FINRA Clearance. By the Effective Date, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 31 contracts
Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp), Agreement (Bellevue Life Sciences Acquisition Corp.)
FINRA Clearance. By the Effective Date, the Representative shall have received clearance from FINRA as to the terms and arrangements arrangement and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 14 contracts
Samples: Underwriting Agreement (Makara Strategic Acquisition Corp.), Underwriting Agreement (Papaya Growth Opportunity Corp. I), Underwriting Agreement (Legato Merger Corp. Ii)
FINRA Clearance. By the Effective Date, the Representative shall have received oral clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 12 contracts
Samples: Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Cognition Therapeutics Inc)
FINRA Clearance. By the Effective Date, the Representative Representatives shall have received clearance from the FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 7 contracts
Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
FINRA Clearance. By the Effective Date, the Representative Representatives shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 7 contracts
Samples: Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.)
FINRA Clearance. By the Effective Closing Date, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (AspenBio Pharma, Inc.)
FINRA Clearance. By the Effective Date, the Representative Co-Representatives shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD)
FINRA Clearance. By the Effective Date, the Representative shall have received oral clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. By the Effective Date, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation as determined by FINRA allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
