Common use of Exchange and Cancellation Clause in Contracts

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 Section 5.08. Exchange in Lieu of Conversion 61 Section 5.09. Effect of Common Stock Change Event 62 Article 6. Successors 64 Section 6.01. When the Company May Merge, Etc. 64 Section 6.02. Successor Corporation Substituted 64 Article 7. Defaults and Remedies 64 Section 7.01. Events of Default 64 Section 7.02. Acceleration 66 Section 7.03. Sole Remedy for a Failure to Report 67 Section 7.04. Other Remedies 68 Section 7.05. Waiver of Past Defaults 68 Section 7.06. Control by Majority 68 Section 7.07. Limitation on Suits 69 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Section 7.09. Collection Suit by Trustee 69 Section 7.10. Trustee May File Proofs of Claim 70 Section 7.11. Priorities 70 Section 7.12. Undertaking for Costs 71 Article 8. Amendments, Supplements and Waivers 71 Section 8.01. Without the Consent of Holders 71 Section 8.02. With the Consent of Holders 72 Section 8.03. Notice of Amendments, Supplements and Waivers 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 Section 8.05. Notations and Exchanges 74 Section 8.06. Trustee to Execute Supplemental Indentures 74 Article 9. Satisfaction and Discharge 74 Section 9.01. Termination of Company’s Obligations 74 Section 9.02. Repayment to Company 75 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 Section 10.01. Duties of the Trustee 76 Section 10.02. Rights of the Trustee 77 Section 10.03. Individual Rights of the Trustee 78 Section 10.04. Trustee’s Disclaimer 78 Section 10.05. Notice of Defaults 78 Section 10.06. Compensation and Indemnity 78 Section 10.07. Replacement of the Trustee 79 Section 10.08. Successor Trustee by Merger, Etc. 80 Section 10.09. Eligibility; Disqualification 80 Article 11. Miscellaneous 81 Section 11.01. Notices. 81 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 Section 11.04. Rules by the Trustee, the Registrar, the Paying Agent and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 Section 11.06. Governing Law; Waiver of Jury Trial 84 Section 11.07. Submission to Jurisdiction 84 Section 11.08. No Adverse Interpretation of Other Agreements 84 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 Section 11.11. U.S.A. PATRIOT Act 85 Section 11.12. Calculations 85 Section 11.13. Severability 85 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 Section 11.16. Withholding Taxes 86 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22, 2021, between Stem, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.50% Convertible Senior Notes due 2028.

Appears in 1 contract

Samples: Indenture (Stem, Inc.)

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Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 25 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 Section 2.142.13. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.152.14. Cancellation 26 Section 2.162.15. Notes Held by the Company or its Affiliates 26 27 Section 2.172.16. Temporary Notes 27 Section 2.182.17. Outstanding Notes 27 Section 2.192.18. Repurchases by the Company 28 Section 2.202.19. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 Notes. 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 59 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 61 Article 6. Successors 64 62 Section 6.01. When the Company May Merge, Etc. 64 62 Section 6.02. Qualified Successor Corporation Entity Substituted 64 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 64 63 Section 7.01. Events of Default 64 63 Section 7.02. Acceleration 66 65 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 67 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 68 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 69 Section 7.12. Undertaking for Costs 71 69 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 73 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Satisfaction and Discharge 74 73 Section 9.01. Termination of Company’s Obligations 74 73 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page 74 Article 10. Trustee 76 74 Section 10.01. Duties of the Trustee 76 74 Section 10.02. Rights of the Trustee 77 76 Section 10.03. Individual Rights of the Trustee 78 77 Section 10.04. Trustee’s Disclaimer 78 77 Section 10.05. Notice of Defaults 78 77 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 78 Section 10.08. Successor Trustee by Merger, Etc. 80 79 Section 10.09. Eligibility; Disqualification 80 79 Article 11. Miscellaneous 81 80 Section 11.01. Notices. 81 Notices 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 Section 11.04. Rules by the Trustee, the Registrar, the Paying Agent and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 Section 11.06. Governing Law; Waiver of Jury Trial 84 Section 11.07. Submission to Jurisdiction 84 Section 11.08. No Adverse Interpretation of Other Agreements 84 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 Section 11.11. U.S.A. PATRIOT Act 85 Section 11.12. Calculations 85 Section 11.13. Severability 85 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 Section 11.16. Withholding Taxes 86 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22, 2021, between Stem, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.50% Convertible Senior Notes due 2028.82

