Financial Services Provider Sample Clauses

Financial Services Provider. CIRM may engage the services of external financial services providers to perform specified functions related to the evaluation and administration of loans. Unless otherwise provided in an RFA, the Loan Recipient shall be required to cover certain or all costs incurred on CIRM’s behalf by the Financial Services Provider. Loan Agreement
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Financial Services Provider. This cover has been arranged for ProfNet Medical members by CFP Brokers cc (FSP No. FSP 42892) through ITOO Special Risks (Pty) Ltd (FSP No. 47230) and is underwritten by The Hollard Insurance Company Ltd. CFP, ITOO and Hollard are authorized Financial Service Providers. All necessary disclosure and explanatory documentation are available on our website: xxx.xxxxxxxxxxxxxx.xx.xx Malpractice Insurance cover will be effective from the date your membership is verified. In order to have continuous Malpractice Cover, please ensure that there is no gap in cover when switching over from another MPI policy. I confirm that in the past 5 years, no claims, HPCSA (or equivalent Regulatory or Statutory body) complaints or allegations of negligence, error or omission have been made against me, nor am I aware of any circumstances which may result in any such claim, allegation or complaint being made against me. No insurer has ever cancelled, declined, or refused to renew my malpractice/professional indemnity insurance. The MPS has never declined to renew my membership with them. I confirm that I am aware that ProfNet Medical is not an authorised financial services provider and that ProfNet Medical has provided me with the contact details for CFP Brokers, who are authorised financial services providers, so that I can contact them for any advice that I may require regarding this cover. I confirm that I am aware that I need to retain copies of all previous certificates/schedules of medical malpractice/public liability insurance and any other documents which reflect my retroactive cover date, in a safe place, so that I am able to furnish proof of my previous cover if this is required – as per the document entitled “Retroactive Cover requirements – Keeping record of previous cover” COMMENTS: MPI EFFECTIVE DATE: DEBIT ORDER INSTRUCTION BANKING DETAILS Bank: Account type: Account no: VAT no: Debit Order Activation date: *Total per month: * For Membership and License fees only. Monthly additional chargeable amounts are not included. Abbreviated name as registered with the bank: ProfNet
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Financial Services Provider. (FSP) An entity authorised by the Authority to provide financial services to clients in the form of advice and/or intermediary services.
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Financial Services Provider. An entity that offers the Investment Portfolio or a mutual fund that offers or holds the Covered Fund(s). GLWB Elector – A Certificate Owner who is: (i) eligible to elect the GLWB; (ii) invested in Covered Fund(s) pursuant to the Covered Fund prospectus; and (iii) a Covered Person. Great-West – Great-West Life & Annuity Insurance Company, located at the Administrative Offices. Group Contract – This written agreement between the Group Contractholder and Great-West.
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Financial Services Provider. 6.1. Where the Introducer is a FSP:
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Financial Services Provider. Where the Introducer is a FSP: The Company may in its sole discretion refuse to accept business from any one or more of its Representatives; The Introducer shall immediately notify the Company in writing when a relationship between itself and a Representative is terminated or if a Representative is debarred in terms of FAIS; The Introducer shall not allow a Representative to render financial services to a Client in respect of the Services rendered by the Company to the Client; The Introducer will ensure that the provisions of FAIS are complied with so as to avoid a conflict of interests between the Introducer and the Clients; The Introducer shall inform the Company in writing as soon as reasonably possible: of the suspension, lapsing or withdrawal of its licence in terms of FAIS or if any conditions and/or restrictions imposed on the Introducer's license in terms of section 8(4) of FAIS are withdrawn or amended in terms of section 8(5) of FAIS; of any notification received from the Financial Services Board of its intention to suspend or withdraw its licence or amend any conditions and/or restrictions applicable thereto or investigate any of the aforegoing.
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Related to Financial Services Provider

  • SPECIAL SERVICES Should the Trust have occasion to request the Adviser to perform services not herein contemplated or to request the Adviser to arrange for the services of others, the Adviser will act for the Trust on behalf of the Fund upon request to the best of its ability, with compensation for the Adviser's services to be agreed upon with respect to each such occasion as it arises.

  • ADMINISTRATION SERVICES When a medical prescription drug is administered by infusion, the administration of the prescription drug may be covered separately from the prescription drug. See Infusion Therapy - Administration Services in the Summary of Medical Benefits for benefit limits and the amount you pay. Prescription drugs that are self-administered are not covered as a medical benefit but may be covered as a pharmacy benefit. Please see Pharmacy Prescription Drugs and Diabetic Equipment or Supplies – Pharmacy Benefits section above for additional information. Site of Care Program For some medical prescription drugs, after the first administration, coverage may be limited to certain locations (for example, a designated outpatient or ambulatory service facility, physician’s office, or your home), provided the location is appropriate based on your medical status. For a list of medical prescription drugs that are subject to this Site of Care Program, visit our website. Preauthorization may be required to determine medical necessity as well as appropriate site of care. If we deny your request for preauthorization, or you disagree with our determination for the appropriate site of care, you can submit a medical appeal. See Appeals in Section 5 for information on how to file a medical appeal.

