Common use of Holder Status Clause in Contracts

Holder Status. On each date on which the Holder exercises this Warrant, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Intellipharmaceutics International Inc.

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Holder Status. On each date on which the The Holder exercises this Warrant, it will be either: is (i) an “accredited investor” as defined in within the meaning of Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 of Regulation D promulgated under the Securities Act or of 1933, as amended (the “Securities Act”), and (ii) a “qualified institutional buyer” as defined in within the meaning of Rule 144A(a) 144A promulgated under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Exchange Agreement (Verenium Corp)

Holder Status. On As of the date hereof the Holder is, and on each date on which the Holder exercises this Warrantany Warrants, it the Holder will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Warrant Exercise Agreement (Workhorse Group Inc.)

Holder Status. On each date on which the Holder exercises this Warrant, it will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: InMed Pharmaceuticals Inc.

Holder Status. On Such Holder is, and on each date on which the Holder it exercises this Warrantany Warrants, it will be be, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Warrant Amendment Agreement (Xoma LTD /De/)

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Holder Status. On each date on which the The Holder exercises this Warrant, it will be is either: (i) a “qualified institutional buyer” as defined in Rule 144A under the Securities Act; or (ii) an “accredited investor” as defined in Rule 501(a)(1), (a)(22), (a)(3), (a)(73) or (a)(87) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such of Regulation D. The Holder is not required to be registered as a broker-broker or dealer under Section 15 15(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act.”) or a member of the National Association of Securities Dealers, Inc.

Appears in 1 contract

Samples: Innovative Software Technologies Inc

Holder Status. On each date on which the Holder exercises this Warrant, it will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Amendment and Waiver Agreement (RiceBran Technologies)

Holder Status. On each date on which the Holder exercises this Warrant, it will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.Exhibit A Amendment

Appears in 1 contract

Samples: Statera Biopharma, Inc.

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