Investment Company; Public Utility Holding Company. Neither the Borrower nor any of its Subsidiaries is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 5 contracts
Samples: Credit Agreement (Morton Industrial Group Inc), Credit Agreement (Morton Industrial Group Inc), Credit Agreement (Morton Industrial Group Inc)
Investment Company; Public Utility Holding Company. Neither the such Borrower nor any of its Subsidiaries is Subsidiary thereof is, or after giving effect to any Loan will be, an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of . Neither such Borrower nor any Subsidiary thereof is subject to regulation under the Public Utility Holding Company Act of 1935, as amended.
Appears in 2 contracts
Samples: Assignment and Acceptance Agreement (Nuveen John Company), Credit Agreement (Nuveen John Company)
Investment Company; Public Utility Holding Company. Neither the Borrower Company nor any of its Subsidiaries is an "“investment company" ” or a company "“controlled" ” by an "“investment company" ” within the meaning of the Investment Company Act of 1940, as amended, or a "“public utility holding company" ” within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Morton Industrial Group Inc)
Investment Company; Public Utility Holding Company. Neither the Borrower Company nor any of its Subsidiaries is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Morton Industrial Group Inc)
Investment Company; Public Utility Holding Company. Neither the Parent nor any Borrower nor any of its their respective Subsidiaries is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of the Public Utility Holding Company Act of 1935, as amended.
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Investment Company; Public Utility Holding Company. Neither the The Borrower nor any of its Subsidiaries is not an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within . Neither the meaning of Borrower nor any Subsidiary is subject to regulation under the Public Utility Holding Company Act of 1935, as amended.
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