Appears in 1 contract

Samples: Indenture (Cerevel Therapeutics Holdings, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 58 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 60 Article 6. Successors 64 62 Section 6.01. When the Company May Merge, Etc. 64 62 Section 6.02. Successor Corporation Entity Substituted 64 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 64 63 Section 7.01. Events of Default 64 63 Section 7.02. Acceleration 66 65 Section 7.03. Sole Remedy for a Failure to Report 67 65 Section 7.04. Other Remedies 68 66 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 67 Section 7.07. Limitation on Suits 69 67 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 68 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 68 Section 7.11. Priorities 70 69 Section 7.12. Undertaking for Costs 71 69 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 72 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Satisfaction and Discharge 74 73 Section 9.01. Termination of Company’s Obligations 74 73 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page 74 Article 10. Trustee 76 74 Section 10.01. Duties of the Trustee 76 74 Section 10.02. Rights of the Trustee 77 75 Section 10.03. Individual Rights of the Trustee 78 76 Section 10.04. Trustee’s Disclaimer 78 76 Section 10.05. Notice of Defaults 78 76 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 78 Section 10.08. Successor Trustee by Merger, Etc. 80 78 Section 10.09. Eligibility; Disqualification 80 79 Article 11. Miscellaneous 81 79 Section 11.01. Notices. 81 Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 81 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 81 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 81 Section 11.06. Governing Law; Waiver of Jury Trial 84 82 Section 11.07. Submission to Jurisdiction 84 82 Section 11.08. No Adverse Interpretation of Other Agreements 84 82 Section 11.09. Successors 84 82 Section 11.10. Force Majeure 85 82 Section 11.11. U.S.A. PATRIOT Act 85 83 Section 11.12. Calculations 85 83 Section 11.13. Severability 85 83 Section 11.14. Counterparts 85 83 Section 11.15. Table of Contents, Headings, Etc. 86 83 Section 11.16. Withholding Taxes 86 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Resale Legend B3-1 INDENTURE, dated as of November 22March 5, 2021, between StemBeyond Meat, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.500% Convertible Senior Notes due 20282027 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Beyond Meat, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 Section 2.21. Trustee’s Disclaimer 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Restriction on Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence Notes Acquired by the Company 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 43 Section 5.03. Settlement Upon upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 59 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 61 Section 5.10. Trustee’s Disclaimer 63 Article 6. Successors 64 63 Section 6.01. When the Company May Merge, Etc. 64 63 Section 6.02. Successor Corporation Substituted 64 63 Article 7. Defaults and Remedies 64 Section 7.01. Events of Default 64 Section 7.02. Acceleration 66 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Section 7.09. Collection Suit by Trustee 69 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 Section 8.03. Notice of Amendments, Supplements and Waivers 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 Section 8.05. Notations and Exchanges 74 73 Section 8.06. Trustee to Execute Supplemental Indentures 74 Article 9. Satisfaction and Discharge 74 Section 9.01. Termination of Company’s Obligations 74 Section 9.02. Repayment to Company 75 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 75 Section 10.01. Duties of the Trustee 76 75 Section 10.02. Rights of the Trustee 77 76 Section 10.03. Individual Rights of the Trustee 78 77 Section 10.04. Trustee’s Disclaimer 78 Section 10.05. Notice of Defaults 78 Section 10.06. Compensation and Indemnity 78 Section 10.07. Replacement of the Trustee 79 Section 10.08. Successor Trustee by Merger, Etc. 80 Section 10.09. Eligibility; Disqualification 80 Article 11. Miscellaneous 81 80 Section 11.01. Notices. 81 Notices 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 82 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 82 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 83 Section 11.06. Governing Law; Waiver of Jury Trial 84 83 Section 11.07. Submission to Jurisdiction 84 83 Section 11.08. No Adverse Interpretation of Other Agreements 84 83 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 84 Section 11.11. U.S.A. PATRIOT Act 85 Act. 84 Section 11.12. Calculations 85 84 Section 11.13. Severability 85 84 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 85 Section 11.16. Withholding Taxes 86 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22June 15, 20212020, between StemEventbrite, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank Wilmington Trust, National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.505.000% Convertible Senior Notes due 20282025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Eventbrite, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 48 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 59 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 61 Article 6. Successors 64 63 Section 6.01. When the Company May Merge, Etc. 64 63 Section 6.02. Successor Corporation Entity Substituted 64 63 Article 7. Defaults and Remedies 64 Section 7.01. Events of Default 64 Section 7.02. Acceleration 66 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 