INFORMATION THAT WE COLLECT. Information about consumers is accumulated from a variety of sources. Some information is provided to First Trust Retirement directly by customers themselves. First Trust Retirement develops other data as a function of providing a product or service to a customer. Still other information is obtained from outside sources. We will limit the use and collection of information about our customers to that which is necessary to administer our business and provide superior service. This means that we will use information to help us identify and mitigate potential risks or loss to First Trust Retirement only in accordance with the principles set out in this policy.
INFORMATION THAT WE COLLECT. When you visit our website, we receive and collect certain information about you.The information that we receive and collect depends in part on what you do when you visit our xxxxxxx.Xxx may be able to improve your experience on our website when you tell us who you are - for example, by signing up for e-mail or newsletters, applying for products, making inquiries, or requesting further information about a product or service. Some of the information you may submit is personally identifiable information, but much of it is not. Personally identifiable information is information that identifies a particular person. Examples include your name, phone number, address, and social security number. It is possible to browse our website without actively submitting any person- ally identifiable information. We may use this information for a number of purposes, for example, to better service your requests and/or inquiries, monitor website usage and/or performance, improve the member experience of our website, ensure technological compatibility with your computer, protect against fraud or identity theft, or conduct aggregate analyses on usage patterns.
INFORMATION THAT WE COLLECT. In connection with providing you with our services, we obtain nonpublic personal information about you that may include the following: • information that we receive from you in subscription documents or other forms including your name, address, social security number, assets, and income; and • information about your investments with us.
INFORMATION THAT WE COLLECT. In connection with providing you with our services, we obtain nonpublic personal information about you that may include the following: • Information that we receive from you in subscription documents or other forms including your name, address, social security number, assets, and income. • Information about your investments with us. Information That We Share. We, along with our affiliates use or share information in a limited and carefully controlled manner. We do not disclose any nonpublic information about our investors or former investors to anyone, except as permitted by law. Instances in which we may be required to share your information include: • Disclosure to companies that provide services necessary to effect a transaction that you request or to service your account, such as prime brokers, accountants, attorneys, or administrators. • Disclosure to companies that provide services to us or our affiliates, such as attorneys, marketing or placement agents or consultants. We require such persons to protect the confidentiality of your nonpublic personal information and to use the information only for purposes for which it is disclosed to them. • Disclosure to government agencies, courts, parties to lawsuits, or regulators in response to subpoenas. In such cases, we share only the information that we are required or authorized to share.
INFORMATION THAT WE COLLECT. In connection with providing you with our services, we obtain nonpublic personal information about you that may include the following: • Information that we receive from you in subscription documents or other forms including your name, address, social security number, assets, and income. • Information about your investments with us. Information That We Share. We, along with our affiliates use or share information in a limited and carefully controlled manner. We do not disclose any nonpublic information about our investors or former investors to anyone, except as permitted by law. Instances in which we may be required to share your information include: • Disclosure to companies that provide services necessary to effect a transaction that you request or to service your account, such as prime brokers, accountants, attorneys, or administrators. • Disclosure to companies that provide services to us or our affiliates, such as attorneys, marketing or placement agents or consultants. We require such persons to protect the confidentiality of your nonpublic personal information and to use the information only for purposes for which it is disclosed to them. • Disclosure to government agencies, courts, parties to lawsuits, or regulators in response to subpoenas. In such cases, we share only the information that we are required or authorized to share. Confidentiality and Security. Only those persons who need your information to perform their jobs have access to it. In addition, we maintain physical, electronic, and procedural security measures that comply with federal regulations to protect your information. Our employees have limited access to your personal information based upon their responsibilities. All employees are instructed to protect the confidentiality of your personal information as described in these policies, which are strictly enforced. EXHIBIT D INVESTOR TAX FORMS REQUEST FOR TAXPAYER IDENTIFICATION NUMBER AND CERTIFICATION If you are a U.S. person for United States federal income tax purposes, please complete the Substitute Internal Revenue Service (“IRS”) Form W-9 “Request for Taxpayer Identification Number and Certification”. If you are not a U.S. person for United States federal income tax purposes, please complete the appropriate Substitute Form W-8 (and all required attachments). Exhibit D-I – Substitute Form W-9 FEDERAL INCOME TAX BACKUP WITHHOLDING In order to prevent the application of federal income tax backup withholding, each holder of Membe...
