Ineligible Persons. Neither Parent, nor any "affiliated person" (as defined in the Investment Company Act) thereof, is ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser (or in any other capacity contemplated by the Investment Company Act) to a registered investment company. Neither Parent nor any "associated person" (as defined in the Advisers Act) thereof, is ineligible pursuant to Section 203 of the Advisers Act to serve as an investment adviser or as an associated person to a registered investment adviser. Neither Parent nor any "associated person" (as defined in the Exchange Act) thereof, is ineligible pursuant to Section 15(b) of the Exchange Act to serve as a broker-dealer or as an associated person to a registered broker-dealer.
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Samples: Agreement and Plan of Share (Franklin Resources Inc), Agreement and Plan of Share (Franklin Resources Inc)
Ineligible Persons. Neither Parent, Opgroup nor any "affiliated person" (as defined in the Investment Company Act) thereof, thereof is ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser (or in any other capacity contemplated by the Investment Company Act) to a registered investment company. Neither Parent Opgroup nor any "associated person" (as defined in the Advisers Act) thereof, thereof is ineligible pursuant to Section 203 of the Advisers Act to serve as an investment adviser or as an associated person to a registered investment adviser. Neither Parent Opgroup nor any "associated person" (as defined in the Exchange Act) thereof, thereof is ineligible pursuant to Section 15(b) of the Exchange Act to serve as a broker-dealer or as an associated person to a registered broker-dealer.
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Samples: Agreement and Plan of Merger (Pimco Advisors L P /), Agreement and Plan of Merger (Pimco Advisors L P /)
Ineligible Persons. Neither Parent, None of the Seller Entities nor any "affiliated person" (as defined in the Investment Company Act) thereof, of any of them is ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser (or in any other capacity contemplated by referred to in Section 9(a) of the Investment Company Act) to a registered investment company. Neither Parent nor any "associated person" (as defined in None of the Advisers Act) thereof, Seller Entities is ineligible pursuant to Section 203 of the Investment Advisers Act to serve as an investment adviser or as an associated person to a registered investment adviser. Neither Parent nor any "associated person" (as defined in the Exchange Act) thereof, is ineligible pursuant to Section 15(b) of the Exchange Act to serve as a registered investment adviser or broker-dealer and no "associated person" (as defined in the Investment Advisers Act or the Exchange Act) of any Seller Entity is ineligible pursuant to Section 203 of the Investment Advisers Act or Section 15(b) of the Exchange Act to serve as an associated person to of a registered investment adviser or broker-dealer.
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Ineligible Persons. Neither ParentOpgroup, nor any "affiliated person" (as defined in the Investment Company Act) thereof, thereof is ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser (or in any other capacity contemplated by the Investment Company Act) to a registered investment company. Neither Parent Opgroup nor any "associated person" (as defined in the Advisers Act) thereof, is ineligible pursuant to Section 203 of the Advisers Act to serve as an investment adviser or as an associated person to a registered investment adviser. Neither Parent Opgroup nor any "associated person" (as defined in the Exchange Act) thereof, is ineligible pursuant to Section 15(b) of the Exchange Act to serve as a broker-dealer or as an associated person to a registered broker-dealer.
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Samples: Agreement and Plan of Merger (Pimco Advisors L P /)
Ineligible Persons. Neither Parent, 1838 nor any "affiliated person" (as defined in the Investment Company Act) thereof, is ineligible pursuant to Section 9(a) or 9(b) of the Investment Company Act to serve as an investment adviser advisor (or in any other capacity contemplated by the Investment Company Act) to a registered investment company. Neither Parent 1838 nor any "associated person" (as defined in the Advisers Act) thereof, is ineligible pursuant to Section 203 of the Advisers Act to serve as an investment adviser or as an associated person to a registered investment adviser. Neither Parent 1838 nor any "associated person" (as defined in the Exchange Act) thereof, is ineligible pursuant to Section 15(b) of the Exchange Act to serve as a broker-dealer or as an associated person to a registered broker-dealer.
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