Section 7.06. Control by Majority 68 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Section 7.09. Collection Suit by Trustee 69 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 Section 8.05. Notations and Exchanges 74 73 Section 8.06. Trustee to Execute Supplemental Indentures 74 Article 9. Satisfaction and Discharge 74 Section 9.01. Termination of Company’s Obligations 74 Section 9.02. Repayment to Company 75 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 75 Section 10.01. Duties of the Trustee 76 75 Section 10.02. Rights of the Trustee 77 76 Section 10.03. Individual Rights of the Trustee 78 77 Section 10.04. Trustee’s Disclaimer 78 77 Section 10.05. Notice of Defaults 78 Section 10.06. Compensation and Indemnity 78 Section 10.07. Replacement of the Trustee 79 Section 10.08. Successor Trustee by Merger, Etc. 80 Section 10.09. Eligibility; Disqualification 80 Article 11. Miscellaneous 81 80 Section 11.01. Notices. 81 Notices 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 82 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 83 Section 11.06. Governing Law; Waiver of Jury Trial 84 83 Section 11.07. Submission to Jurisdiction 84 83 Section 11.08. No Adverse Interpretation of Other Agreements 84 83 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 84 Section 11.11. U.S.A. PATRIOT Act 85 84 Section 11.12. Calculations 85 84 Section 11.13. Severability 85 84 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 85 Section 11.16. Withholding Taxes 86 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22June 18, 2021, between StemVroom, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.500.750% Convertible Senior Notes due 20282025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Vroom, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 27 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 28 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page 30 Article 4. Repurchase and Redemption 31 30 Section 4.01. No Sinking Fund 31 30 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 30 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon upon Conversion 44 43 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 48 46 Section 5.06. Voluntary Adjustments 59 56 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 57 Section 5.08. Exchange in Lieu of Conversion 61 58 Section 5.09. Effect of Common Stock Change Event 62 59 Article 6. Successors 64 61 Section 6.01. When the Company May Merge, Etc. 64 61 Section 6.02. Successor Corporation Entity Substituted 64 61 Article 7. Defaults and Remedies 64 61 Section 7.01. Events of Default 64 61 Section 7.02. Acceleration 66 63 Section 7.03. Sole Remedy for a Failure to Report 67 64 Section 7.04. Other Remedies 68 65 Section 7.05. Waiver of Past Defaults 68 65 Section 7.06. Control by Majority 68 65 Section 7.07. Limitation on Suits 69 66 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 66 Section 7.09. Collection Suit by Trustee 69 66 Section 7.10. Trustee May File Proofs of Claim 70 67 Section 7.11. Priorities 70 67 Section 7.12. Undertaking for Costs 71 68 Article 8. Amendments, Supplements and Waivers 71 68 Section 8.01. Without the Consent of Holders 71 68 Section 8.02. With the Consent of Holders 72 69 Section 8.03. Notice of Amendments, Supplements and Waivers 73 70 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 70 Section 8.05. Notations and Exchanges 74 71 Section 8.06. Trustee to Execute Supplemental Indentures 74 71 Article 9. Satisfaction and Discharge 74 71 Section 9.01. Termination of Company’s Obligations 74 71 Section 9.02. Repayment to Company 75 72 Section 9.03. Reinstatement 75 Page 72 Article 10. Trustee 76 72 Section 10.01. Duties of the Trustee 76 72 Section 10.02. Rights of the Trustee 77 73 Section 10.03. Individual Rights of the Trustee 78 75 Section 10.04. Trustee’s Disclaimer 78 75 Section 10.05. Notice of Defaults 78 75 Section 10.06. Compensation and Indemnity 78 75 Section 10.07. Replacement of the Trustee 79 76 Section 10.08. Successor Trustee by Merger, Etc. 80 77 Section 10.09. Eligibility; Disqualification 80 77 Article 11. Miscellaneous 81 78 Section 11.01. Notices. 81 Notices 78 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 79 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 80 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 80 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 80 Section 11.06. Governing Law; Waiver of Jury Trial 84 80 Section 11.07. Submission to Jurisdiction 84 81 Section 11.08. No Adverse Interpretation of Other Agreements 84 81 Section 11.09. Successors 84 81 Section 11.10. Force Majeure 85 81 Section 11.11. U.S.A. PATRIOT Act 85 Act. 81 Section 11.12. Calculations 85 82 Section 11.13. Severability 85 82 Section 11.14. Counterparts 85 82 Section 11.15. Table of Contents, Headings, Etc. 86 82 Section 11.16. Withholding Taxes 86 82 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate and ERISA Legend B3-1 INDENTURE, dated as of November 22July 26, 2021, between StemShift4 Payments, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.50% Convertible Senior Notes due 20282027 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Shift4 Payments, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 27 Section 2.17. Temporary Notes 27 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 29 Section 3.03. Rule 144A Information 29 30 Section 3.04. Additional Interest 29 30 Section 3.05. Compliance and Default Certificates 30 31 Section 3.06. Stay, Extension and Usury Laws 30 32 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page [Reserved] 32 Article 4. Repurchase and