Investment Consulting Sample Clauses

Investment Consulting. To the extent specifically designated by the CLIENT on the annexed Schedule “A”, the PLANNER may provide the CLIENT with portfolio review and non-discretionary investment consulting services. If so designated, the PLANNER shall review the CLIENT’s existing investment portfolio, and then provide corresponding investment recommendations and advice consistent with the CLIENT’s designated investment objective(s), all of which recommendations and advice shall be based exclusively upon the information provided to the PLANNER by the CLIENT. In the event that a CLIENT’s personal/financial situation or investment objective(s) change, it is the CLIENT’s responsibility to notify the PLANNER accordingly for the purpose of the PLANNER reviewing/evaluating/revising previous recommendations, which follow-up services could be subject to an additional mutually agreed upon fixed- fee or an hourly rate charge. The CLIENT maintains absolute discretion as to whether or not to accept any of the PLANNER’s investment recommendations. PLANNER’s investment consulting service is generally intended to provide limited investment advice. The PLANNER’s investment consulting service does not include investment implementation nor ongoing investment supervision, monitoring, or reporting services. The CLIENT acknowledges that past performance may not be indicative of future results, and understands that the future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended by the PLANNER) may not be profitable or equal historical performance level(s). In the event that the PLANNER is requested to provide consulting services with respect to a retirement plan sponsored by the CLIENT’s employer, the CLIENT acknowledges that the PLANNER’s recommendations shall be limited to the investment alternatives provided by the retirement plan.
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Investment Consulting. To the extent specifically designated by the CLIENT on the annexed Schedule “A”, the PLANNER may provide the CLIENT with portfolio review and non-discretionary investment consulting services. If so designated, the PLANNER shall review the CLIENT’s existing investment portfolio, and then provide corresponding investment recommendations and advice consistent with the CLIENT’s designated investment objective(s), all of which recommendations and advice shall be based exclusively upon the information provided to the PLANNER by the CLIENT. In the event that a CLIENT’s personal/financial situation or investment objective(s) change, it is the CLIENT’s responsibility to notify the PLANNER accordingly for the purpose of the PLANNER reviewing/evaluating/revising previous recommendations, which follow-up services could be subject to an additional mutually agreed upon fixed-fee or an hourly rate charge. The CLIENT maintains absolute discretion as to whether or not to accept any of the PLANNER’s investment recommendations. PLANNER’s investment consulting service is generally intended to provide limited investment advice to those individuals who do not wish to engage the PLANNER for comprehensive ongoing investment advisory services. The PLANNER’s investment consulting service does not include investment implementation nor ongoing investment supervision, monitoring, or reporting services. Should the CLIENT desire comprehensive investment advisory services, the CLIENT may engage the PLANNER to provide same (see paragraph 2(e) of this Agreement). The CLIENT acknowledges that past performance may not be indicative of future results, and understands that the future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended by the PLANNER) may not be profitable or equal historical performance level(s). In the event that the PLANNER is requested to provide consulting services with respect to a retirement plan sponsored by the CLIENT’s employer, the CLIENT acknowledges that the PLANNER’s recommendations shall be limited to the investment alternatives provided by the retirement plan. If the PLANNER provides such service, the PLANNER’s authority shall be limited to the allocation of the Assets among the investment alternatives available through the plan, and, as such, PLANNER will not have, nor will it accept, any authority to effect any other type of transactions or changes via the plan web site, including bu...
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Investment Consulting. To the extent specifically designated by the CLIENT on the annexed Schedule “A”, the PLANNER may provide the CLIENT with portfolio review and non-discretionary investment consulting services. If so designated, the PLANNER shall review the CLIENT’s existing investment portfolio, and then provide corresponding investment recommendations and advice consistent with the CLIENT’s designated investment objective(s), all of which recommendations and advice shall be based exclusively upon the information provided to the PLANNER by the CLIENT. In the event that a CLIENT’s personal/financial situation or investment objective(s) change, it is the CLIENT’s responsibility to notify the PLANNER accordingly for the purpose of the PLANNER reviewing/evaluating/revising previous recommendations, which follow-up services could be subject to an additional mutually agreed upon fixed-fee or an hourly rate charge. The CLIENT maintains absolute discretion as to whether or not to accept any of the PLANNER’s investment recommendations. PLANNER’s investment consulting service is generally intended to provide limited investment advice to those individuals who do not wish to engage the PLANNER for comprehensive ongoing investment advisory services. The PLANNER’s investment consulting service does not include investment implementation nor ongoing investment supervision, monitoring, or reporting services. The CLIENT acknowledges that past performance may not be indicative of future results, and understands that the future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended by the PLANNER) may not be profitable or equal historical performance level(s). In the event that the PLANNER is requested to provide consulting services with respect to a retirement plan sponsored by the CLIENT’s employer, the CLIENT acknowledges that the PLANNER’s recommendations shall be limited to the investment alternatives provided by the retirement plan.
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Related to Investment Consulting

