Common use of Finder’s Fees Clause in Contracts

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 159 contracts

Samples: Sales Agreement (SITIME Corp), Sales Agreement (Chemomab Therapeutics Ltd.), Sales Agreement (Innovative Solutions & Support Inc)

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Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 73 contracts

Samples: Sales Agreement (CorMedix Inc.), Common Stock (Enzo Biochem Inc), Sales Agreement (Sunworks, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 62 contracts

Samples: Equity Purchase Agreement (Spectaire Holdings Inc.), Equity Purchase Agreement (Lilium N.V.), Equity Purchase Agreement (Lilium N.V.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 52 contracts

Samples: Sales Agreement (Invivyd, Inc.), Sales Agreement (Archer Aviation Inc.), Sales Agreement (Rubicon Technologies, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 43 contracts

Samples: Sales Agreement (Emerald Oil, Inc.), Common Stock (Synta Pharmaceuticals Corp), Sales Agreement (Aeterna Zentaris Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 32 contracts

Samples: Sales Agreement (Sunworks, Inc.), Common Stock (Sunworks, Inc.), Sales Agreement (Sono Group N.V.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 30 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (Medicinova Inc), Sales Agreement (BSD Medical Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.

Appears in 23 contracts

Samples: Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Palatin Technologies Inc), Equity Distribution Agreement (Oncolytics Biotech Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 21 contracts

Samples: Sales Agreement (Fulcrum Therapeutics, Inc.), Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Cognition Therapeutics Inc)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 19 contracts

Samples: Underwriting Agreement (Vox Royalty Corp.), Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 15 contracts

Samples: Virios Therapeutics, Inc., Cassava Sciences Inc, BioRestorative Therapies, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.

Appears in 13 contracts

Samples: Common Stock (Pacific Ethanol, Inc.), Parkervision Inc, Galectin Therapeutics Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Distribution Agents pursuant to this Agreement.

Appears in 12 contracts

Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (HomeStreet, Inc.), Aemetis, Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent or pursuant to this Agreement.

Appears in 8 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Cellular Biomedicine Group, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxx-Xxxxxx pursuant to this Agreement.

Appears in 8 contracts

Samples: Common Stock (Icad Inc), Sales Agreement (Microvision, Inc.), Airgain Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.

Appears in 7 contracts

Samples: Common Stock (Allarity Therapeutics, Inc.), Sales Agreement (BioSig Technologies, Inc.), Sales Agreement (Society Pass Incorporated.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 7 contracts

Samples: Sales Agreement (PTC Therapeutics, Inc.), Market Sales Agreement (Paratek Pharmaceuticals, Inc.), RAPT Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent CF&Co pursuant to this Agreement.

Appears in 6 contracts

Samples: Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Ym Biosciences Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 6 contracts

Samples: Sales Agreement (Oncogenex Pharmaceuticals, Inc.), Coronado Biosciences Inc, Acura Pharmaceuticals, Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 6 contracts

Samples: Mind Medicine (MindMed) Inc., Underwriting Agreement (CareCloud, Inc.), Underwriting Agreement (Cryoport, Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 5 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.

Appears in 5 contracts

Samples: Magnum Hunter Resources Corp, GreenHunter Energy, Inc., Magnum Hunter Resources Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BP pursuant to this Agreement.

Appears in 5 contracts

Samples: Vical Incorporated (Vical Inc), Sales Agreement (Microvision Inc), Vical Incorporated (Vical Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 5 contracts

Samples: Commo Stock (RiceBran Technologies), Aspen Aerogels Inc, Chicken Soup for the Soul Entertainment, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.. (gg)

Appears in 4 contracts

Samples: Sales Agreement (Heat Biologics, Inc.), Heat Biologics, Inc., Heat Biologics, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Distribution Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Aemetis, Inc, Sales Agreement (LIGHTBRIDGE Corp), Lakeland Bancorp Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (Chembio Diagnostics, Inc.), Portage Biotech Inc., Newlink Genetics Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting the Agents pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (ENDRA Life Sciences Inc.), ENDRA Life Sciences Inc., ENDRA Life Sciences Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Ascendiant pursuant to this Agreement.

Appears in 4 contracts

Samples: Common Stock (Ault Alliance, Inc.), Common Stock (Ault Global Holdings, Inc.), Common Stock (DPW Holdings, Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 4 contracts

Samples: Underwriting Agreement (Taseko Mines LTD), Underwriting Agreement (Northern Dynasty Minerals LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 4 contracts

Samples: Sales Agreement (Agenus Inc), Galena Biopharma (Galena Biopharma, Inc.), Galena Biopharma, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx FBR pursuant to this Agreement.

Appears in 3 contracts

Samples: Monmouth Real Estate Investment Corp, Monmouth Real Estate Investment Corp, CorMedix Inc.

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Akebia Therapeutics, Inc.), Akebia Therapeutics, Inc., Akebia Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of nor, to the Company’s knowledge, the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries its Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (Verastem, Inc.), Sales Agreement (Verastem, Inc.), Sales Agreement (Transcept Pharmaceuticals Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Aegis pursuant to this Agreement.

Appears in 3 contracts

Samples: Sales Agreement (SciSparc Ltd.), Medigus Ltd., Singing Machine Co Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 3 contracts

Samples: Agreement (Sundial Growers Inc.), Sundial Growers Inc., Sundial Growers Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions broker’s fee, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent CF&Co pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Introgen Therapeutics Inc), Sales Agreement (Sangamo Biosciences Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement or Alternative Agent pursuant to the Other Sales Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriter pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Avino Silver & Gold Mines LTD), Underwriting Agreement (Alexco Resource Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent NSC pursuant to this Agreement.