Redemption 31 32 Section 4.01. No Sinking Fund 31 32 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 32 Section 4.03. Right of the Company to Redeem the Notes 36 37 Article 5. Conversion 38 40 Section 5.01. Right to Convert 38 40 Section 5.02. Conversion Procedures 42 44 Section 5.03. Settlement Upon Conversion 44 46 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 50 Section 5.05. Adjustments to the Conversion Rate 48 50 Section 5.06. Voluntary Adjustments 59 61 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 62 Section 5.08. Exchange in Lieu of Conversion 61 63 Section 5.09. Effect of Common Stock Change Event 62 64 Article 6. Successors 64 66 Section 6.01. When the Company May Merge, Etc. 64 66 Section 6.02. Successor Corporation Entity Substituted 64 66 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 67 Article 7. Defaults and Remedies 64 67 Section 7.01. Events of Default 64 67 Section 7.02. Acceleration 66 69 Section 7.03. Sole Remedy for a Failure to Report 67 69 Section 7.04. Other Remedies 68 71 Section 7.05. Waiver of Past Defaults 68 71 Section 7.06. Control by Majority 68 71 Section 7.07. Limitation on Suits 69 72 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 72 Section 7.09. Collection Suit by Trustee 69 72 Section 7.10. Trustee May File Proofs of Claim 70 73 Section 7.11. Priorities 70 73 Section 7.12. Undertaking for Costs 71 74 Article 8. Amendments, Supplements and Waivers 71 74 Section 8.01. Without the Consent of Holders 71 74 Section 8.02. With the Consent of Holders 72 75 Section 8.03. Notice of Amendments, Supplements and Waivers 73 76 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 76 Section 8.05. Notations and Exchanges 74 77 Section 8.06. Trustee to Execute Supplemental Indentures 74 77 Article 9. Satisfaction and Discharge 74 77 Section 9.01. Termination of Company’s Obligations 74 77 Section 9.02. Repayment to Company 75 78 Section 9.03. Reinstatement 75 Page 78 Article 10. Trustee 76 79 Section 10.01. Duties of the Trustee 76 79 Section 10.02. Rights of the Trustee 77 80 Section 10.03. Individual Rights of the Trustee 78 82 Section 10.04. Trustee’s Disclaimer 78 82 Section 10.05. Notice of Defaults 78 82 Section 10.06. Compensation and Indemnity 78 83 Section 10.07. Replacement of the Trustee 79 84 Section 10.08. Successor Trustee by MergerXxxxxx, Etc. 80 85 Section 10.09. Eligibility; Disqualification 80 85 Article 11. Miscellaneous 81 85 Section 11.01. Notices. 81 Notices 85 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 87 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 88 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 88 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 88 Section 11.06. Governing Law; Waiver of Jury Trial 84 88 Section 11.07. Submission to Jurisdiction 84 89 Section 11.08. No Adverse Interpretation of Other Agreements 84 89 Section 11.09. Successors 84 89 Section 11.10. Force Majeure 85 89 Section 11.11. U.S.A. PATRIOT Patriot Act 85 89 Section 11.12. Calculations 85 90 Section 11.13. Severability 85 90 Section 11.14. Counterparts 85 90 Section 11.15. Table of Contents, Headings, Etc. 86 90 Section 11.16. Withholding Taxes 86 90 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22May 24, 20212024, between StemPeloton Interactive, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.505.50% Convertible Senior Notes due 20282029 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Peloton Interactive, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 48 Section 5.05. Adjustments to the Conversion Rate 48 Section 5.06. Voluntary Adjustments 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 59 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 61 Article 6. Successors 64 63 Section 6.01. When the Company May Merge, Etc. 64 63 Section 6.02. Successor Corporation Entity Substituted 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 64 Article 7. Defaults and Remedies 64 Section 7.01. Events of Default 64 Section 7.02. Acceleration 66 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 Section 7.06. Control by Majority 68 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Section 7.09. Collection Suit by Trustee 69 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 Section 8.05. Notations and Exchanges 74 73 Section 8.06. Trustee to Execute Supplemental Indentures 74 Article 9. Satisfaction and Discharge 74 Section 9.01. Termination of Company’s Obligations 74 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 75 Section 10.01. Duties of the Trustee 76 75 Section 10.02. Rights of the Trustee 77 76 Section 10.03. Individual Rights of the Trustee 78 77 Section 10.04. Trustee’s Disclaimer 78 77 Section 10.05. Notice of Defaults 78 77 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 78 Section 10.08. Successor Trustee by Merger, Etc. 80 79 Section 10.09. Eligibility; Disqualification 80 79 Article 11. Miscellaneous 81 80 Section 11.01. Notices. 81 Notices 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 82 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 Section 11.06. Governing Law; Waiver of Jury Trial 84 Section 11.07. Submission to Jurisdiction 84 Section 11.08. No Adverse Interpretation of Other Agreements 84 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 Section 11.11. U.S.A. PATRIOT Act 85 Section 11.12. Calculations 85 Section 11.13. Severability 85 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 Section 11.16. Withholding Taxes 86 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22, 2021, between Stem, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.50% Convertible Senior Notes due 2028.82

