FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 361 contracts
Samples: Underwriting Agreement (Chenghe Acquisition II Co.), Underwriting Agreement (FG Merger III Corp.), Underwriting Agreement (FG Merger II Corp.)
FINRA Clearance. By the Effective Date, the Underwriters Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.
Appears in 50 contracts
Samples: Underwriting Agreement (Haymaker Acquisition Corp. II), Underwriting Agreement (Haymaker Acquisition Corp. II), Underwriting Agreement (MDJM LTD)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance a letter of no objections from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 43 contracts
Samples: Underwriting Agreement (CO2 Energy Transition Corp.), Underwriting Agreement (Love & Health LTD), Underwriting Agreement (Love & Health LTD)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance a letter of no objections from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 38 contracts
Samples: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 17 contracts
Samples: Underwriting Agreement (HCM Acquisition Corp), Underwriting Agreement (HCM Acquisition Corp), Underwriting Agreement (Battery Future Acquisition Corp.)
FINRA Clearance. By the Effective Date, the Underwriters Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (Puyi, Inc.), Underwriting Agreement (Wah Fu Education Group LTD), Underwriting Agreement (Hexindai Inc.)
FINRA Clearance. By the Effective Date, the Underwriters Managing Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Ideal Power Inc.), Underwriting Agreement (Ideal Power Inc.), Underwriting Agreement (Ideal Power Inc.)
FINRA Clearance. By the Effective Date, the Underwriters shall have received a clearance letter from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (StoneBridge Acquisition Corp.), Underwriting Agreement (StoneBridge Acquisition Corp.)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from FINRA as to the terms and provisions and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I), Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from FINRA as to the terms and arrangement and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Rose Hill Acquisition Corp), Underwriting Agreement (Rose Hill Acquisition Corp)
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from the FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. By On or before the Effective Date, the Underwriters Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. By the Effective Date, the Underwriters Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement, or such clearance shall not be required.
Appears in 1 contract
FINRA Clearance. By the Effective Date, the Underwriters shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement. 1 Client to confirm fine with these terms.
Appears in 1 contract
Samples: Underwriting Agreement (Future Tech II Acquisition Corp.)
FINRA Clearance. By the Effective Date, the Underwriters shall have received a clearance letter from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
Samples: Underwriting Agreement (StoneBridge Acquisition Corp.)
