INVESTMENT OBJECTIVES AND GUIDELINES. Account Benchmarks and Requirements: The portfolios are permitted to invest in Equity Type Assets (UK Equities, Overseas Developed Equities and Overseas Emerging Equities), Property Assets (Commercial Property), Monetary Type Assets (government bonds, index linked, strategic bonds, corporate bonds and cash) and Alternative Assets. Please note the defensive portfolio is not permitted to invest in equity assets. Please indicate as appropriate: Risk Rated Model Model Name Comparator – aiming to outperform the following benchmark over a rolling 3 year period Benchmark – Distribution Technology’s (DT) asset class weights and historic returns/volatility of the portfolio prior to implementing AES asset allocationstrategy). ☐ 1-2 Defensive 12 month LIBOR index DT1 – very low risk no equity ☐ 2 Cautious 12 month LIBOR index plus 2% pa DT2 – very low risk ☐ 3 Conservative WMA Conservative index DT3 – low risk ☐ 3-4 Moderate WMA Conservative index DT4 – lowest medium risk ☐ 4 Income WMA Income index DT4 – lowest medium risk ☒ 5 Balanced WMA Balanced index DT5 – low medium risk ☐ 6 Growth WMA Growth index DT6 – High Medium Risk ☐ 7 Global Growth (Medium Equity Risk) WMA Growth DT7 – Highest Medium Risk ☐ 8 Global Growth (High Equity Risk) WMA Global Growth index DT8 – High Risk ☐ 9 UK Equity All Share index DT9 – Very High Risk ☐ 10 Global Growth (Highest Equity Risk) WMA Global Growth index DT10 – Highest Risk G.2 CLIENT SCHEDULE FEES
INVESTMENT OBJECTIVES AND GUIDELINES. (a) The Portfolio Manager shall invest the Client’s Assets with a view to achieving the Investment Objectives.
INVESTMENT OBJECTIVES AND GUIDELINES. (A) That the investment adviser only provides investment in securities markets that is buy/sell recommendations in stocks and commodities. It is clarified that the investment adviser will only provide Buy/sell recommendations and will not be responsible for execution of these advise, whether to act on the said recommendations or not is entirely on the discretion of the client. It is also clarified that it is suggested that the client shall make equal investments in all the advise provided by the client and shall maintain a proper stop loss as given by the adviser along with the recommendations so given.
INVESTMENT OBJECTIVES AND GUIDELINES. Client has provided Advisor ------------------------------------ with a written Statement of Investment Objectives & Guidelines (the "Guidelines") in the form attached hereto as Exhibit B and incorporated herein by reference. Advisor agrees to follow the Guidelines when making investments for Client's Account. Client shall give Advisor prompt written notice of any investments made for Client's Account which Client believes to have been made outside the Guidelines. Likewise, Advisor shall give Client prompt written notice of any investments made for Client's Account which Advisor believes to have been made outside the Guidelines. Client may change or modify the Guidelines from time to time by providing the Advisor written notice of such change or modification. Neither Advisor's acceptance of the Guidelines, nor any other provision of this Agreement shall be considered a guaranty that any specific result will be achieved.
INVESTMENT OBJECTIVES AND GUIDELINES. Client has provided Advisor with a written Statement of Investment Guidelines (the "Guidelines") in the form attached hereto as Exhibit B and incorporated herein by reference. Advisor agrees to at all times be in compliance with the Guidelines when making investments for Client's Account. Client shall give Advisor prompt written notice of any investments made for Client's Account which Client believes to have been made outside the Guidelines. Client may change or modify the Guidelines from time to time by providing the Advisor reasonable advance written notice of such change or modification provided, that Client may not amend the Guidelines to impose additional monitoring, reporting, or other material obligations on the Advisor without the Advisor's written consent. Neither Advisor's acceptance of the Guidelines, nor any other provision of this Agreement shall be considered a guaranty that any specific investment performance result will be achieved. In the event of an amendment to the Guidelines, the parties shall mutually agree to an appropriate fee schedule for any additional asset class not contemplated hereunder, and if the parties cannot mutually agree in good faith to an appropriate fee schedule within 10 days of the receipt of notice by the Advisor, Client shall have the right to select another investment manager for the applicable portion of the Account, provided however, that in such event the Client shall provide the Advisor with written notice of the identity of such other investment manager.