Appears in 1 contract

Samples: Indenture (Guardant Health, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Redemption. 23 Section 2.12. Removal of Transfer Restrictions 25 Restrictions. 24 Section 2.13. Replacement Notes 26 Notes. 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Notes. 25 Section 2.15. Cancellation 26 Cancellation. 25 Section 2.16. Notes Held by the Company or its Affiliates 26 Affiliates. 25 Section 2.17. Temporary Notes 27 Notes. 26 Section 2.18. Outstanding Notes 27 Notes. 26 Section 2.19. Repurchases by the Company 28 Company. 26 Section 2.20. CUSIP XXXXX and ISIN Numbers 28 Numbers. 27 Article 3. Covenants 28 27 Section 3.01. Payment on Notes 28 Notes. 27 Section 3.02. Exchange Act Reports 28 Reports. 27 Section 3.03. Rule 144A Information 29 Information. 28 Section 3.04. Additional Interest 29 Interest. 28 Section 3.05. Compliance and Default Certificates 30 Certificates. 29 Section 3.06. Stay, Extension and Usury Laws 30 Laws. 29 Section 3.07. Corporate Existence. 29 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 31 Affiliates. 29 Section 3.083.09. Existence 31 Page Further Instruments and Acts. 30 Article 4. Repurchase and Redemption 31 30 Section 4.01. No Sinking Fund 31 30 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Change. 30 Section 4.03. Right of the Company to Redeem the Notes 36 Notes. 34 Article 5. Conversion 38 36 Section 5.01. Right to Convert 38 Convert. 36 Section 5.02. Conversion Procedures 42 Procedures. 39 Section 5.03. Settlement Upon Conversion 44 upon Conversion. 41 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 upon Conversion. 44 Section 5.05. Adjustments to the Conversion Rate 48 Rate. 44 Section 5.06. Voluntary Adjustments 59 Adjustments. 55 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 Change. 55 Section 5.08. Exchange in Lieu of Conversion 61 Conversion. 56 Section 5.09. Effect of Common Stock Change Event 62 Event. 57 Section 5.10. Responsibility of Trustee and Conversion Agent. 58 Article 6. Successors 64 59 Section 6.01. When the Company May Merge, Etc. 64 59 Section 6.02. Successor Corporation Substituted 64 Substituted. 60 Article 7. Defaults and Remedies 64 60 Section 7.01. Events of Default 64 Default. 60 Section 7.02. Acceleration 66 Acceleration. 62 Section 7.03. Sole Remedy for a Failure to Report 67 Report. 62 Section 7.04. Other Remedies 68 Remedies. 63 Section 7.05. Waiver of Past Defaults 68 Defaults. 64 Section 7.06. Control by Majority 68 Majority. 64 Section 7.07. Limitation on Suits 69 Suits. 64 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Consideration. 65 Section 7.09. Collection Suit by Trustee 69 Trustee. 65 Section 7.10. Trustee May File Proofs of Claim 70 Claim. 65 Section 7.11. Priorities 70 Priorities. 66 Section 7.12. Undertaking for Costs 71 Costs. 66 Article 8. Amendments, Supplements and Waivers 71 66 Section 8.01. Without the Consent of Holders 71 Holders. 66 Section 8.02. With the Consent of Holders 72 Holders. 67 Section 8.03. Notice of Amendments, Supplements and Waivers 73 Waivers. 68 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 69 Section 8.05. Notations and Exchanges 74 Exchanges. 69 Section 8.06. Trustee to Execute Supplemental Indentures 74 Indentures. 69 Article 9. Satisfaction and Discharge 74 70 Section 9.01. Termination of Company’s Obligations 74 Obligations. 70 Section 9.02. Repayment to Company 75 Company. 70 Section 9.03. Reinstatement 75 Page Reinstatement. 71 Article 10. Trustee 76 71 Section 10.01. Duties of the Trustee 76 Trustee. 71 Section 10.02. Rights of the Trustee 77 Trustee. 72 Section 10.03. Individual Rights of the Trustee 78 Trustee. 73 Section 10.04. Trustee’s Disclaimer 78 Disclaimer. 73 Section 10.05. Notice of Defaults 78 Defaults. 73 Section 10.06. Compensation and Indemnity 78 Indemnity. 74 Section 10.07. Replacement of the Trustee 79 Trustee. 75 Section 10.08. Successor Trustee by MergerXxxxxx, Etc. 80 76 Section 10.09. Eligibility; Disqualification 80 Disqualification. 76 Article 11. Miscellaneous 81 76 Section 11.01. Notices. 81 76 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 Precedent. 78 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 Counsel. 78 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 Agent. 78 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 Stockholders. 78 Section 11.06. Governing Law; Waiver of Jury Trial 84 Trial. 79 Section 11.07. Submission to Jurisdiction 84 Jurisdiction. 79 Section 11.08. No Adverse Interpretation of Other Agreements 84 Agreements. 79 Section 11.09. Successors 84 Successors. 79 Section 11.10. Force Majeure 85 Majeure. 79 Section 11.11. U.S.A. PATRIOT Act 85 Act. 80 Section 11.12. Calculations 85 Calculations. 80 Section 11.13. Severability 85 Severability. 80 Section 11.14. Counterparts 85 Counterparts. 80 Section 11.15. Table of Contents, Headings, Etc. 86 80 Section 11.16. Withholding Taxes 86 Taxes. 80 Section 11.17. Benefits of Indenture. 81 Section 11.18. No Security Interest Created. 81 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22May 8, 20212020, between StemBloomin’ Brands, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank Xxxxx Fargo Bank, National Association, a national banking association organized and existing under the laws of the United States, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.505.00% Convertible Senior Notes due 20282025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Bloomin' Brands, Inc.)

