Common use of Holder Status Clause in Contracts

Holder Status. At the time such Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 8 contracts

Samples: Mobiquity Technologies, Inc., Mobiquity Technologies, Inc., Mobiquity Technologies, Inc.

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Holder Status. At the time such the Holder was offered the New Securities, it was, and as of the date hereof it is, and on each date on which it converts exercises any Notes New Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 3 contracts

Samples: Warrant Exercise Agreement (Amyris, Inc.), Warrant Exercise Agreement (Amyris, Inc.), Warrant Exercise Agreement (Reebonz Holding LTD)

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 2 contracts

Samples: Notis Global, Inc., Medbox, Inc.

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts exercises any Notes Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act.

Appears in 2 contracts

Samples: Note Conversion Agreement (Cingulate Inc.), Note Conversion Agreement (Cingulate Inc.)

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes the Series A Preferred Stock it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 2 contracts

Samples: Series a Exchange Agreement (MobileSmith, Inc.), Series a Exchange Agreement (MobileSmith, Inc.)

Holder Status. At the time such the Holder was offered the New Securities, it was, and as of the date hereof Closing Date it is, and on each date on which it converts exercises any Notes New Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 2 contracts

Samples: Warrant Exercise Agreement (Amyris, Inc.), Warrant Exercise Agreement (Amyris, Inc.)

Holder Status. At the time such the Holder was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it converts any Notes it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act.

Appears in 2 contracts

Samples: Note Conversion Agreement (Loop Media, Inc.), Note Conversion Agreement (Loop Media, Inc.)

Holder Status. At the time such Holder was offered the Securities, it was, and as of On the date hereof it is, and on each date on which it converts any Notes Holder elects to convert all or a portion of this Note, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 2 contracts

Samples: Note Modification Agreement (Atrinsic, Inc.), Note Modification Agreement (Atrinsic, Inc.)

Holder Status. At the time such Holder was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it converts any Notes it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (authID Inc.)

Holder Status. At the time such the Holder was offered the SecuritiesWarrants, it was, and as of the date hereof it is, and on each date on which it converts any Notes exercises the Warrants it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Exactus, Inc.

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes a portion of the Note, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.)

Holder Status. At the time such Holder was offered the SecuritiesWarrants, it was, and as of the date hereof it is, and on each date on which it converts exercises any Notes Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Stock Purchase, Amendment and Issuance Agreement (Northwest Biotherapeutics Inc)

Holder Status. At the time such Holder was offered issued or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (Digital Health Acquisition Corp.)

Holder Status. At the time such Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts exercises any Notes Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. The Holder is not, and within the ninety (90) days preceding the date of this Agreement has not been, an Affiliate of the Company.

Appears in 1 contract

Samples: Securities Exchange Agreement (Northwest Biotherapeutics Inc)

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Holder Status. At the time such Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes Shares or exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (EVmo, Inc.)

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any its New Notes into Conversions Shares, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act. The Holder is not, and within the ninety (90) days preceding the date of this Agreement has not been, an Affiliate of the Company.

Appears in 1 contract

Samples: Securities Exchange Agreement (Northwest Biotherapeutics Inc)

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrant or converts any Notes the Note it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Giga Tronics Inc)

Holder Status. At the time such the Holder was offered the Securities, ------------- it was, and as of at the date hereof it is, and on each date on which it converts any Notes it will be is an "accredited investor" as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act.

Appears in 1 contract

Samples: Elinear Inc

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes the Series B Preferred Stock it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Series B Exchange Agreement (Tapinator, Inc.)

Holder Status. At the time such the Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: DPW Holdings, Inc.

Holder Status. At the time such Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Notes Debentures it will be an "accredited investor" as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act.

Appears in 1 contract

Samples: Securities Exchange Agreement (Activecare, Inc.)

Holder Status. At the time such Holder was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Notes Shares, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: Exchange Agreement (Edible Garden AG Inc)

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