Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP and such internal control over financial reporting is effective.
Appears in 8 contracts
Samples: Securities Purchase Agreement (MidWestOne Financial Group, Inc.), Securities Purchase Agreement (First Mid Illinois Bancshares Inc), Stock Purchase Agreement (RMB Capital Management, LLC)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP and such internal control over financial reporting is effectivewas effective as of the date of the most recent SEC Report.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Ameris Bancorp), Securities Purchase Agreement (Vantagesouth Bancshares, Inc.), Share Exchange Agreement (Yadkin Valley Financial Corp)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effectivewas effective as of the date of the most recent SEC Report.
Appears in 6 contracts
Samples: Subscription Agreement (Oriental Financial Group Inc), Securities Purchase Agreement (SCBT Financial Corp), Escrow Agreement (Oriental Financial Group Inc)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effective.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Citizens Community Bancorp Inc.), Securities Purchase Agreement (First Bancshares Inc /MS/), Securities Purchase Agreement (First Bancshares Inc /MS/)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP and such internal control over financial reporting is effectivewas effective as of the date of the most recent SEC Report.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Codorus Valley Bancorp Inc), Securities Purchase Agreement (Bay Banks of Virginia Inc), Securities Purchase Agreement (Bridge Capital Holdings)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP and such internal control over financial reporting is effective.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ChinaCache International Holdings Ltd.), Share Purchase Agreement (Saratoga Resources Inc /Tx), Share Purchase Agreement (Cyalume Technologies Holdings, Inc.)
Internal Control Over Financial Reporting. Except as set forth in the SEC ReportsReports on file as of the Original Signing Date, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effective.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains a system of internal control over financial reporting (as such term is defined in Rule 13a-15(f) Rules 13a-15 and 15d-15 under the Exchange 1934 Act) designed sufficient to provide reasonable assurance regarding the reliability of assurances that its financial reporting is reliable and the preparation of its financial statements for external purposes are prepared in accordance with GAAP and such internal control over financial reporting is effectiveGAAP.
Appears in 2 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)
Internal Control Over Financial Reporting. Except as set forth in the SEC ReportsReports on file as of the date of this Agreement, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effective.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Heritage Oaks Bancorp)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effectivewas effective as of the date of the most recent SEC Report.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Firstsun Capital Bancorp), Upfront Securities Purchase Agreement (Firstsun Capital Bancorp)
Internal Control Over Financial Reporting. Except as set forth in the SEC ReportsPreviously Disclosed, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP generally accepted accounting principles and such internal control over financial reporting is effective.
Appears in 1 contract
Samples: Form of Stock Purchase Agreement (Investar Holding Corp)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the Company maintains internal control over financial reporting (as such term is defined in Rule 13a-15(f) and 15d-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP and such internal control over financial reporting is effective.
Appears in 1 contract
Samples: Securities Purchase Agreement (Carolina Bank Holdings Inc)
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains will maintain a system of internal control over financial reporting (as such term is defined in Rule 13a-15(f) Rules 13a-15 and 15d-15 under the Exchange Act1000 Xxx) designed sufficient to provide reasonable assurance regarding the reliability of assurances that its financial reporting is reliable and the preparation of its financial statements for external purposes are prepared in accordance with GAAP and such internal control over financial reporting is effectiveGAAP.
Appears in 1 contract
Samples: Underwriting Agreement (Stellus Capital Investment Corp)
Internal Control Over Financial Reporting. Except as set forth disclosed in the SEC ReportsTime of Sale Memorandum, the Company and each of its Subsidiaries maintains internal control over financial reporting (as such term is defined in Rule Rules 13a-15(f) and 15d-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP GAAP, and such internal control over financial reporting is effectiveeffective to perform the functions for which it was established.
Appears in 1 contract
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company and each of its Subsidiaries maintains a system of internal control over financial reporting (as such term is defined in Rule Rules 13a-15(f) and 15d-15(f) under the Exchange Act) designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with GAAP GAAP, and such internal control over financial reporting is effectiveeffective to perform the functions for which it was established.
Appears in 1 contract
Internal Control Over Financial Reporting. Except as set forth in the SEC Reports, the The Company maintains will maintain a system of internal control over financial reporting (as such term is defined in Rule 13a-15(f) 13a-15 and 15d-15 under the Exchange Act1000 Xxx) designed sufficient to provide reasonable assurance regarding the reliability of assurances that its financial reporting is reliable and the preparation of its financial statements for external purposes are prepared in accordance with GAAP and such internal control over financial reporting is effectiveGAAP.
Appears in 1 contract
Samples: Main Street Capital CORP
