Common use of Insiders’ NASD Affiliation Clause in Contracts

Insiders’ NASD Affiliation. No officer or director of the Company or owner of any of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter and the NASD if any stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.

Appears in 2 contracts

Samples: Underwriting Agreement (Teardrop Golf Co), Underwriting Agreement (Millbrook Press Inc)

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Insiders’ NASD Affiliation. No officer or officer, director of the Company or, to the best knowledge of the Company, any holder of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. To the best knowledge of the Company, no beneficial owner of any of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter Representative and the NASD if the Company becomes aware of any 5% or greater stockholder of the Company who is or becomes an affiliate or associated person of an NASD member participating in the offeringdistribution.

Appears in 1 contract

Samples: Underwriting Agreement (Dunn Computer Corp)

Insiders’ NASD Affiliation. No officer or director of the Company or owner of any of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter Representative and the NASD if any stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offeringoffering or distribution.

Appears in 1 contract

Samples: Underwriting Agreement (Trident Rowan Group Inc)

Insiders’ NASD Affiliation. No Except as set forth on SCHEDULE 2.19.4, no officer or director of the Company or owner of any of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter and the NASD if it learns that any officer, director or stockholder of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.

Appears in 1 contract

Samples: Underwriting Agreement (Montana Mills Bread Co Inc)

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Insiders’ NASD Affiliation. No officer or director of the Company or owner of any of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter and the NASD if any stockholder of the Company is becomes, directly or becomes indirectly, an affiliate or associated person of an NASD member participating in the offering.

Appears in 1 contract

Samples: Underwriting Agreement (Pivot Rules Inc)

Insiders’ NASD Affiliation. No officer or director of the Company or beneficial owner of any 5% or more of the Company's unregistered securities outstanding Common Stock has any direct or indirect affiliation or association with any NASD member. The Company will advise the Underwriter and the NASD if any stockholder beneficially owning 5% or more of the outstanding Common Stock of the Company is or becomes an affiliate or associated person of an NASD member participating in the offering.

Appears in 1 contract

Samples: Underwriting Agreement (Dental Medical Diagnostic Systems Inc)

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