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Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 23 Section 2.12. Removal of Transfer Restrictions 25 Replacement Notes 24 Section 2.13. Replacement Notes 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 24 Section 2.14. Cancellation 25 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 25 Section 2.16. Temporary Notes 25 Section 2.17. Temporary Outstanding Notes 27 25 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 26 Section 2.202.19. CUSIP and ISIN Numbers 28 26 Article 3. Covenants 28 26 Section 3.01. Payment on Notes 28 26 Section 3.02. Exchange Act Reports 28 27 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 27 Section 3.063.04. Stay, Extension and Usury Laws 30 27 Section 3.073.05. Acquisition of Notes by the Company and its Affiliates 31 28 Section 3.06. Further Instruments and Acts 28 Section 3.07. Existence 28 Section 3.08. Existence 31 Page Appointments to Fill Vacancies in Trustee’s Office 28 Article 4. Repurchase and Redemption 31 28 Section 4.01. No Sinking Fund 31 28 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 28 Section 4.03. Right of the Company to Redeem the Notes 36 33 Article 5. Conversion 38 36 Section 5.01. Right to Convert 38 36 Section 5.02. Conversion Procedures 42 40 Section 5.03. Settlement Upon upon Conversion 44 41 Section 5.04. Reserve and Reserve; Status of Common Stock Issued Upon Conversion 47 upon Conversion; compliance with securities laws 45 Section 5.05. Adjustments to the Conversion Rate 48 45 Section 5.06. Voluntary Adjustments 59 56 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 56 Section 5.08. Exchange in Lieu of Conversion 61 57 Section 5.09. Effect of Common Stock Change Event 62 58 Section 5.10. Responsibility of the Trustee 60 Article 6. Successors 64 61 Section 6.01. When the Company May Merge, Etc. 64 61 Section 6.02. Successor Corporation Entity Substituted 64 61 Section 6.03. When the Guarantor May Merge, Etc. 62 Section 6.04. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 62 Article 7. Defaults and Remedies 64 62 Section 7.01. Events of Default 64 62 Section 7.02. Acceleration 66 64 Section 7.03. Sole Remedy for a Failure to Report 67 65 Section 7.04. Other Remedies 68 66 Section 7.05. Waiver of Past Defaults 68 66 Section 7.06. Control by Majority 68 66 Section 7.07. Limitation on Suits 69 67 Section 7.08. Absolute Right of Holders to Receive Payment and Conversion Consideration and to Institute Suit for the Enforcement of the such Right to Receive Payment and Conversion Consideration 69 67 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 68 Section 7.11. Priorities 70 68 Section 7.12. Undertaking for Costs 71 69 Section 7.13. Trustee’s Obligation to Provide Notice of Defaults to Holders 69 Article 8. Amendments, Supplements and Waivers 71 69 Section 8.01. Without the Consent of Holders 71 69 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 72 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Guarantees 73 Section 9.01. Guarantees 73 Section 9.02. Limitation on Guarantor Liability 76 Article 10. Satisfaction and Discharge 74 76 Section 9.0110.01. Termination of Company’s Obligations 74 76 Section 9.0210.02. Repayment to Company 75 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 Section 10.01. Duties of the Trustee 76 Section 10.02. Rights of the Trustee 77 Section 10.03. Individual Rights of the Trustee 78 Section 10.04. Trustee’s Disclaimer 78 Section 10.05. Notice of Defaults 78 Section 10.06. Compensation and Indemnity 78 Section 10.07. Replacement of the Trustee 79 Section 10.08. Successor Trustee by Merger, Etc. 80 Section 10.09. Eligibility; Disqualification 80 Reinstatement 77 Article 11. Miscellaneous 81 77 Section 11.01. Notices. 81 Notices 77 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 79 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 79 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 80 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 80 Section 11.06. Governing Law; Waiver of Jury Trial 84 80 Section 11.07. Submission to Jurisdiction 84 80 Section 11.08. No Adverse Interpretation of Other Agreements 84 81 Section 11.09. Successors 84 81 Section 11.10. Force Majeure 85 81 Section 11.11. U.S.A. PATRIOT Act 85 81 Section 11.12. Calculations 85 81 Section 11.13. Severability 85 Severability; Entire Agreement 81 Section 11.14. Counterparts 85 82 Section 11.15. Table of Contents, Headings, Etc. 86 82 Section 11.16. Withholding Taxes 86 82 Section 11.17. Trust Indenture Act Controls 82 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Global Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 FIRST SUPPLEMENTAL INDENTURE, dated as of November 22June 25, 20212020, between Stem, among American Airlines Group Inc., a Delaware corporation, as issuer (the “Company”), American Airlines, Inc., a Delaware corporation, as guarantor, and U.S. Bank Wilmington Trust, National Association, a national banking association, as trustee (the “Trustee”), to the Base Indenture (as defined below). Each party to this This Supplemental Indenture (as defined below) is being executed and delivered pursuant to Sections 2.1 and 2.2 of the Base Indenture to establish the terms, and provide for the issuance, of a new series of Securities (as defined in the Base Indenture) constituting the Company’s 6.50% Convertible Senior Notes due 2025 (the “Notes”). Each party to this Supplemental Indenture agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.50% Convertible Senior Notes due 2028Notes.

