General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the Securities.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Antigenics Inc /De/), Securities Purchase Agreement (Armen Garo H), Securities Purchase Agreement (Antigenics Inc /De/)
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesCommon Stock offered hereby.
Appears in 10 contracts
Samples: Equity Distribution Agreement (KULR Technology Group, Inc.), Equity Distribution Agreement (Cannabics Pharmaceuticals Inc.), Equity Distribution Agreement (Leafbuyer Technologies, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares or the Warrants.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Forbes Medi Tech Inc), Securities Purchase Agreement (Forbes Medi Tech Inc), Securities Purchase Agreement (Forbes Medi Tech Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the Purchased Securities.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Iomai Corp), Securities Purchase Agreement (Biopure Corp), Securities Purchase Agreement (Globecomm Systems Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesPurchased Shares.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Smith Micro Software Inc), Common Stock Purchase Agreement (Vivus Inc), Common Stock Purchase Agreement (Vivus Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares. The Company has offered the Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Medefile International, Inc.), Securities Purchase Agreement (Medefile International, Inc.), Securities Purchase Agreement (Medefile International, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares or the Warrant.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Protocall Technologies Inc), Securities Purchase Agreement (Protocall Technologies Inc), Securities Purchase Agreement (Protocall Technologies Inc)
General Solicitation. Neither the Company Company, nor any of its affiliates, nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesUnits.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Cyclo Therapeutics, Inc.), Securities Purchase Agreement (Cyclo Therapeutics, Inc.), Securities Purchase Agreement (Cyclo Therapeutics, Inc.)
General Solicitation. Neither the Company Company, nor any of its affiliates, nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (CTD Holdings Inc), Securities Purchase Agreement (CTD Holdings Inc), Securities Purchase and Collaboration Agreement (CTD Holdings Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the Purchased Securities. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Roo Group Inc), Securities Purchase Agreement (Roo Group Inc), Securities Purchase Agreement (Medefile International, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of promulgated under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Note Satisfaction and Securities Purchase Agreement (Lightpath Technologies Inc), Common Stock Purchase Agreement (Searchlight Minerals Corp.), Common Stock Purchase Agreement (Searchlight Minerals Corp.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its Affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesPurchased Securities hereunder.
Appears in 3 contracts
Samples: Securities Purchase and Registration Rights Agreement (AIT Therapeutics, Inc.), Securities Purchase and Registration Rights Agreement (AIT Therapeutics, Inc.), Securities Purchase and Registration Rights Agreement (AIT Therapeutics, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the Securities. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medefile International, Inc.), Securities Purchase Agreement (Medefile International, Inc.), Securities Purchase Agreement (Medefile International, Inc.)
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesCommon Shares offered hereby.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Ideanomics, Inc.), Equity Distribution Agreement (Ideanomics, Inc.), Equity Distribution Agreement (Ideanomics, Inc.)
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesOrdinary Shares offered hereby.
Appears in 2 contracts
Samples: Equity Distribution Agreement (The9 LTD), Equity Distribution Agreement (CooTek(Cayman)Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of D) in connection with the Securities Act) of investors with respect to offers offer or sales sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Frequency Therapeutics, Inc.), Securities Purchase Agreement (Proteon Therapeutics Inc)
General Solicitation. Neither the Company nor any other person or entity Person (as defined below) authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities ActD) of investors with respect to offers or sales of the Securities.respect
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Zix Corp)
General Solicitation. Neither the Company Company, nor any other of its Affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 2 contracts
Samples: Investment Agreement (T-Viii Pubopps Lp), Investment Agreement (TriState Capital Holdings, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act0000 Xxx) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Applied Therapeutics Inc.), Securities Purchase Agreement (Stereotaxis, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of promulgated under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Secured Convertible Note Purchase Agreement (Searchlight Minerals Corp.), Note Purchase Facility Agreement (Stratos Renewables CORP)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities 1933 Act) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Applied Therapeutics Inc.), Securities Purchase Agreement (Applied Therapeutics Inc.)
General Solicitation. Neither the Company No Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Note Purchase Agreement (usell.com, Inc.), Note Purchase Agreement (usell.com, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act Person acting on its behalf has engaged in a conducted any general solicitation or general advertising (within the meaning of as those terms are used in Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (China Gerui Advanced Materials Group LTD), Securities Purchase Agreement (China TransInfo Technology Corp.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the Securities Act) of investors with respect to offers Shares or sales of the SecuritiesWarrant.
Appears in 2 contracts
Samples: Series a Preferred Stock and Warrant Purchase Agreement (Stratos Renewables CORP), Series a Preferred Stock and Warrant Purchase Agreement (New Design Cabinets, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of promulgated under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesNotes or Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (New Design Cabinets, Inc.), Note and Warrant Purchase Agreement (New Design Cabinets, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of the Securities ActD) of investors with respect to offers or sales of the Purchased Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vocaltec Communications LTD)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesNotes.
