Investment types. For the purposes of this agreement, AIMS may from time to time manage investments for the Investor consisting of financial products, as defined in the FAIS Act, specifically securities and instruments, and participatory interests in collective investment schemes. Such investments may from time to time be managed in the form of individual financial products, or in the form of managed portfolios consisting of combinations of such financial products, as selected by the Investor in writing below. AIMS shall not invest in any foreign investments as part of the managed portfolios set out in clause 3 below, but shall only make use of South African investments.
Investment types. Both Parties shall determine and stipulate the terms and conditions for the Investment Commitment in writing prior to the release of funds to the Company.
Investment types. Consistent with the GFOA Policy Statement State Statutes Concerning Investment Practices, the following investments will be permitted by this policy and are those defined by state law where applicable:
Investment types. The Fund’s target investment types are preferred equity, mezzanine debt, and B-Notes. For clarity, a first mortgage originated with the intent of creating preferred equity, mezzanine and B-Notes are included in this target. Concentration of Funds. No more than $10 million of the Fund’s aggregate Capital Commitments will be invested in any single Investment. The General Partner will have authority to modify this threshold, up or down, if required in order to assure compliance with the Fund’s exemption from registration under the Investment Company Act.
Investment types. Listed below are available investment opportunities currently permitted by banking regulations and their current risk weight under the FDIC Risk-Based Capital Guidelines: FEDERAL FUNDS (OVERNIGHT) These are very short-term (less than 7 days) sales to other banks of available balances in excess of requirements. They are defined by regulatory authorities as “sales of assets” and are therefore not subject to lending limitations other than those self-imposed by the Bank within its Limitations on Interbank Liabilities compliance statement. Current risk weight: 20%. FEDERAL FUNDS (TERM) These are essentially fixed-rate advances made to other banks for terms beyond one business day. The market generally specifies maturities of one, two, three, six and twelve months. They are treated as loans (although not evidenced by notes) and are subject to lending limitations as well as those imposed by the Bank’s Limitations on Interbank Liabilities statement. Current risk weight: 20%. BANKER’S ACCEPTANCES Notes, which have been accepted and discounted by a bank. The primary obligor is the accepting bank. In the event of default by the bank, recourse to the maker of the note is available. There is an organized secondary market wherein these obligations may be bought and sold. Legal lending limits apply. Current risk weight 20%. RESELL AGREEMENTS These are short term investments were Oriental buys a security with an agreement to sell back. The difference between the buy and sell prices is the yield of the investment. The type of security bought with agreement to resell sets the credit risk of the transaction. When the transaction is shorter than a week, there might not be delivery of the security. PURCHASE/PUT BACK TRANSACTIONS From time to time the Bank can take advantage of opportunities in the markets by purchasing securities with a put back to the broker/dealer at a guaranteed price in the future. The put eliminates the market risk from the transaction and the Bank is guaranteed the spread during the period it owns the security. This transaction is very similar to a repurchase agreement since the broker/dealer is committed to purchasing the security at a pre-arranged price. Therefore, purchase put back transactions will be subject to the same credit limits as resell agreements, if the following conditions are met:
Investment types. 3.1 The Partnership shall not acquire Investments in any Portfolio Company that, at the time of acquisition of such Investment, operates in any of the restricted sectors referred to below or is expected to operate in any of such restricted sectors in the future:
Investment types. (choose one) □ Traditional IRA □ Direct Transfer from existing Traditional IRA □ SEP IRA □ Direct Transfer from existing SEP IRA □ Rollover IRA (Conduit) □ Direct Rollover payable to UMB from 403(b) or employer qualified plan □ Direct Transfer from existing Conduit IRA □ Xxxx Contributory IRA □ Direct Transfer from existing Xxxx Contributory IRA—original start date (MM/DD/YYYY) □ Xxxx Converted IRA □ Convert my existing Traditional IRA to a Xxxx Converted IRA □ Direct Transfer from existing Xxxx Converted IRA—original start date (MM/DD/YYYY)
