx Xxxxxx $100,000.00 5,000,000 NAOMIE KLISSMAN P. O. Box 5779 Englewood, NJ Xxxxxxxx Xxxxxx $100,000.00 5,000,000 XXXX XXXXXXX 000 Xxxxxxxx Xxxx Xxxxxxxx, XX 00000 $50,000.00 2,500,000 XXXXX XXXXXXXX 000 Xxxxxxxx Xxxxxx X000 Xxx Xxxxx, XX 00000 $50,000.00 2,500,000 XXXXX X. XXXXXXXXX 2 Poynings Road, 0 Xxxxx Xxxxxxx, West Sussex RH11 0TW United Kingdom $50,000.00 2,500,000 JAN VERYKE Xxxxxxxxxx 00 0000 Xxxxxxx, Xxxxxxx $25,000.00 1,250,000 PSM HOLDINGS LLC c/o PHD Capital 0 Xxxxxxx Xxxxxx # 000 Xxx Xxxx, XX 00000 Fax: (000) 000-0000 $25,000.00 1,250,000 XXXXXX & XXX XXXX 0 Xxxxx Xxxx HolmdelXxxxxxxx, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx XxxxxXX 00000-0000 $50,000.00 2,500,000 TOTALS $1,000,000.00 50,000,000 TOTAL SUBSCRIPTIONS = $1,000,000.00 NOTES TO BE TENDERED IN LIEU OF CASH FOR SUBSCRIPTION: $175,000.00 CASH ESCROW RELEASE: $825,000.00 SCHEDULES to Subscription Agreement dated February 22, Xxxxxxxxxx Xxxxx Xxxx Xxxx2012 SCHEDULE 5(a) Subsidiaries Attitude Drink Company, XxxxxxxInc., XXX a Delaware corporation, is a wholly owned subsidiary and has 50,000,000 shares of common stock, $.001 par value, of which 100,000 shares are issued and outstanding and held of record by the Company SCHEDULE 9(x5(d) [MUST INCLUDE ALL OFFICERSCapitalization and Additional Issuances Capital Structure As of January 18, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel2012, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxxthe total authorized capital stock which the Corporation shall have authority to issue is: One Billion Twenty Million (1,020,000,000) of which stock One Billion (1,000,000,000) shares of the par value of $.001 each shall be common stock and of which Twenty Million (20,000,000) shares of the par value of $.001 each shall be preferred stock. Further, Xxxxxxxxxx Xxxxx Xxxx Xxxxthe board of directors of this Corporation, Xxxxxxxby resolution only and without further action or approval, XXXmay cause the Corporation to issue one or more classes or one or more series of preferred stock within any class thereof and which classes or series may have such voting powers, full or limited, or no voting powers, and such designations, preferences and relative, participating, optional or other special rights, and qualifications, limitations or restrictions thereof, as shall be stated and expressed in the resolution or resolutions adopted by the board of directors, and to fix the number of shares constituting any classes or series and to increase or decrease the number of shares of any such class or series. Effective July 7, 2010, the Corporation implemented a 20:1 reverse split of its common stock. As of January 18, 2012, there are 216,072,898 shares of common stock issued and outstanding and 9,000,000 shares of Series A Convertible Preferred Stock issued and outstanding.

Appears in 1 contract

Samples: Subscription Agreement (Attitude Drinks Inc.)

LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form of Note Exhibit B Form of Class A Warrant and Class B Warrants Exhibit C Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G Form of Guaranty Exhibit H Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(o) Undisclosed Liabilities Schedule 5(w) Transfer Agent Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv) Transactions with Principals Schedule 9(x) Lockup Providers Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes and Garden State Offering SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT CLASS B WARRANT ALPHA CAPITAL ANSTALT Pradafant 7 9490 Furstentums Vaduz, Lichtenstein Fax: 000-00-00000000 $500,000.00 1,250,000 1,250,000 ADVENTURE VENTURES LLC 0 Xxxxxxxxx Xxxx Spring Valley, NY 10977 Fax: (000) 000-0000 $125,000.00 312,500 312,500 OSHER CAPITAL PARTNERS LLC 0 Xxxxxxxxx Xxxx Spring Valley, NY 10977 Fax: (000) 000-0000 $125,000.00 312,500 312,500 WHALEHAVEN CAPITAL FUND LIMITED 000 Xxxxxx Xxxxxx Xxxxxxxxx Xxxxxx, X.X. 00000 Fax: (000) 000-0000 $500,000.00 1,250,000 1,250,000 FLM HOLDINGS LLC 0 Xxx 8 Hop Xxxxx Xxxx HolmdelXxxxxxx, Xxx Xxxxxx 00000 $506,488.89 represented by the surrender of Debentures consisting of $500,000 of principal amount and $6,488.89 accrued principal FJD HOLDINGS LLC 0000 Xxxxxxxxx Xxxxx Lakeland, FL 33801 Attn: Xxxxx X’Xxxxxxxx Tax ID#: 00-0000000 $250,000.00 625,000 625,000 BRIO CAPITAL L.P. 000 X. 00xx Xxxxxx – Suite South 33C New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx XxxxxYork, Xxxxxxxxxx NY 10016 Attn: Xxxxx Xxxx Xxxxxx Fax: (000) 000-0000 $150,000.00 375,000 375,000 XXXXXX XXXX Rampartners SA 00 Xxxx., Xxxxxxx-Xxxxx Xxxxxx, Xxxxxxxxxxx 0000 Fax: +00-00-000-0000 $100,000.00 250,000 250,000 XXXXXXX XXXXXXXXXX HOLDINGS LLC 0000 Xxxxx Xxxx, XxxxxxxXxx. 000 Xxxxx Xxxxxx, XXX SCHEDULE 9(xXX 00000 Fax: (000) [MUST INCLUDE ALL OFFICERS000-0000 $150,000.00 375,000 375,000 BRISTOL INVESTMENT FUND, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LTD. c/o Bristol Capital Advisors, LLC 0 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, XxxxxxxEsq. Fax: (000) 000-0000 $280,000.00 875,000 875,000 BRISTOL CAPITAL ADVISORS PROFIT SHARING PLAN c/o Bristol Capital Advisors, XXXLLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $40,000.00 100,000 100,000 BRISTOL CAPITAL, LLC c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $40,000.00 100,000 100,000 XXXX XXXXXXX XXX FBO c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $40,000.00 100.000 100,000 TOTALS $2,806,488.89 7,016,222 7,016,222 EXHIBIT J LOCKUP AGREEMENT This AGREEMENT (the "Agreement") is made as of the ____ day of November, 2010, by ______________ ("Holder"), maintaining an address at c/o Enter Corp., 000 Xxxxxxx Xxxx, Suite 400, Suwanee, GA 30024, facsimile: (000) 000-0000, in connection with his ownership of shares of Enter Corp., a Delaware corporation (the "Company").

Appears in 1 contract

Samples: Subscription Agreement (Enter Corp)

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LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form of Note Exhibit B Form of Class A Warrant Exhibit C Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G E Form of Subsidiary Guaranty Exhibit H F Form of Personal Guaranty Exhibit G Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances / Capitalization Schedule 5(w5(l) Defaults Schedule 5(o) Undisclosed Liabilities Schedule 5(q) Financial Institutions Schedule 5(x) Transfer Agent Schedule 8(a) Credit Enhancement Fees Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv9(p)(i) Transactions with Principals Schedule 9(xLiens SCHEDULE 5(a) Lockup Providers Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS LLC Subsidiaries Collexis Holdings, Inc. 0000 Xxxx Xx., Xxxxx 000 Xxxxxxxx, XX 00000 Collexis, Inc. 0000 Xxxx Xx., Xxxxx 000 Xxxxxxxx, XX 00000 SyynX Solutions BioCampus Cologne Xxxxxxxxxxxxxxx 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX SCHEDULE 9(x) [MUST INCLUDE ALL OFFICERSXxxxxxx 00000 Collexis US, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS Inc 0000 Xxxx Xx., Xxxxx 000 Xxxxxxxx, XX 00000 Lawriter LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. 000 X Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX0xx Xxxxx Xxxxxxxxxx, XX 00000 XxxxxxXxxxxxx.xxx, Inc BioCampus Cologne Xxxxxxxxxxxxxxx 0 Xxxxxxx, Xxxxxxx 00000 Biomed Experts US, Inc 0000 Xxxx Xx., Xxxxx 000 Xxxxxxxx, XX 00000 Collexis BV x/x Xxxxxx'x Xxxxx X.X. Xxxxx Xxxxxxxxxxx 00 0000 XX AMSTERDAM The Netherlands SCHEDULE 5(d) Additional Issuances/ Capitalization Collexis Capitalization 3/3/09 Common Stock par value $0.001 authorized 277,713,000 Shares outstanding 1/31/09 120,965,418 Exercise Price Total $ 0.10 $ .30-$.3875 $ 0.75 Options outstanding (in the money) 16,775,280 7,849,160 541,120 8,385,000 16,775,280 Current Warrants outstanding (unvested approx. 4yrs. remaining) $ 0.75 597,996 Current Warrants outstanding (vested) $ 0.145 12,500,000 Current Warrants outstanding (vested) $ 0.07 10,000,000 Restricted stock (unvested approx. 2 yrs. Remaining) 400,000 Total 161,238,694 SCHEDULE 5(l) Defaults

