FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 19 contracts
Samples: Underwriting Agreement (Modern Mining Technology Corp.), Underwriting Agreement (Heart Test Laboratories, Inc.), Underwriting Agreement (Belite Bio, Inc)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a notice of no objections from FINRA that it will raise no objection as to the amount of compensation allowable or payable to the Underwriters and the terms and arrangements for acting as Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a shelf no objections letter from FINRA that it will raise no objection as relating to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Datasea Inc.), Underwriting Agreement (Guardforce AI Co., Ltd.), Underwriting Agreement (Guardforce AI Co., Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a notice of no objections from FINRA that it will raise no objection as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection objections as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Vallon Pharmaceuticals, Inc.), Underwriting Agreement (Vallon Pharmaceuticals, Inc.)
FINRA Clearance. On or before the date of this Agreement, FINRA shall have confirmed to the Representative shall have received correspondence from FINRA that it will raise no has not raised any objection as with respect to the fairness and reasonableness of the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (NuZee, Inc.), Underwriting Agreement (NuZee, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Offering Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Scopus BioPharma Inc.), Underwriting Agreement (Scopus BioPharma Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative FINRA shall have received correspondence from provided a No Objection Letter in respect of the Registration Statement, and FINRA that it will raise shall have raised no objection as to the amount fairness and reasonableness of the compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (ImmunoPrecise Antibodies Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative Representatives shall have received correspondence from FINRA that it will raise no objection as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Offering Statement.
Appears in 1 contract
Samples: Underwriting Agreement (AeroClean Technologies, LLC)
