Common use of FINRA Clearance Clause in Contracts

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, the Underwriters as described in the Registration Statement.

Appears in 60 contracts

Samples: Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (99 Acquisition Group Inc.)

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FINRA Clearance. By the Effective Date, the Representative Representatives shall have received a notice of no objection from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, the Underwriters as described in the Registration Statement.

Appears in 19 contracts

Samples: Underwriting Agreement (Feutune Light Acquisition Corp), Underwriting Agreement (Feutune Light Acquisition Corp), Underwriting Agreement (Feutune Light Acquisition Corp)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice letter of no objection objections from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 11 contracts

Samples: Underwriting Agreement (Aurora Technology Acquisition Corp.), Underwriting Agreement (Aurora Technology Acquisition Corp.), Underwriting Agreement (Aurora Technology Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection objections from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 6 contracts

Samples: Underwriting Agreement (Oxbridge Acquisition Corp.), Underwriting Agreement (Oxbridge Acquisition Corp.), Underwriting Agreement (OceanTech Acquisitions I Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice letter of no objection objections from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 5 contracts

Samples: Underwriting Agreement (Avalon Acquisition Inc.), Underwriting Agreement (Medicus Sciences Acquisition Corp.), Underwriting Agreement (Medicus Sciences Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative Representatives shall have received a notice of letter from FINRA stating it has no objection from FINRA as to the terms and arrangements for acting as, and of the underwriting or the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (Lifesci Acquisition II Corp.), Underwriting Agreement (Lifesci Acquisition II Corp.), Underwriting Agreement (LifeSci Acquisition III Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection objections from FINRA as to the underwriting terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 3 contracts

Samples: Underwriting Agreement (Hainan Manaslu Acquisition Corp.), Underwriting Agreement (Hainan Manaslu Acquisition Corp.), Underwriting Agreement (Hainan Manaslu Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection from FINRA as to the ther terms and arrangements for acting as, and the amount of compensation allowable or payable to, the Underwriters as described in the Registration Statement.

Appears in 3 contracts

Samples: Underwriting Agreement (Edoc Acquisition Corp.), Underwriting Agreement (Edoc Acquisition Corp.), Underwriting Agreement (Edoc Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice an opinion of no objection objections from FINRA as to the underwriting terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Property Solutions Acquisition Corp.), Underwriting Agreement (Property Solutions Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Vision Sensing Acquisition Corp.), Vision Sensing Acquisition Corp.

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FINRA Clearance. By the Effective Date, the Representative shall have received a clearance notice of no objection from FINRA as that it has no objections to the proposed terms and arrangements for acting as, of the underwriting and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Orisun Acquisition Corp.), Underwriting Agreement (Orisun Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice letter of no objection objections from FINRA as to the terms and arrangements for acting as, arrangement and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Papaya Growth Opportunity Corp. I), Underwriting Agreement (Papaya Growth Opportunity Corp. I)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (UK Wisdom LTD)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, the Underwriters Underwriter as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Joy International Acquisition Corp)

FINRA Clearance. By the Effective Date, the Representative shall have received a notice of no objection objections letter from FINRA as to the terms and arrangements for acting as, and the amount of compensation allowable or payable to, to the Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Coya Therapeutics, Inc.)

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