Common use of Exempt Transaction Clause in Contracts

Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.

Appears in 4 contracts

Samples: ThredUp Inc., ThredUp Inc., ThredUp Inc.

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Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.

Appears in 2 contracts

Samples: Biolase, Inc, Biolase, Inc

Exempt Transaction. The issuance of the Shares Warrant Interests upon exercise of this Warrant will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunderamended, and (ii) the qualification requirements of applicable state securities laws.

Appears in 1 contract

Samples: Warrant Agreement (Avery Berkel Holdings LTD)

Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(24(a)(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.

Appears in 1 contract

Samples: Northern Star Acquisition Corp.

Exempt Transaction. The Subject to the truth and accuracy of Holder’s representations below, the issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(24(a)(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.

Appears in 1 contract

Samples: Northern Star Acquisition Corp.

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Exempt Transaction. The issuance of the Shares will each hereunder shall constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification or registration requirements of any applicable state securities laws.

Appears in 1 contract

Samples: Investment Restructure Agreement (Western Water Co)

Exempt Transaction. The issuance of the Preferred Shares will and the Conversion Shares each constitute constitutes a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunderthereof, and (ii) the registration or qualification requirements of applicable state securities laws.

Appears in 1 contract

Samples: Share Purchase Agreement (Staar Surgical Co)

Exempt Transaction. The issuance of the Shares Warrant Interests upon exercise of this Warrant will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunderamended, and (ii) the qualification requirements of applicable state securities laws.. (e)

Appears in 1 contract

Samples: www.sec.gov

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