  • Financial Services The aim of cooperation shall be to achieve closer common rules and standards in areas including the following:

  • Information Services The Custodian may rely upon information received from issuers of Securities or agents of such issuers, information received from Subcustodians or depositories, information from data reporting services that provide detail on corporate actions and other securities information, and other commercially reasonable industry sources; and, provided the Custodian has acted in accordance with the standard of care set forth in Section 6 (a), the Custodian shall have no liability as a result of relying upon such information sources, including but not limited to errors in any such information.

  • OVERSIGHT SERVICES Oversight services for the Fund provided by Price Associates shall include all oversight of BNY Mellon, Delegates and service providers that provide accounting, administrative, and tax support services and not specifically provided for under each Fund’s Investment Management Agreement. Exhibit B2 For Funds listed on Exhibit A2 (ETFs) Price Associates provides all accounting, administrative, tax and oversight services to the Funds listed on Exhibit A2, including the below. ACCOUNTING SERVICES Accounting Services provided by Price Associates shall include, among other things: · oversight of quality control, including processing results related to fund accounting services provided by Delegates or other third party service providers relating to pricing. Such oversight includes, but is not limited to, review of (a) NAV calculations and fund valuations, (b) securities pricing and resolution of pricing exceptions, and (c) calculation and preparation of any financial information or schedules; · end-of-day INAV oversight for ETFs that provide INAV · determining accounting and valuation policies, instructing Delegates and/or other service providers, and/or providing it with such advice that may be reasonably necessary, to properly account for all financial transactions and to maintain the Fund’s accounting procedures and records so as to ensure compliance with generally accepted accounting principles and tax practices and rules; and · calculating and authorizing expense accruals and payments; annual fund expense budgets; accrual analysis; rollforward calculations; payment of expenses; fees for payment to service providers; · facilitating on behalf of the Fund resolution and remediation of fund accounting issues escalated by Delegates and/or other service providers; · preparing daily NAV calculations, including all necessary component services such as valuation and particularly private company investment valuation, corporate actions processing, trade processing, and performing month-end and fiscal-period-end close processes; · recordkeeping as required; and · such other accounting services as agreed to by the parties not otherwise performed by Price Associates under the Investment Management Agreement. ADMINISTRATIVE SERVICES Administrative Services provided by Price Associates shall include, among other things: · ensuring maintenance for the Fund of all records that may be reasonably required in connection with the audit performed by the Fund’s independent registered public accountants, or by the Securities and Exchange Commission (“SEC”), the Internal Revenue Service (“IRS”) or such other Federal or state regulatory agencies; · cooperating with the Fund’s independent registered public accountants and taking all reasonable action in the performance of its obligations under the Agreement to assure that the necessary information is made available to such accountants for the expression of their opinion without any qualification as to the scope of their examination including, but not limited to, their opinion included in the Fund’s annual report on Form N-CSR and annual amendment to Form N-1A; · implementing and maintaining the systems, data storage and reporting necessary to perform services outlined herein; · all efforts concerning financial reporting services, including shareholder reports and financial information in regulatory filings; N-PORT and N-CEN; and other financial reporting services as necessary; · determining financial reporting policies, maintaining adequate controls over financial reporting to provide complete and accurate financial information and disclosures that are certified by officers of the Funds. Providing sub-certifications, as requested by officers of the Funds, for the adequacy of such controls and the completeness and accuracy of information included in Form N-CSR or any other form that may require certification; · periodic testing of Internal Revenue Code qualification requirements; · prepare and furnish fund performance information; · prepare and disseminate vendor survey information; · prepare and file Rule 24f-2 notices and payment; and · such other administrative services as agreed to by the parties, not otherwise performed by Price Associates under the Investment Management Agreement.

  • REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Professional Services Bodily injury" or "property damage" arising out of the rendering of or failure to render profes- sional services;

  • Asset Management Services (i) Real Estate and Related Services:

  • Marketing Services The Manager shall provide advice and assistance in the marketing of the Vessels, including the identification of potential customers, identification of Vessels available for charter opportunities and preparation of bids.

  • Support Services HP’s support services will be described in the applicable Supporting Material, which will cover the description of HP’s offering, eligibility requirements, service limitations and Customer responsibilities, as well as the Customer systems supported.

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