INVESTMENT OBJECTIVES AND GUIDELINES. Without prejudice to the generality of its appointment pursuant to Clause 2, the Investment Manager shall fully and comprehensively manage the Discretionary Account on a discretionary basis. The Investment Manager will invest the Investment Portfolio in accordance with the objectives and guidelines set out in investment Guidelines as laid down by the Client. The Investment Portfolio will be managed on an on-going basis by the Investment Manager having regard to the current market conditions. Allocation decisions shall take into account the Investment Guidelines, as well as prevailing market conditions and other factors deemed appropriate by the Investment Manager. As such, there is possibility that actual asset allocation may vary from the Investment Guidelines according to the Investment Manager’s view of the financial markets. The Client acknowledges and confirms that the Investment Guidelines can be amended upon written consent of the Client and the Investment Manager from time to time. If the modification in Investment Guidelines is proposed by the Client and/or the Investment Manager results in any inconsistency with the composition of the Investment Portfolio for the time being, such inconsistency will not be regarded as a breach of the Investment Guidelines and the Client authorizes the Investment Manager to take whatever action within such necessary period of time at the discretion of the Investment Manager to resolve the inconsistency. In addition, the Client will consult with the Investment Manager, to consider modifications of the Investment Guidelines which the Investment Manager may deem appropriate, provided that any such modifications shall at all times remain the sole discretion of the Client. The Investment Manager will from time to time review the Investment Guidelines and the Client agrees that the Investment Manager may consider adjustments in the Client’s best interest and as deemed appropriate. The Investment Manager will provide thirty (30) days' notice of alternations in writing and the Investment Guidelines shall be altered accordingly if the Investment Manager does not receive objection from the Client within the expiry of thirty (30) days' notice. In implementing the Investment Guidelines, the Investment Manager shall not: execute transactions in the Discretionary Account where the Investment Manager, any Investment Manager Group Company or any of their employees or officers is acting as principal, provided that nothing in this T...
INVESTMENT OBJECTIVES AND GUIDELINES. 4.1 Without prejudice to the generality of its appointment pursuant to Clause 2 and 3, the Investment Manager shall fully and comprehensively manage the Discretionary Account on a discretionary basis.
INVESTMENT OBJECTIVES AND GUIDELINES. 5.1. KRCHPL undertakes that as an investment adviser it shall make recommendations where the advices would be of direct implementation i.e. direct schemes/ direct codes, and other client specifications/ restrictions on investments, if any, where KRCHPL would not be in receipt of any commission/ brokerage/ advisory fee from the AMC/ Managers/ Owners of the investment being recommended.
INVESTMENT OBJECTIVES AND GUIDELINES. 7.1 In pursuance of the objective of this Agreement to provide the Client with a structure that can achieve preservation and growth of its capital, the Portfolio Manager shall endeavor to apply its professional expertise in order to help the Client achieve its goals as per the Investment Approach chosen by the Client. However, the Client agrees and acknowledges that while the aforesaid is the objective, there is no guarantee that the objectives will be achieved nor there is any guarantee of any returns or of there being no capital loss.
INVESTMENT OBJECTIVES AND GUIDELINES. 8.1. Long term equity investment focused on investing in companies with high growth and strong balance sheet. Opportune team looks for companies which have economic xxxxx, and/or display potential to develop strong competitive advantages over time. Companies that operate in industries that are potentially high growth and/or going through a transformation to be high-growth in the long-run. Management of companies which are ethical and sound. Valuations which are reasonable or fair, taking growth into perspective, however, we do not mind paying a premium for quality stocks. By signing this agreement, Client accept this investment philosophy and objective as primary to their portfolio as well.