Appears in 1 contract

Samples: Indenture (American Airlines, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 24 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 25 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 26 Section 2.19. Repurchases by the Company 28 or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 28 27 Article 3. Covenants 28 27 Section 3.01. Payment on Notes 28 27 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 28 Section 3.04. Additional Interest 29 28 Section 3.05. Compliance and Default Certificates 30 29 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 31 30 Section 3.083.09. Existence 31 Page Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 44 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 47 Section 5.06. Voluntary Adjustments 59 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 58 Section 5.08. Exchange in Lieu of Conversion 61 Section 5.09. Effect of Common Stock Change Event 62 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 64 62 Section 6.01. When the Company May Merge, Etc. 64 62 Section 6.02. Successor Corporation Substituted 64 62 Article 7. Defaults and Remedies 64 63 Section 7.01. Events of Default 64 63 Section 7.02. Acceleration 66 65 Section 7.03. Sole Remedy for a Failure to Report 67 65 Section 7.04. Other Remedies 68 66 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 67 Section 7.07. Limitation on Suits 69 67 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 68 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 68 Section 7.11. Priorities 70 69 Section 7.12. Undertaking for Costs 71 69 Article 8. Amendments, Supplements and Waivers 71 69 Section 8.01. Without the Consent of Holders 71 69 Section 8.02. With the Consent of Holders 72 70 Section 8.03. Notice of Amendments, Supplements and Waivers 73 71 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 72 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Satisfaction and Discharge 74 73 Section 9.01. Termination of Company’s Obligations 74 Obligations. 73 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page 74 Article 10. Trustee 76 74 Section 10.01. Duties of the Trustee 76 74 Section 10.02. Rights of the Trustee 77 75 Section 10.03. Individual Rights of the Trustee 78 76 Section 10.04. Trustee’s Disclaimer 78 76 Section 10.05. Notice of Defaults 78 76 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 77 Section 10.08. Successor Trustee by MergerXxxxxx, Etc. 80 78 Section 10.09. Eligibility; Disqualification 80 78 Article 11. Miscellaneous 81 79 Section 11.01. Notices. 81 Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 80 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 81 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 81 Section 11.05. No Personal Liability of Directors, Officers, Employees Employees, Incorporators and Stockholders 84 81 Section 11.06. Governing Law; Waiver of Jury Trial 84 81 Section 11.07. Submission to Jurisdiction 84 82 Section 11.08. No Adverse Interpretation of Other Agreements 84 82 Section 11.09. Successors 84 82 Section 11.10. Force Majeure 85 82 Section 11.11. U.S.A. PATRIOT Act 85 82 Section 11.12. Calculations 85 83 Section 11.13. Severability 85 83 Section 11.14. Counterparts 85 83 Section 11.15. Table of Contents, Headings, Etc. 86 83 Section 11.16. Withholding Taxes 86 83 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22December 13, 20212022, between StemThe Chefs’ Warehouse, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. The Bank National Associationof New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.502.375% Convertible Senior Notes due 20282028 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Chefs' Warehouse, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 25 Section 2.12. Removal of Transfer Restrictions 25 26 Section 2.13. Replacement Notes 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 27 Section 2.16. Notes Held by the Company or its Affiliates 26 27 Section 2.17. Temporary Notes 27 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 29 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 31 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 48 47 Section 5.06. Voluntary Adjustments 59 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 58 Section 5.08. Exchange in Lieu of Conversion 61 60 Section 5.09. Effect of Common Stock Change Event 62 60 Article 6. Successors 64 63 Section 6.01. When the Company May Merge, Etc. 64 63 Section 6.02. Successor Corporation Substituted 64 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 64 Section 7.01. Events of Default 64 Section 7.02. Acceleration 66 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 Section 7.06. Control by Majority 68 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 Section 7.09. Collection Suit by Trustee 69 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 Section 8.01. Without the Consent of Holders 71 Section 8.02. With the Consent of Holders 72 Section 8.03. Notice of Amendments, Supplements and Waivers 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 Section 8.05. Notations and Exchanges 74 Section 8.06. Trustee to Execute Supplemental Indentures 74 Article 9. Satisfaction and Discharge 74 Section 9.01. Termination of Company’s Obligations 74 Section 9.02. Repayment to Company 75 Section 9.03. Reinstatement 75 Page Article 10. Trustee 76 75 Section 10.01. Duties of the Trustee 76 75 Section 10.02. Rights of the Trustee 77 Section 10.03. Individual Rights of the Trustee 78 77 Section 10.04. Trustee’s Disclaimer 78 Section 10.05. Notice of Defaults 78 Section 10.06. Compensation and Indemnity 78 Section 10.07. Replacement of the Trustee 79 Section 10.08. Successor Trustee by Merger, Etc. 80 Section 10.09. Eligibility; Disqualification 80 Article 11. Miscellaneous 81 80 Section 11.01. Notices. 81 Notices 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 82 Section 11.04. Rules by the Trustee, the Registrar, Registrar and the Paying Agent and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 83 Section 11.06. Governing Law; Waiver of Jury Trial 84 83 Section 11.07. Submission to Jurisdiction 84 83 Section 11.08. No Adverse Interpretation of Other Agreements 84 Section 11.09. Successors 84 Section 11.10. Force Majeure 85 84 Section 11.11. U.S.A. PATRIOT Act 85 84 Section 11.12. Calculations 85 84 Section 11.13. Severability 85 Section 11.14. Counterparts 85 Section 11.15. Table of Contents, Headings, Etc. 86 85 Section 11.16. Withholding Taxes 86 85 Section 11.17. Trust Indenture Act Controls 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22August 20, 2021, between Stem, Opendoor Technologies Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.500.25% Convertible Senior Notes due 20282026.

