Common use of FINRA Clearance Clause in Contracts

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 884 contracts

Samples: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (OS Therapies Inc), Underwriting Agreement (Flewber Global Inc.)

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FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 533 contracts

Samples: Underwriting Agreement (RF Acquisition Corp II), Underwriting Agreement (RF Acquisition Corp II), Underwriting Agreement (Bowen Acquisition Corp)

FINRA Clearance. On or before the date of this Agreement, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 60 contracts

Samples: Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc)

FINRA Clearance. On or before the date of this Agreement, the Representative Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.

Appears in 57 contracts

Samples: Underwriting Agreement (C3is Inc.), Underwriting Agreement (Trident Digital Tech Holdings Ltd.), Underwriting Agreement (mF International LTD)

FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 49 contracts

Samples: Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.)

FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from the FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 48 contracts

Samples: Underwriting Agreement (Deep Medicine Acquisition Corp.), Underwriting Agreement (Deep Medicine Acquisition Corp.), Underwriting Agreement (East Stone Acquisition Corp)

FINRA Clearance. On or before the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 42 contracts

Samples: Underwriting Agreement (Versus Systems Inc.), Underwriting Agreement (Versus Systems Inc.), Underwriting Agreement (Recruiter.com Group, Inc.)

FINRA Clearance. On or before the date of this AgreementClosing Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 12 contracts

Samples: Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (Trxade Group, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, if required.

Appears in 5 contracts

Samples: Underwriting Agreement (Scorpius Holdings, Inc.), Underwriting Agreement (Scorpius Holdings, Inc.), Underwriting Agreement (Scorpius Holdings, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have has received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 5 contracts

Samples: Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Vapor Corp.), Underwriting Agreement (Great Basin Scientific, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (T20 Holdings Ltd.), Underwriting Agreement (T20 Holdings Ltd.), Underwriting Agreement (T20 Holdings Pte. Ltd.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, if necessary.

Appears in 3 contracts

Samples: Underwriting Agreement (NeoStem, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (NeoStem, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Rectitude Holdings Ltd.), Underwriting Agreement (Rectitude Holdings Ltd.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (CollabRx, Inc.), Underwriting Agreement (CollabRx, Inc.)

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FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Representative as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described disclosed in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)

FINRA Clearance. On or before the date of this Agreement, the Representative Underwriters shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration StatementStatement or shall have determined that such pre-offering clearance is not required.

Appears in 1 contract

Samples: Underwriting Agreement (ECMOHO LTD)

FINRA Clearance. On or before the date of this AgreementClosing Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Bionik Laboratories Corp.)

FINRA Clearance. On or before the date of this AgreementEffective Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Synalloy Corp)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, as applicable.

Appears in 1 contract

Samples: Underwriting Agreement (Hepion Pharmaceuticals, Inc.)

FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Focus Universal Inc.)

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