Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due-diligence” or “compliance” departments of brokerage houses, etc. Accordingly, CONSULTANT agrees:
Appears in 2 contracts
Samples: Business Consulting Agreement (Invisa Inc), Business Consulting Agreement (Invisa Inc)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal federal, provincial and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due-diligence” or “compliance” departments of brokerage houses, etcCommissions. Accordingly, CONSULTANT agreesProvider agrees that:
Appears in 2 contracts
Samples: Corporate Development Services Agreement (Enertopia Corp.), Investor Relations and Marketing Agreement (Enertopia Corp.)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchangesexchange, the National Association of Securities Dealers, in-house “due-"due diligence” " or “"compliance” " departments of brokerage houses, etc. Accordingly, CONSULTANT agrees:
Appears in 1 contract
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due-diligence” " or “"compliance” " departments of brokerage houses, etc. Accordingly, CONSULTANT agrees:
Appears in 1 contract
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal federal, provincial and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due-diligence” or “compliance” departments of brokerage houses, etcCommissions both in Canada and the United States. Accordingly, CONSULTANT agreesProvider agrees that:
Appears in 1 contract
Samples: Investor Relations Agreement (Little Squaw Gold Mining Co)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due-due diligence” or “compliance” compliance departments of brokerage houses, etc. Accordingly, Accordingly CONSULTANT agrees:
Appears in 1 contract