Appears in 1 contract

Samples: Indenture (Opendoor Technologies Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 37 Section 5.01. Right to Convert 38 37 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon Conversion 44 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 48 47 Section 5.06. Voluntary Adjustments 59 57 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 58 Section 5.08. Exchange in Lieu of Conversion 61 59 Section 5.09. Restriction on Conversions 59 Section 5.10. Effect of Common Stock Change Event 62 61 Article 6. Successors 64 62 Section 6.01. When the Company May Merge, Etc. 64 62 Section 6.02. Qualified Successor Corporation Entity Substituted 64 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 64 63 Section 7.01. Events of Default 64 63 Section 7.02. Acceleration 66 65 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 67 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 68 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 69 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 72 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Satisfaction and Discharge 74 73 Section 9.01. Termination of Company’s Obligations 74 73 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page 74 Article 10. Trustee 76 74 Section 10.01. Duties of the Trustee 76 74 Section 10.02. Rights of the Trustee 77 75 Section 10.03. Individual Rights of the Trustee 78 76 Section 10.04. Trustee’s Disclaimer 78 76 Section 10.05. Notice of Defaults 78 77 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 78 Section 10.08. Successor Trustee by Merger, Etc. 80 79 Section 10.09. Eligibility; Disqualification 80 79 Article 11. Miscellaneous 81 79 Section 11.01. Notices. 81 Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 81 Section 11.04. Rules by the Trustee, the Registrar, the Paying Agent and The Conversion Agent 83 81 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 82 Section 11.06. Governing Law; Waiver of Jury Trial 84 82 Section 11.07. Submission to Jurisdiction 84 82 Section 11.08. No Adverse Interpretation of Other Agreements 84 82 Section 11.09. Successors 84 82 Section 11.10. Force Majeure 85 83 Section 11.11. U.S.A. PATRIOT Act 85 83 Section 11.12. Calculations 85 83 Section 11.13. Severability 85 83 Section 11.14. Counterparts 85 83 Section 11.15. Table of Contents, Headings, Etc. 86 84 Section 11.16. Withholding Taxes 86 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1A: Form of Restricted Note Legend B1-1 (Non- Accredited Investor Note) B1A-1 Exhibit B-1B: Form of Restricted Note Legend (Accredited Investor Note) B1B-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22February 3, 20212022, between StemOscar Health, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.507.25% Convertible Senior Notes due 20282031.

Appears in 1 contract

Samples: Indenture (Oscar Health, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 25 Section 2.13. Replacement Notes 26 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 27 26 Section 2.18. Outstanding Notes 27 Section 2.19. Repurchases by the Company 28 27 Section 2.20. CUSIP and ISIN Numbers 28 Article 3. Covenants 28 Section 3.01. Payment on Notes 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 29 Section 3.04. Additional Interest 29 Section 3.05. Compliance and Default Certificates 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Acquisition of Notes by the Company and its Affiliates 31 Section 3.08. Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 36 35 Article 5. Conversion 38 37 Section 5.01. Right to Convert 38 37 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon Conversion 44 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 48 47 Section 5.06. Voluntary Adjustments 59 57 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 60 58 Section 5.08. Exchange in Lieu of Conversion 61 59 Section 5.09. Restriction on Conversions 59 Section 5.10. Effect of Common Stock Change Event 62 61 Article 6. Successors 64 62 Section 6.01. When the Company May Merge, Etc. 64 62 Section 6.02. Qualified Successor Corporation Entity Substituted 64 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 64 63 Section 7.01. Events of Default 64 63 Section 7.02. Acceleration 66 65 Section 7.03. Sole Remedy for a Failure to Report 67 66 Section 7.04. Other Remedies 68 67 Section 7.05. Waiver of Past Defaults 68 67 Section 7.06. Control by Majority 68 67 Section 7.07. Limitation on Suits 69 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 69 68 Section 7.09. Collection Suit by Trustee 69 68 Section 7.10. Trustee May File Proofs of Claim 70 69 Section 7.11. Priorities 70 69 Section 7.12. Undertaking for Costs 71 70 Article 8. Amendments, Supplements and Waivers 71 70 Section 8.01. Without the Consent of Holders 71 70 Section 8.02. With the Consent of Holders 72 71 Section 8.03. Notice of Amendments, Supplements and Waivers 73 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 73 72 Section 8.05. Notations and Exchanges 74 72 Section 8.06. Trustee to Execute Supplemental Indentures 74 73 Article 9. Satisfaction and Discharge 74 73 Section 9.01. Termination of Company’s Obligations 74 73 Section 9.02. Repayment to Company 75 74 Section 9.03. Reinstatement 75 Page 74 Article 10. Trustee 76 74 Section 10.01. Duties of the Trustee 76 74 Section 10.02. Rights of the Trustee 77 75 Section 10.03. Individual Rights of the Trustee 78 76 Section 10.04. Trustee’s Disclaimer 78 76 Section 10.05. Notice of Defaults 78 77 Section 10.06. Compensation and Indemnity 78 77 Section 10.07. Replacement of the Trustee 79 78 Section 10.08. Successor Trustee by Merger, Etc. 80 79 Section 10.09. Eligibility; Disqualification 80 79 Article 11. Miscellaneous 81 79 Section 11.01. Notices. 81 Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 83 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 83 81 Section 11.04. Rules by the Trustee, the Registrar, the Paying Agent and The Conversion Agent 83 81 Section 11.05. No Personal Liability of Directors, Officers, Employees and Stockholders 84 82 Section 11.06. Governing Law; Waiver of Jury Trial 84 82 Section 11.07. Submission to Jurisdiction 84 82 Section 11.08. No Adverse Interpretation of Other Agreements 84 82 Section 11.09. Successors 84 82 Section 11.10. Force Majeure 85 83 Section 11.11. U.S.A. PATRIOT Act 85 83 Section 11.12. Calculations 85 83 Section 11.13. Severability 85 83 Section 11.14. Counterparts 85 83 Section 11.15. Table of Contents, Headings, Etc. 86 84 Section 11.16. Withholding Taxes 86 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1A: Form of Restricted Note Legend B1(Non-1 Affiliate Note) B1A-1 Exhibit B-1B: Form of Restricted Note Legend (Affiliate Note) B1B-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of November 22[February 3, 20212022], between StemOscar Health, Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 0.507.25% Convertible Senior Notes due 20282031.

Appears in 1 contract

Samples: Investment Agreement (Oscar Health, Inc.)

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