Common use of Investor Status Clause in Contracts

Investor Status. The Investor is an “accredited investor” as defined in Rule 501(a) under the Securities Act. The Investor is not a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at the address listed for Investor on the signature pages hereto.

Appears in 3 contracts

Samples: Warrant Acquisition Agreement (Energy Focus, Inc/De), Warrant Acquisition Agreement (Energy Focus, Inc/De), Warrant Acquisition Agreement (Energy Focus, Inc/De)

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Investor Status. The Investor is an “accredited investor” as defined in Rule 501(a) under the Securities Act and a “qualified institutional buyer” as defined in Rule 144A under the Securities Act. The Investor is not a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Any Investor which is an entity has a not been formed specifically for the purpose of investing in the Securities and has its principal place of business at the address listed for Investor it on the signature pages hereto.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De)

Investor Status. The Investor is an “accredited investor” as that term is defined in by Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct and the information provided by the Investor in the Investor Questionnaire, attached hereto as Appendix A, is truthful, accurate, and complete. The Investor is not registered as a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with an affiliate of such a broker-dealer. The , except as otherwise provided in the Investor has a principal place of business at the address listed for Investor on the signature pages heretoQuestionnaire.

Appears in 2 contracts

Samples: Form of Subscription Agreement (Modigene Inc.), Subscription Agreement (Kreido Biofuels, Inc.)

Investor Status. The Investor is either: (i) an “accredited investor” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A under the Securities Act. The Such Investor is not required to be registered as a registered broker-dealer under Section 15 of the Securities Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at 1934, as amended (the address listed for Investor on the signature pages hereto“Exchange Act”).

Appears in 2 contracts

Samples: Exchange Agreement (Greater Cannabis Company, Inc.), Exchange Agreement (Greater Cannabis Company, Inc.)

Investor Status. The Investor is an “accredited investor” as that term is defined in by Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct and the information provided by the Investor in the Investor Questionnaire, attached hereto as Appendix A, is truthful, accurate, and complete. The Investor is not registered as a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with an affiliate of such a broker-dealer. The , except as otherwise indicated in the Investor has a principal place of business at the address listed for Investor on the signature pages heretoQuestionnaire.

Appears in 1 contract

Samples: Subscription Agreement (GoFish Corp.)

Investor Status. The Investor is either: (i) an “accredited investor” as defined in Rule 501(a501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A under the Securities Act. The Investor is not required to be registered as a registered broker-dealer under Section 15 of the Securities Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at 1934, as amended (the address listed for Investor on the signature pages hereto“Exchange Act”).

Appears in 1 contract

Samples: Exchange Agreement (Harrison Vickers & Waterman Inc)

Investor Status. The Investor is an “accredited investor” as defined in Rule 501(a) under the Securities Act and a “qualified institutional buyer” as defined in Rule 144A under the Securities Act. The Investor is not a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Any Investor which is an entity has a not been formed specifically for the purpose of investing in the Notes and has its principal place of business at the address listed for Investor it on the signature pages hereto.

Appears in 1 contract

Samples: Note Purchase Agreement (Energy Focus, Inc/De)

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Investor Status. The Investor is an “accredited investorAccredited Investor” as that term is defined in by Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct and the information provided by the Investor in the Investor’s Questionnaire, a copy of which is attached hereto as Exhibit A, is truthful, accurate, and complete. The Investor is not registered as a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at the address listed for Investor on the signature pages heretoAct.

Appears in 1 contract

Samples: Subscription Agreement (Mru Holdings Inc)

Investor Status. The Such Investor is an “accredited investor” as defined in Rule 501(a) under the Securities Act. The Such Investor is not a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at the address listed for Investor on the signature pages heretoAct.

Appears in 1 contract

Samples: Securities Purchase Agreement (Thermoenergy Corp)

Investor Status. The Such Investor is an “accredited investor” as defined in Rule 501(a) under the Securities Act. The Investor is not a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with such a broker-dealer. The Investor has a principal place of business at the address listed for Investor on the signature pages heretoAct.

Appears in 1 contract

Samples: Securities Purchase Agreement (Thermoenergy Corp)

Investor Status. The Investor is an “accredited investor” as that term is defined in by Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct and the information provided by the Investor in the Investor Questionnaire, attached hereto as Appendix B, is truthful, accurate, and complete. The Investor is not registered as a registered broker-dealer under Section 15 of the Exchange Act or associated or affiliated with an affiliate of such a broker-dealer. The , except as otherwise provided in the Investor has a principal place of business at the address listed for Investor on the signature pages heretoQuestionnaire.

Appears in 1 contract

Samples: Securities Purchase Agreement (Modigene Inc.)

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