Investment Act Sample Clauses

Investment Act. The Company is not required to be registered as, and is not an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.
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Investment Act. Etc. Neither the Parent nor any of its Subsidiaries is an "investment company" nor an "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. ? 80(a)(l), et seq.), nor is the Parent or any Subsidiary subject to any other state or federal regulation limiting its ability to incur Debt. The making of the Post-Petition Revolving Loans and other financial accommodations hereunder by the Agent and the Lenders, the application of the proceeds and repayment thereof by the Borrowers and the consummation of the other transactions contemplated by this Agreement and the Loan Documents do not violate any provisions of such laws or any rule, regulation or order issued by the Securities and Exchange Commission or other Public Authority thereunder.
Investment Act. The Buyer is not required to be registered as, and is not an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.
Investment Act. The Company is not, and immediately after giving effect to the offering and sale of the Shares, will not be an “investment company” or a company “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended.
Investment Act.  “An investment subject to notification under part 3 that would otherwise be reviewable, is reviewable if it falls w/in a prescribed business activity that in the opinion of the governor in council is related to Canada’s cultural heritage or national identity.”  This means that any cultural industries investment is subject to review.
Investment Act. Such Borrower is not an "investment company" nor an -------------- "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. (S) 80(a)(l), et seq.). The making of the Working Capital Loans, the Term Loan, and other financial accommodations hereunder by the Lender, the application of the proceeds and repayment thereof by the Borrowers and the consummation of the other transactions contemplated by this Agreement and the Loan Documents do not violate any provisions of such Act or any rule, regulation or order issued by the Securities and Exchange Commission thereunder.
Investment Act. The Borrower is not an "investment company" nor an "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. Section 80(a)(l), et seq.). The making of the Working Capital Loans, the Term Loan, and other financial accommodations hereunder by the Lender, the application of the proceeds and repayment thereof by the Borrower and the consummation of the other transactions contemplated by this Agreement and the Loan Documents do not violate any provisions of such Act or any rule, regulation or order issued by the Securities and Exchange Commission thereunder.
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Investment Act. 69 6.21 Margin Securities............................................................................. 69 6.22 Benefit....................................................................................... 70 6.23
Investment Act. Such Borrower is not an "investment company" -------------- nor an "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. ss. 80(a)(l), et seq.). The making of Loans under the A Term Loan Facility, the B Term Loan Facility, the Canadian Term Loan Facility or the Working Capital Facility, and other financial accommodations hereunder by the Lender, the application of the proceeds and repayment thereof by the Borrowers and the consummation of the other transactions contemplated by this Agreement and the Loan Documents do not violate any provisions of such Act or any rule, regulation or order issued by the Securities and Exchange Commission thereunder.
Investment Act. None of the Borrowers or the Parent is an -------------- "investment company" or an "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended (15 U.S.C. S 80(a)(l), et seq.). The -- --- making of the Revolving Loans and other financial accommodations hereunder by the Agent and/or Lenders, the application of the proceeds and repayment thereof by the Borrowers and other transactions contemplated by this Agreement and the Loan Documents do not violate any provisions of such Act or any rule, regulation or order issued by the Securities and Exchange Commission thereunder.
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