Appears in 2 contracts

Samples: Pedevco Corp, ITUS Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: GTY Technology Holdings Inc., GTY Technology Holdings Inc.

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement.

Appears in 2 contracts

Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Market Issuance Sales Agreement (Aeterna Zentaris Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)

Finder’s Fees. Neither the Company nor any of the Subsidiaries its subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Adamas Pharmaceuticals Inc), Kadmon Holdings, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.

Appears in 2 contracts

Samples: Enphase Energy, Inc., Mannkind Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent AGP pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementthe exception of CMD Global Partners, LLC.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Lakeshore Acquisition II Corp.), Equity Purchase Agreement (ETAO International Co., Ltd.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.

Appears in 2 contracts

Samples: Magnum Hunter Resources Corp, Magnum Hunter Resources Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred or taken any action, directly or indirectly, any action designed to or that could reasonably be expected to incur any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Common Stock (Loop Media, Inc.), Loop Media, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries or the Manager has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, contemplated hereby (except as may otherwise exist with respect to Agent pursuant to this Agreement or the Alternative Sales Agreement).

Appears in 2 contracts

Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (MTBC, Inc.), Monmouth Real Estate Investment Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx Securities pursuant to this Agreement.

Appears in 2 contracts

Samples: Umh Properties, Inc., Monmouth Real Estate Investment Corp

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Intuitive Machines, Inc.), Omeros Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or with National Securities Corporation as disclosed to the Agent.

Appears in 2 contracts

Samples: CymaBay Therapeutics, Inc., CymaBay Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Ladenburg pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Repros Therapeutics Inc.), Equity Distribution Agreement (Repros Therapeutics Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

Finder’s Fees. Neither Except pursuant to this Agreement, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby or by the Registration Statement.

Appears in 2 contracts

Samples: Tiziana Life Sciences LTD, Sequans Communications

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.

Appears in 2 contracts

Samples: Sales Agreement (Magnum Hunter Resources Corp), Sales Agreement (Magnum Hunter Resources Corp)

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Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: ARYx Therapeutics, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.. (ee)

Appears in 1 contract

Samples: Sales Agreement (Uranium Resources Inc /De/)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Group Companies has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Gracell Biotechnologies Inc.)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (GREAT PANTHER MINING LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries or the Manager has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, contemplated hereby (except as may otherwise exist with respect to Agent pursuant to this Agreement).

Appears in 1 contract

Samples: Sales Agreement (Hatteras Financial Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to an Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Brickell Biotech, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BRFBR pursuant to this Agreement.

Appears in 1 contract

Samples: Correvio Pharma Corp.

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Galectin Therapeutics Inc

Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Evaxion Biotech a/S

Finder’s Fees. Neither the Company nor any of the Company Subsidiaries (nor any agent on their behalf) has incurred nor shall any liability of them become liable for any investment banker fee, broker’s commission or finder’s fees, brokerage commissions fee relating to or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 1 contract

Samples: Stock Purchase Agreement (Mr. Cooper Group Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries its Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent or pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Zomedica Pharmaceuticals Corp.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has its subsidiaries have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Schmitt Industries Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this AgreementAgreement or as disclosed to the Agent.

Appears in 1 contract

Samples: Sales Agreement (Lineage Cell Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Aeterna Zentaris Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Microvision, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.

Appears in 1 contract

Samples: Evolution Petroleum Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.

Appears in 1 contract

Samples: Note Purchase Agreement (Imprimis Pharmaceuticals, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting WDCO pursuant to this Agreement.

Appears in 1 contract

Samples: Common Stock (DPW Holdings, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or as previously disclosed to Agent.

Appears in 1 contract

Samples: Sales Agreement (Rosetta Genomics Ltd.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Placement Agency Agreement (Compugen LTD)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or an Alternative Sales Agent under an Alternative Sales Agreement.

Appears in 1 contract

Samples: Magnum Hunter Resources Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx Securities pursuant to this Agreement.

Appears in 1 contract

Samples: Umh Properties, Inc.

Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Spectrum Pharmaceuticals Inc)

Finder’s Fees. Neither the Company Corporation nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Denison Mines Corp.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Sundial Growers Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Novus Therapeutics, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx FBR pursuant to this Agreement.

Appears in 1 contract

Samples: Umh Properties, Inc.

Finder’s Fees. Neither Except as set forth in Section 12.05, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Purchase Agreement (Spectral AI, Inc.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.. 

Appears in 1 contract

Samples: Sales Agreement (Cassava Sciences Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreementand Rxxx.

Appears in 1 contract

Samples: Placement Agent Agreement (Tellurian Inc. /De/)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Material Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Western Copper & Gold Corp)

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.. (ccc)

Appears in 1 contract

Samples: Underwriting Agreement (Alexco Resource Corp)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.. (ee)

Appears in 1 contract

Samples: Fieldpoint Petroleum Corp

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.. (gg)

Appears in 1 contract

Samples: Heat Biologics, Inc.

Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.

Appears in 1 contract

Samples: Sales Agreement (Energy Fuels Inc)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or as previously disclosed to the Agent.

Appears in 1 contract

Samples: Sales Agreement (Rosetta Genomics Ltd.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Manager pursuant to this Agreement.

Appears in 1 contract

Samples: Market Offering Agreement (Addex Therapeutics Ltd.)

Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Cxxxx-Xxxxxx pursuant to this Agreement.

Appears in 1 contract

Samples: Common Stock (CPS Technologies Corp/De/)

Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriter pursuant to this Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Tg Therapeutics, Inc.)

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