Insiders’ NASD Affiliation. Based on questionnaires distributed to such persons, except as set forth on Schedule 2.17.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Shares is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 12 contracts
Samples: Underwriting Agreement (Stone Arcade Acquisition CORP), Underwriting Agreement (Pharmamatrix Acquisition CORP), Underwriting Agreement (Pharmamatrix Acquisition CORP)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such personsthe Questionnaires, except as set forth on Schedule 2.17.42.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or beneficial owner of at least 5% of the Company's outstanding Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offeringmember.
Appears in 11 contracts
Samples: Underwriting Agreement (Renaissance Acquisition Corp.), Underwriting Agreement (Renaissance Acquisition Corp.), Underwriting Agreement (Renaissance Acquisition Corp.)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such personsthe Questionnaires, except as set forth on Schedule 2.17.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or beneficial owner of at least 5% of the Company's outstanding Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offeringmember.
Appears in 6 contracts
Samples: Underwriting Agreement (Taliera CORP), Underwriting Agreement (Taliera CORP), Underwriting Agreement (Taliera CORP)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such personsthe Questionnaires, except as set forth on Schedule 2.17.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative Co-Representatives and its their counsel if it learns that any officer, director or beneficial owner of at least 5% of the Company's outstanding Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offeringmember.
Appears in 3 contracts
Samples: Underwriting Agreement (Media & Entertainment Holdings, Inc.), Underwriting Agreement (Media & Entertainment Holdings, Inc.), Underwriting Agreement (Media & Entertainment Holdings, Inc.)
Insiders’ NASD Affiliation. Based on questionnaires distributed to such persons, except as set forth on Schedule 2.17.42.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative Representatives and each of its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Shares Stock is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.)
Insiders’ NASD Affiliation. Based on questionnaires distributed To the Company's knowledge, other than as disclosed in the NASD Questionnaires completed by the Initial Stockholders and delivered to such persons, except as set forth on Schedule 2.17.4counsel to the Representative prior to the date hereof, no officer, director director, or five percent or greater stockholder of the Company has any direct or indirect affiliation or association with any NASD member and no beneficial owner of the Company's unregistered securities securities, regardless of the time acquired or source from which derived, has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Common Shares is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Grout Dianna), Underwriting Agreement (Unity Emerging Technology Venture One LTD)
Insiders’ NASD Affiliation. Based on questionnaires the Questionnaires distributed to such persons, except as set forth on Schedule 2.17.42.18.4, no officer, director or any beneficial owner of the Company's unregistered securities has any direct or indirect affiliation or association with any NASD member. The Company will advise the Representative and its counsel if it learns that any officer, director or owner of at least 5% of the Company's outstanding Class A and Class B Common Shares Stock (in the aggregate) is or becomes an affiliate or associated person of an NASD member participating in the offering.
Appears in 1 contract
