Financial Conduct Authority Sample Clauses

Financial Conduct Authority. We are authorised and regulated by the Financial Conduct Authority (FCA). Our FCA Reference number is 304948. We are permitted to advise on, arrange and deal as agent of insurers and clients for general insurance contracts. You may check this information on the FCA Register by visiting the FCA website xxx.xxx.xxx.xx or by phoning the FCA on 0800 111 6768 from the UK or +00 00 0000 0000 from abroad Our Service Mercia Marine (Underwriting) Ltd will:  Act fairly and reasonably when dealing with our clients  Make sure that information provided is clear, fair and not misleading  Give adequate explanation to enable clients to make informed decisions  Ensure our service meets FCA requirements  Handle claims and complaints fairly and promptly  Identify and deal with conflicts of interest in accordance with our established procedures Explaining our service Without advice Mercia Marine (Underwriting) Ltd are authorised to act on the behalf of a single or limited number of insurers to provide quotations, effect cover, issue policy documentation and collect & process premiums for the following insurance policy products identified as ‘Lock & Quay’ ‘Quadrant’, ‘Quadrant Dinghy’ and ‘Quadrant Houseboat’ Policy Wording (collectively known as our Own Branded Policy). If we provide insurance for you under these arrangements we act as the agent of the insurer(s). We do not provide advice to you, but we will inform you of the main features of these products and the services we offer you including details of the provider, main details of the cover and benefits, any unusual restrictions or exclusions, any significant conditions or obligations and the period of cover. Unless otherwise agreed, any quotation given will remain valid for a period of thirty (30) days from the date of issue of the quotation. With advice If we find that your requirements cannot be met under our Own Branded Product , we will act on your behalf as an independent insurance intermediary and act as your agent and provide advice. We are subject to the law of agency, which imposes various duties on us. However, in certain circumstances we may act for and owe duties of care to other parties. We will advise you when these circumstances occur so you will be aware of any possible conflict of interest. In relation to the general insurance products we offer, we may provide advice, or information:  On the basis of a fair analysis of the market; or  From a limited number of insurers; or  From a single insure...
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Financial Conduct Authority. The Financial Conduct Authority of 00 Xxxxxxxxx Xxxxxx, Xxxxxx X00 0XX is the supervisory authority for consumer credit agreements. TERMS AND CONDITIONS Our <Business Capital Terms & Conditions> form part of this Agreement. You should read them before entering into this Agreement and let us know if anything is unclear. BEFORE SIGNING:
Financial Conduct Authority. 12.1 We are authorised and regulated by the F.C.A. (Firm FSA Ref No: 537923)
Financial Conduct Authority. Graybrook Insurance Brokers Limited is authorised and regulated by the Financial Conduct Authority (FCA). The FCA regulates the financial services industry in the UK and their address is 25 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx, X00 0XX. You can check this on the Financial Services Register by visiting xxx.xxx.xxx.xx/xxxxx/xxxxxxx- reporting/register or by contacting the FCA on 0800 111 6768. Our Financial Services Register number is 595238. Who we are and how to contact us Correspondence Address Graybrook Insurance Brokers Limited Telephone: 00000 000000 0 Xxxxxxxxx Xxx Fax: 00000 000000 South Xxxxxxx Ferrers Essex Email: xxxxxxx@xxxxxxxxx.xx.xx XX0 0XX Website: xxx.xxxxxxxxx.xx.xx The Company’s registered address is: 1208/1210 Xxxxxx Xxxx Xxxxx-xx-Xxx Xxxxx XX0 0XX Graybrook is a trading style of Graybrook Insurance Brokers Limited, who are Registered in England and Wales. Registered Number 4955851. Our Principles We believe in ethical behaviour and the provision of exceptional customer service. Our Commitments We Will: • Ensure that all our advertising and promotional material is clear, fair and not misleading • Only advise you on matters on which we have knowledge • Seek from you the information needed to enable us to fulfil our responsibilities to you • Provide you with sufficient information to enable you to make informed decisions on your insurance • Avoid conflicts of interest, but where unavoidable, manage it to avoid prejudice to any party • Not unfairly put our own interests above our duty to you • Handle complaints fairly and promptly Scope of Services We are insurance intermediaries (brokers). Occasionally we act as the agent of another intermediary. Our services include:- • Arranging and advising on your non investment insurance needs • Providing you with information on insurance products suitable for your requirements • Negotiating insurance covers with insurers • Assisting you with ongoing changes to your requirements • Assisting you when making a claim We offer products from a limited number of insurers for: • Professional Indemnity InsuranceMedical Malpractice InsuranceManagement LiabilityGeneral Liability
Financial Conduct Authority. ACE European Group Limited, registered number 1112892 UK Head Office, 000 Xxxxxxxxxx Xxxxxx, Xxxxxx XX0X 0XX is by the Prudential Regulation Authority and authorised and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Full details can be found online at xxx.xxx.xxx.xx/xxxxxxxx/xxxxXxxxxxXxxx.xx ACE European Group Limited United Kingdom The ACE Building 000 Xxxxxxxxxx Xxxxxx Xxxxxx XX0X 0XX +00 (0) 00 0000 0000 tel +00 (0) 00 0000 0000 fax xxx.xxxxxxxx.xxx/xx ACE European Group Limited is authorised and regulated by the Financial Services Authority in the United Kingdom and is regulated by the Central Bank of Ireland for conduct of business rules. Registered in England No.1112892 Registered in Ireland No.904967
Financial Conduct Authority. 3.1 References in this document to FCA and/or the Rules appearing in this Agreement refer to: -
Financial Conduct Authority. We are subject to regulation by the Financial Conduct Authority (FCA) in various regards not least the handling of investment business and advising on insurance under provisions relating to Insurance Mediation. We are therefore included on the FCA’s register and the FCA compliance officer is Xxxxxx Xxxxxx. If mediation activities are relevant in your matter we will forward to you a separate letter and further information at that stage. If you are or will be in a position of having money to invest, we can put you in touch with an Independent Financial Adviser (IFA) upon request. We will then forward to you a separate letter and further information at that stage. Please note, however, that we do not provide investment advice. You must be aware that investments can go down as well as up. One of the IFAs we may put you in touch with is Banner Xxxxx Wealth Management (BJWM). BJWM is the trading name of Banner Jones Wealth Management LLP. Whilst Banner Xxxxx Limited and some of its Directors have an interest in BJWM, BJWM is a separate entity to Banner Xxxxx Limited and is registered in England and Wales with registration number OC380075. It is not a law firm authorised or regulated by the Solicitors Regulation Authority. It is an Appointed Representative of Future Life Wealth Management Ltd which is authorised and regulated by the Financial conduct Authority. Our selection of the IFA to which you are referred will depend on what is in your best interests.
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