Appears in 1 contract

Samples: Subscription Agreement (Collexis Holdings, Inc.)

LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form Certificate of Note Designation Exhibit B Form of Class Series A Warrant Warrants Exhibit C Escrow Agreement Exhibit D Merger Share Exchange Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Legal Opinion Exhibit G Form of Guaranty Exhibit H Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(f) Violations and Conflicts Schedule 5(o) Undisclosed Liabilities Schedule 5(w) Transfer Agent Schedule 9(e) Use of Proceeds Schedule 9(w) Further Registration Statements Schedule 9(l) Intellectual Property Schedule 9(p)(iv11.1(iv) Transactions with Principals Schedule 9(x) Lockup Providers Registrable Securities Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes Lenders SCHEDULE 1 SUBSCRIBER AND ADDRESS PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS PURCHASE PRICE PREFERRED STOCK WARRANTS ALPHA CAPITAL ANSTALT Pradafant 7 9490 Furstentums Vaduz, Lichtenstein Fax No.: 000-00-00000000 $300,000.00 3,000 150,000 MOMONA CAPITAL LLC 000 Xxxxxxx Xxxx Xxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Fax: (000) 000-0000 $25,000.00 250 12,500 BRISTOL INVESTMENT FUND, LTD. c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $250,000.00 (Bristol Investment Fund, Ltd. is surrendering a Bridge Note in the principal amount of $50,000.) 2,5031 125,000 CANYONS TRUST c/o Bristol Capital Advisors, LLC 0000 X. Xxxxxx Xxxx., Xxxxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxx Xxxx, Esq. Fax: (000) 000-0000 $100,000.00 1,000 50,000 DPIT 2, LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey NJ 07733 DOUBLE U MASTER FUND L.P. Attn: Xxx XxxXxxxxx $100,622.00 (DPIT 2, LLC is surrendering a Bridge Note in the principal amount of $100,000.) 1,006 50,311 GLOBAL CAPITAL PARNTERS, LLC X.X. Xxx 0000 Xxxxxx, Xxxxxx 00000-0000 Fax: (000) 000-0000 $25,150.00 (Global Capital Partners LLC is surrendering a Bridge Note in the principal amount of $25,000.) 252 12,575 XXXXXXX XXXXXXX 0000 Xxxx 00xx Xxxxxx Xxxxxxxxx, X0XXX0 Fax: (000) 000-0000 $25,156.00 (Xxxxxxx XxxxxXxxxxxx is surrendering a Bridge Note in the principal amount of $25,000.) 252 12,578 GUARDIAN TRUST COMPANY LTD. AS TRUSTEE OF THE BRULEE TRUST c/o Guardian Trust Company Ltd. 00 Xxxxxxxxx Xxxxxxxxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx0000 Xxxxxx Xxxxxxxxxxx Fax: 000-00-00-000-0000 $50,000.00 500 25,000 AMPERSAND MANAGEMENT SA AS TRUSTEE OF THE MUNT TRUST 00 Xxx Xxxxxxx Xxxxxx X.X. Xxx 0000, Xxxxxxx0000 Xxxxxx 0 Xxxxxxxxxxx Fax: 000-00-00-000-0000 $100,000.00 1,000 50,000 TOTALS $975,928.00 9760 487,964 1 Bristol is getting a second stock certificate for 3 shares to account for the interest that accrued on the $50,000 bridge note. SCHEDULE 5(a) SUBSIDIARIES Name of Subsidiary Ownership Interests Kick The Can Corp., XXX a Nevada corporation 100 % No exception to the Company’s representation that it owns all of the equity of the Subsidiaries and rights to receive equity of the Subsidiaries, free and clear of all liens, encumbrances and claims. SCHEDULE 9(x5(d) [MUST INCLUDE ALL OFFICERSCAPITALIZATION2 GoEnergy, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXXInc.

