Form ADV. Advisor acknowledges receipt of Sub-Advisor's Disclosure Statement, as required by Rule 204-3 under the Investment Advisers Act of 1940, prior to the execution of this Agreement. If provided less than 48 hours prior to the date of execution of this Agreement, Advisor shall have the option to terminate this Agreement without penalty in writing within five business days after that date of execution; provided, however, that any investment action taken by Sub-Advisor with respect to the Investment Assets prior to the effective date of such termination shall be at the Fund's risk. The Sub-Advisor agrees to provide a copy of its current Form ADV (Parts I and II) to the Fund within 90 days of the end of each calendar year.
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Samples: Sub Advisory Agreement (American Fidelity Dual Strategy Fund Inc), Sub Advisory Agreement (American Fidelity Dual Strategy Fund Inc), Sub Advisory Agreement (American Fidelity Dual Strategy Fund Inc)
Form ADV. Advisor acknowledges receipt of Sub-Sub- Advisor's Disclosure Statement, as required by Rule 204-3 under the Investment Advisers Act of 1940, prior to the execution of this Agreement. If provided less than 48 hours prior to the date of execution of this Agreement, Advisor shall have the option to terminate this Agreement without penalty in writing within five business days after that date of execution; provided, however, that any investment action taken by Sub-Advisor with respect to the Investment Assets prior to the effective date of such termination shall be at the Fund's risk. The Sub-Advisor agrees to provide a copy of its current Form ADV (Parts I and II) to the Fund within 90 days of the end of each calendar year.. 6.8
Appears in 1 contract
Form ADV. Advisor acknowledges receipt of Sub-Sub- Advisor's Disclosure Statement, as required by Rule 204-3 under the Investment Advisers Act of 1940, prior to the execution of this Agreement. If provided less than 48 hours prior to the date of execution of this Agreement, Advisor shall have the option to terminate this Agreement without penalty in writing within five business days after that date of execution; provided, however, that any investment action taken by Sub-Advisor with respect to the Investment Assets prior to the effective date of such termination shall be at the Fund's risk. The Sub-Advisor agrees to provide a copy of its current Form ADV (Parts I and II) to the Fund within 90 days of the end of each calendar year.
Appears in 1 contract
Samples: Sub Advisory Agreement (American Fidelity Dual Strategy Fund Inc)
Form ADV. Advisor acknowledges receipt of Sub-Advisor's Disclosure Statement, as required by Rule 204-3 under the Investment Advisers Act of 1940, prior to the execution of this Agreement. If provided less than 48 hours prior to the date of execution of this Agreement, Advisor shall have the option to terminate this Agreement without penalty in writing within five business days after that date of execution; provided, however, that any investment action taken by Sub-Advisor with respect to the Investment Assets prior to the effective date of such termination shall be at the Fund's risk. The Sub-Advisor agrees to provide a copy of its current Form ADV (Parts I and II) to the Fund within 90 days of the end of each calendar year.. 6.7
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Samples: www.sec.gov
