General Account Terms and Conditions. This Deposit Account Disclosure Statement and Agreement (the “Agreement) governs personal and business deposit accounts identified in this Agreement at NewBank. By signing the signature card, or by opening or maintaining a NewBank account, you are agreeing to our account requirements, to the features and provisions of the applicable account documents, and to the following terms and conditions that are now in effect or as thereafter amended and you acknowledge that you have reviewed, understand and agree to these terms. These terms, your signature card, our fee schedule, the rate sheet and the certificate of deposit (if applicable) that you receive when you open your account, represent our agreement with you and contain important information about your account. Please read them carefully.
General Account Terms and Conditions. INTRODUCTION This is your Client Agreement ("Agreement"). It is the contract that contains the terms and conditions governing the securities brokerage account (each, an "Account") you have opened with your broker ("Introducing Firm"), and certain advisory accounts you have opened with your registered investment advisor (“RIA”) and any other Account you may open with your Introducing Firm and/or RIA in the future. First Clearing ("Clearing Firm") will act as clearing broker and carry the Account and, if your account is a margin account, extend credit on any margin purchases. Certain terms and conditions in this Agreement and disclosures apply to that relationship only. Please read this Agreement carefully. If you are not willing to be bound by these terms and conditions, you should not apply for a securities account nor should you sign the Signature Page. Your signature on the Account Application confirms that you have read, understand, and agree to the terms of this Agreement, and any additional terms, and agreements, which are incorporated into this Agreement by reference and that you have received the relevant disclosures. Except as to the terms and conditions between you and Clearing Firm relating to the carrying relationship with and the extension of credit by the Clearing Firm, you hereby agree that Clearing Firm and its affiliates are third party beneficiaries of this Agreement and that the terms and conditions hereof, including the arbitration provision, shall be applicable to all matters between you and either Introducing Broker and Clearing Firm or their respective affiliates. THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE LOCATED ON PAGE 1, PARAGRAPH 5. THE UNDERSIGNED HEREBY ACKNOWLEDGES RECEIPT OF A COPY OF THIS AGREEMENT. In consideration of Introducing Firm accepting and Clearing Firm carrying your Account, you hereby consent and agree to the foregoing and to the following:
General Account Terms and Conditions. This Deposit Account Disclosure Statement and Agreement (“Agreement”) governs personal and business deposit accounts identified in this Agreement at Shinhan Bank America, a New York State chartered bank regulated by the New York Department of Financial Services. By signing the signature card, or by opening or maintaining an account with Shinhan Bank America, you agree to be bound by the terms and conditions of this Agreement.
General Account Terms and Conditions. 3.1 Xxxxx Xxxxx as Agent By executing and delivering the Account Application you have appointed us as your agent to execute Transactions on your behalf. You acknowledge and confirm that Xxxxx Xxxxx is acting in the capacity of agent only and not in a fiduciary capacity. We accept no responsibility to you other than to act honestly and in good faith.
General Account Terms and Conditions