Appears in 1 contract

Samples: Subscription Agreement (Wizard World, Inc.)

LIST OF EXHIBITS AND SCHEDULES. Exhibit A Form of Note Exhibit B Form of Class A Warrant Exhibit C Additional Investment Rights Exhibit D Escrow Agreement Exhibit D Merger Documents Exhibit E Super 8-K Exhibit F Form of Security Agreement Exhibit G Form of Guaranty Exhibit H F Form of Legal Opinion Exhibit I Form of Audit Opinion Exhibit J G Form of Lockup Agreement Schedule 1 List of Subscribers Schedule 5(a) Subsidiaries Schedule 5(d) Capitalization and Additional Issuances Schedule 5(g)(ii) Affiliate Shares Schedule 5(w) Transfer Agent Schedule 8(a) Broker Fees Schedule 9(e) Use of Proceeds Schedule 9(l) Intellectual Property Schedule 9(p)(iv) Transactions with Principals Schedule 9(x9(y) Lockup Providers Schedule 12(a) Excepted Issuances Schedule 13 Bridge Notes Lenders SCHEDULE 1 SUBSCRIBER SUBSCRIBERS PURCHASE PRICE AND ADDRESS NOTE PRINCIPAL AMOUNT CLASS A WARRANT FLM HOLDINGS LLC WARRANTS Xxxxxxxx xx Xxxxx c/o Cambridge Heart, Inc. 000 Xxxx Xxxx Drive Tewksbury, MA 01876 Fax: (000) 000-0000 $ 250,000 * 2,272,727 ** Xxxx Xxxxxxx 0000 Xxxxxx Xxxxxx Xxxxx/Xxxxxx, XX 00000 $ 350,000 * 3,181,818 ** Alpha Capital Xxxxxxx Xxxxxxxxx 0 Xxx Xxxxx Xxxx Holmdel, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx 0000 Xxxxxxxxxxx Xxxxx, Xxxxxxxxxx Xxxxxxxxxxxxx Fax: 000-00-00000000 $ 500,000 4,545,454 Osiris Investment Partners, L.P. 0 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxxx Xxxxxx, XX 00000 Fax: (000) 000-0000 $ 170,000 1,545,454 Cranshire Capital Master Fund, Ltd. 0000 Xxxxxx Xxxx, XxxxxxxXxxxx 000 Xxxxxxxxxx, XXX SCHEDULE 9(xXX 00000 Fax: (000) [MUST INCLUDE ALL OFFICERS000-0000 $ 50,000 454,545 * Represents the principal amount of Notes issuable upon cancellation at the Closing of the Senior Unsecured Convertible Promissory Note issued by the Company in favor of such Subscriber on November 14, DIRECTORS AND BENEFICIAL HOLDERS OF 10% OR MORE COMMON STOCK] SCHEDULE 13 BRIDGE NOTES BRIDGE NOTEHOLDER ISSUE DATE PRINCIPAL OUTSTANDING BRIDGE DEBT FLM HOLDINGS LLC 0 Xxx Xxxxx Xxxx Holmdel2011. ** Represents the number of share of common stock to be covered by the Warrant issuable to such Subscriber upon cancellation at the Closing of the Senior Unsecured Convertible Promissory Note issued by the Company in favor of such Subscriber on November 14, New Jersey 07733 DOUBLE U MASTER FUND L.P. Xxxxxxx Xxxxx, Xxxxxxxxxx Xxxxx Xxxx Xxxx, Xxxxxxx, XXX2011. Schedule 5(d) Capitalization and Additional Issuances Issued & Outstanding Authorized Absolute Common Equivalents Available to Issue/Grant Common Shares 250,000,000 100,112,960 100,112,960 149,887,040 Preferred Stock Series C-1 Shares 5,000 (1) 4,180,602 Series D Shares 1,670 (2) 20,365,854 Total Preferred Stock 2,000,000 24,546,456 158,627 (3) Common Stock Warrants 15,660,000 (4) 15,660,000 Equity Plans 11,050,000 (5) 2,371,756 (6) Unexercised options granted under the Plan 3,981,871 (7) 3,981,871 Unexercised options granted outside the Plan (8) 5,188,858 5,188,858 Restricted stock awards 941,816 941,816 10,112,545 10,112,545 TOTAL 150,431,961 Footnotes:

Appears in 1 contract

Samples: Subscription Agreement (Cambridge Heart Inc)

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