  • Investment Advisor The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.

  • Consulting If the Executive agrees to the provisions of Section 14(e) above, then the Executive shall have the obligation to provide consulting services to the Company as an independent contractor, commencing on the Date of Termination and ending on the second anniversary of the Date of Termination (the “Consulting Period”). The Executive shall hold himself available at reasonable times and on reasonable notice to render such consulting services as may be so assigned to him by the Board or the Company’s then Chief Executive Officer; provided, however, that unless the parties otherwise agree, the consulting services rendered by the Executive during the Consulting Period shall not exceed twenty (20) hours each month; and, provided, further, that the consulting services rendered by the Executive during the Consulting Period shall in no event exceed twenty percent (20%) of the average level of services performed by the Executive for the Company over the thirty-six (36) month period immediately preceding the Executive’s Separation from Service (or the full period of services to the Company, if the Executive has been providing services to the Company for less than thirty-six (36) months). The Company agrees to use its best efforts during the Consulting Period to secure the benefit of the Executive’s consulting services so as to minimize the interference with the Executive’s other activities, including requiring the performance of consulting services at the Company’s offices only when such services may not be reasonably performed off-site by the Executive.

  • Independent Consultant 13.1 In the performance of work or services hereunder, Consultant shall be deemed an independent contractor, and any of its agents, employees, officers, or volunteers performing work required hereunder shall be deemed solely as employees of contractor or, where permitted, of its subcontractors.

  • Advisory Services The Advisor shall act as investment advisor for the Funds and shall, in such capacity, supervise all aspects of the Funds' operations, including the investment and reinvestment of cash, securities or other properties comprising the Funds' assets, subject at all times to the policies and control of the Board of Trustees. The Advisor shall give the Trust and the Funds the benefit of its best judgment, efforts and facilities in rendering its services as investment advisor.

  • Advisor BY: /S/ XXXX X. XXXX -------------------------- NAME: XXXX X. XXXX TITLE: SENIOR VICE PRESIDENT INVESCO POWERSHARES CAPITAL MANAGEMENT LLC Sub-Advisor BY: /S/ XXXXXX XXXXXXXXXXX -------------------------- NAME: XXXXXX XXXXXXXXXXX TITLE: MANAGING DIRECTOR OF US STRATEGY AND MARKETING Sub-Item 77Q1(e) AMENDMENT NO. 9 TO SUB-ADVISORY CONTRACT This Amendment dated as of December 21, 2015, amends the Sub-Advisory Contract (the "Contract") between Invesco Advisers, Inc. (the "Advisor") and Invesco PowerShares Capital Management LLC (the "Sub-Advisor").

  • UNION MANAGEMENT CONSULTATION COMMITTEE 28.00 The Union and the Employer agree to establish/maintain a Union Management Consultation Committee which shall be comprised of two (2) representatives of the Local Union and two (2) representatives of the Employer. A person designated by the Union and the Employer shall alternate as the Chairperson.

  • JOINT CONSULTATION 21.01 The parties acknowledge the mutual benefits to be derived from joint consultation and are prepared to enter into discussion aimed at the development and introduction of appropriate machinery for the purpose of providing joint consultation on matters of common interest.

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