Common use of Form and Timing of Response Clause in Contracts

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 19 contracts

Samples: Shareholder Information Agreement (WoodmenLife Variable Annuity Account), Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account)

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Form and Timing of Response. (a) The Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom the Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. The Intermediary additionally agrees to inform the Fund or its designee whether the Intermediary plans to perform (i) or (ii); and

Appears in 11 contracts

Samples: Shareholder Information Agreement (Equitrust Life Variable Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 9 contracts

Samples: Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Principal Life Insurance Co Separate Account B)

Form and Timing of Response. (a) Intermediary a)Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 4 contracts

Samples: Shareholder Information Agreement (Agl Separate Account Vl-R), Shareholder Information Agreement (Variable Account B American Intl Life Assur Co of New York), Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, 1.1 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 2 contracts

Samples: Shareholder Information Agreement (Separate Account I of Integrity Life Insurance Co), Shareholder Information Agreement (Separate Account I of National Integrity Life Ins Co)

Form and Timing of Response. (a) Intermediary Insurer agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, aboveparagraph 2 hereof. If requested by the Fund or its designee, Intermediary Insurer agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in Section 1.1 above paragraph 2 hereof is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information set forth in Section 1.1 paragraph 2 hereof for those shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary Insurer additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 2 contracts

Samples: Shareholder Information Agreement (American Family Variable Account I), Shareholder Information Agreement (American Family Variable Account Ii)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information Transaction Information specified in this Section 1.1, above. B. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information Transaction Information specified in this Section 1.1 above B is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information Transaction Information set forth in this Section 1.1 B for those shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 2 contracts

Samples: Shareholder Information Agreement (PHL Variable Accumulation Account), Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information Transaction Information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information Transaction Information specified in Section 1.1 above is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information Transaction Information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 2 contracts

Samples: Shareholder Information Agreement (PHL Variable Accumulation Account), Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designeedesignee but in any event not later than ten (10) business days, the requested information specified in Section 1.1, above1. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in Section 1.1 above 1 is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information set forth in Section 1.1 1 for those shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon the request of the Fund or its designee, the requested information specified in Section 1.1, 1 above. If requested by the Fund or its designee, Intermediary agrees to use its best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in Section 1.1 1 above is itself a financial intermediary (“indirect intermediary”"Indirect Intermediary") and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have providedprovided to the Fund or its designee) the information set forth in Section 1.1 1 above for those shareholders Shareholders who hold an account with an indirect intermediary; Indirect Intermediary or (ii) restrict or prohibit the indirect intermediary Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. In such instance, Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Shareholder Information Agreement (Sage Variable Annuity Account A)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in this Section 1.1, above. B If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in this Section 1.1 above B is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information set forth in this Section 1.1 B for those shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Fund Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Shareholder Information Agreement (Variflex Ls)

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Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary ("indirect intermediary”intermediary ") and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 1 contract

Samples: Shareholder Information Agreement (VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, paragraph 2 above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in Section 1.1 paragraph 2 above is itself a financial intermediary (“indirect intermediary”"Indirect Intermediary") and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have providedprovided to the Fund or its designee) the information set forth in Section 1.1 paragraph 2 above for those shareholders Shareholders who hold an account with an indirect intermediary; Indirect Intermediary or (ii) restrict or prohibit the indirect intermediary Indirect Intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Participation Agreement (Variable Annuity Fund I of Southwestern Life)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.11 1, above. If requested above Ifrequested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 1 1 above is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 1 1 for those shareholders who hold an account with an indirect intermediary; or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Fund Intermediary additionally agrees to inform the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 1 contract

Samples: Shareholder Information Agreement Franklin Templeton Variable Insurance Products Trust (Variable Annuity Account B)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in this Section 1.1, above. B. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in this Section 1.1 above B is itself a financial intermediary ("indirect intermediary") and, upon further request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information info, illation set forth in this Section 1.1 B for those shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Shareholder Information Agreement (Allianz Life Variable Account B)

Form and Timing of Response. (a) Intermediary agrees to provide, promptly upon request of the Fund or its designee, the requested information specified in Section 1.1, above. If requested by the Fund or its designee, Intermediary agrees to use best efforts to determine promptly whether any specific person about whom Intermediary has received the identification and transaction information specified in Section 1.1 above is itself a financial intermediary (“indirect intermediary”) and, upon further request of the Fund or its designee, promptly either: (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders who hold an account with an indirect intermediary; or (ii) if directed by the Fund or its designee, restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform ; (b) Responses required by this Section 1.1 must be communicated in writing and in a format mutually agreed upon by the Fund or its designee whether Intermediary plans to perform (i) or (ii); and

Appears in 1 contract

Samples: Shareholder Information Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)

Form and Timing of Response. (a) 1.4.1. Intermediary agrees to provide, promptly upon request of the Fund or its designee, the information requested information specified in Section 1.1, abovepursuant to this Article 1. If ff requested by the Fund or its designee, Intermediary agrees to use best efforts effo1is to determine promptly whether any specific person about whom Intermediary it has received the identification and transaction information specified in Section 1.1 above 1. 1 is itself a financial intermediary ("indirect intermediary") and, upon further fmiher request of the Fund or its designee, promptly either: either (i) provide (or arrange to have provided) the information set forth in Section 1.1 for those shareholders Shareholders who hold an account with an indirect intermediary; intermediary or (ii) restrict or prohibit the indirect intermediary from purchasing, in nominee name on behalf of other persons, securities issued by the Fund. Intermediary additionally agrees to inform the Fund or its designee whether Intermediary it plans to perform (i) or (ii); and.

Appears in 1 contract

Samples: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2)

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