Appears in 1 contract
Samples: Note Purchase Agreement (GreenHunter Resources, Inc.)
General Solicitation. Neither the Company Company, nor any Affiliate of the Company, nor any other person or entity Person authorized by the Company to act on its behalf behalf, has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers offer or sales of the Securities.. The Company has offered the Securities for sale only to the Investors
Appears in 1 contract
Samples: Securities Purchase Agreement (Parkway Properties Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesPurchased Shares or the Warrants.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Physiometrix Inc)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesPurchased Shares. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Medefile International, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its Affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities 1933 Act) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any Affiliate of the Company, nor any other person or entity authorized by the Company to act Person acting on its behalf or their behalf, has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers offer or sales of the Securities. The Company has offered the Securities for sale only to the Investor.
Appears in 1 contract
Samples: Registration Rights Agreement (Surgery Partners, Inc.)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesCommon Stock offered hereby.
Appears in 1 contract
Samples: Equity Distribution Agreement (Generation Alpha, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Green Creative, Inc.)
General Solicitation. Neither the Company nor nor, to the Company's knowledge, any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesPurchased Shares.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Great Elm Capital Group, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a any general solicitation (within the meaning of Regulation D of the Securities Act) of, or general advertising (within the meaning of Regulation D of the Securities Act) of directed towards, investors with respect to offers or sales of the Purchased Securities.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesShares offered hereby.
Appears in 1 contract
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a any general solicitation (within the meaning of Regulation D of the Securities Act) of, or general advertising (within the meaning of Regulation D of the Securities Act) of directed towards, investors with respect to offers or sales of the Securities.
Appears in 1 contract
Samples: Elite Pharmaceuticals Inc /De/
General Solicitation. Neither the Company nor any other person Person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesNotes or the Warrants.
Appears in 1 contract
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors any Person with respect to offers or sales of the SecuritiesShares or the Warrants.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged in a any form of general solicitation or general advertising (within the meaning of Regulation D of promulgated under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesShares or Warrants.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Searchlight Minerals Corp.)
General Solicitation. Neither the Company nor any other person or --------------------- entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vina Technologies Inc)
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act) of investors in connection with respect to offers the offer or sales sale of the SecuritiesShares.
Appears in 1 contract
General Solicitation. Neither the Company nor the Operating Partnership, nor any other person or entity Person authorized by the Company or the Operating Partnership to act on its behalf behalf, has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers offer or sales of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Watermark Lodging Trust, Inc.)
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with any offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesOrdinary Shares.
Appears in 1 contract
Samples: Equity Purchase Agreement (Hub Cyber Security Ltd.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act1000 Xxx) of investors with respect to offers or sales of the Securities.Debentures or the Warrants
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any of its affiliates, nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesCommon Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyclo Therapeutics, Inc.)
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities 1933 Act) of investors with respect to offers or sales of the SecuritiesDebenxxxxx xx the Warrants.
Appears in 1 contract
Samples: Securities Purchase Agreement (Provectus Pharmaceuticals Inc)
General Solicitation. Neither the Company nor any other person Person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of promulgated under the Securities Act) of investors with respect to offers or sales of the Securities.
Appears in 1 contract
Samples: Note Purchase Agreement (Advanced Growing Systems, Inc.)
General Solicitation. Neither the Company Company, nor any Affiliate of the Company, nor any other person or entity Person authorized by the Company to act on its behalf behalf, has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers offer or sales of the Securities. The Company has offered the Securities for sale only to the Investor.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any other person or entity authorized by the Company to act of its Affiliates, nor any Person acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D of under the Securities Act0000 Xxx) of investors in connection with respect to offers the offer or sales sale of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Larimar Therapeutics, Inc.)
General Solicitation. Neither the Company Company, nor any other of its affiliates, nor any person or entity authorized by the Company to act acting on its behalf or their behalf, has engaged or will engage in a any form of general solicitation or general advertising (within the meaning of Regulation D D) in connection with the offer or sale of the Securities Act) of investors with respect to offers or sales of the SecuritiesCommon Shares.
Appears in 1 contract
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesNotes.
Appears in 1 contract
General Solicitation. Neither the Company nor any other person or entity authorized by the Company to act on its behalf has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers or sales of the SecuritiesRefinancing Notes.
Appears in 1 contract
General Solicitation. Neither the Company Company, nor any Affiliate of the Company, nor any other person or entity authorized by the Company to act on its behalf behalf, has engaged in a general solicitation or general advertising (within the meaning of Regulation D of the Securities Act) of investors with respect to offers offer or sales of the Securities. The Company has offered the Securities for sale only to the Investor.
Appears in 1 contract
Samples: Securities Purchase Agreement (Xinyuan Real Estate Co., Ltd.)
